0001326389-22-000011.txt : 20221003 0001326389-22-000011.hdr.sgml : 20221003 20221003111645 ACCESSION NUMBER: 0001326389-22-000011 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220923 FILED AS OF DATE: 20221003 DATE AS OF CHANGE: 20221003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Polar Asset Management Partners Inc. CENTRAL INDEX KEY: 0001326389 STATE OF INCORPORATION: A6 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40839 FILM NUMBER: 221286463 BUSINESS ADDRESS: STREET 1: 16 YORK STREET SUITE 2900 CITY: TORONTO STATE: A6 ZIP: M5J 0E6 BUSINESS PHONE: 416-367-4364 MAIL ADDRESS: STREET 1: 16 YORK STREET SUITE 2900 CITY: TORONTO STATE: A6 ZIP: M5J 0E6 FORMER NAME: FORMER CONFORMED NAME: Polar Securities Inc. DATE OF NAME CHANGE: 20050506 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GigCapital5, Inc. CENTRAL INDEX KEY: 0001844505 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 861728920 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1731 EMBARCADERO ROAD SUITE 200 CITY: PALO ALTO STATE: CA ZIP: 94303 BUSINESS PHONE: 6502767040 MAIL ADDRESS: STREET 1: 1731 EMBARCADERO ROAD SUITE 200 CITY: PALO ALTO STATE: CA ZIP: 94303 3 1 primary_doc.xml PRIMARY DOCUMENT X0206 3 2022-09-23 0 0001844505 GigCapital5, Inc. GIA 0001326389 Polar Asset Management Partners Inc. 16 YORK STREET SUITE 2900 TORONTO A6 M5J 0E6 ONTARIO, CANADA 0 0 1 0 Common Stock, par value $0.0001 per share 1547620 I See footnote (1) Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person"), serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. This Form 3 is being filed due to the redemption of 18,985,950 shares of common stock (as announced by the Company in a Form 8-K filed on September 23, 2022) by Company shareholders, after which the Reporting Person's aggregate beneficial ownership was above 10%. Andrew Ma, Chief Compliance Officer, on behalf of Polar Asset Management Partners Inc. 2022-10-03