0001127602-16-067809.txt : 20161118 0001127602-16-067809.hdr.sgml : 20161118 20161118172917 ACCESSION NUMBER: 0001127602-16-067809 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161116 FILED AS OF DATE: 20161118 DATE AS OF CHANGE: 20161118 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASHLAND GLOBAL HOLDINGS INC CENTRAL INDEX KEY: 0001674862 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-CHEMICALS & ALLIED PRODUCTS [5160] IRS NUMBER: 812587835 STATE OF INCORPORATION: DE FISCAL YEAR END: 1216 BUSINESS ADDRESS: STREET 1: 50 E RIVERCENTER BLVD CITY: COVINGTON STATE: KY ZIP: 41011 BUSINESS PHONE: 859-815-4644 MAIL ADDRESS: STREET 1: 50 E RIVERCENTER BLVD CITY: COVINGTON STATE: KY ZIP: 41011 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WULFSOHN WILLIAM A CENTRAL INDEX KEY: 0001326402 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 333-211719 FILM NUMBER: 162008664 MAIL ADDRESS: STREET 1: ASHLAND INC. STREET 2: 50 EAST RIVERCENTER BLVD. CITY: COVINGTON STATE: KY ZIP: 41011 FORMER NAME: FORMER CONFORMED NAME: Wulfsohn William A DATE OF NAME CHANGE: 20050506 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-11-16 0001674862 ASHLAND GLOBAL HOLDINGS INC ASH 0001326402 WULFSOHN WILLIAM A 50 E. RIVERCENTER BLVD. COVINGTON KY 41011 1 1 Chief Executive Officer Stock Appreciation Right 109.15 2016-11-16 4 A 0 62850 109.15 A 2017-11-16 2026-12-16 Common Stock 62850 62850 D Restricted Stock Units 2016-11-16 4 A 0 9750 109.15 A Common Stock 9750 20705 D Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. /s/ Jennifer I. Henkel, Attorney-in-Fact 2016-11-18