0001062993-20-005729.txt : 20201116
0001062993-20-005729.hdr.sgml : 20201116
20201116160320
ACCESSION NUMBER: 0001062993-20-005729
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200930
FILED AS OF DATE: 20201116
DATE AS OF CHANGE: 20201116
EFFECTIVENESS DATE: 20201116
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Polar Asset Management Partners Inc.
CENTRAL INDEX KEY: 0001326389
IRS NUMBER: 000000000
STATE OF INCORPORATION: A6
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12489
FILM NUMBER: 201316654
BUSINESS ADDRESS:
STREET 1: 401 BAY STREET
STREET 2: SUITE 1900, P.O. BOX 19
CITY: TORONTO
STATE: A6
ZIP: M5H 2Y4
BUSINESS PHONE: 416-367-4364
MAIL ADDRESS:
STREET 1: 401 BAY STREET
STREET 2: SUITE 1900, P.O. BOX 19
CITY: TORONTO
STATE: A6
ZIP: M5H 2Y4
FORMER COMPANY:
FORMER CONFORMED NAME: Polar Securities Inc.
DATE OF NAME CHANGE: 20050506
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001326389
XXXXXXXX
09-30-2020
09-30-2020
Polar Asset Management Partners Inc.
401 BAY STREET
SUITE 1900, P.O. BOX 19
TORONTO
A6
M5H 2Y4
13F HOLDINGS REPORT
028-12489
N
Nahrin Disho
Compliance Analyst
416-369-7146
Nahrin Disho
Toronto
A6
11-13-2020
0
579
7319114
false
INFORMATION TABLE
2
form13fInfoTable.xml
FORM 13F INFORMATION TABLE
8X8 INC NEW
NOTE 0.500% 2/0
282914AB6
13910
15000000
PRN
SOLE
0
0
0
ACAMAR PARTNERS ACQSITION CO
*W EXP 02/26/202
004285110
769
699448
SH
SOLE
699448
0
0
ACAMAR PARTNERS ACQSITION CO
CL A
004285102
19605
1918342
SH
SOLE
1918342
0
0
AFFILIATED MANAGERS GROUP IN
COM
008252108
400
5844
SH
SOLE
5844
0
0
AGBA ACQUISITION LTD
SHS
G0120M109
3664
352982
SH
SOLE
352982
0
0
AGBA ACQUISITION LTD
UNIT 05/10/2024
G0120M133
1014
94779
SH
SOLE
94779
0
0
AGBA ACQUISITION LTD
*W EXP 05/10/202
G0120M117
142
443504
SH
SOLE
443504
0
0
AGBA ACQUISITION LTD
RIGHT 05/10/2024
G0120M125
87
377982
SH
SOLE
377982
0
0
ALBERTON ACQUISITION CORP
*W EXP 04/26/202
G35006124
252
1210700
SH
SOLE
1210700
0
0
ALBERTON ACQUISITION CORP
ORD SHS
G35006108
1604
149200
SH
SOLE
149200
0
0
ALBERTON ACQUISITION CORP
RIGHT 10/04/2020
G35006132
632
2746182
SH
SOLE
2746182
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
21960
74700
SH
SOLE
74700
0
0
ALPHABET INC
CAP STK CL C
02079K107
22779
15500
SH
SOLE
15500
0
0
ALPHABET INC
CAP STK CL A
02079K305
406
277
SH
SOLE
277
0
0
ALTAIR ENGR INC
NOTE 0.250% 6/0
021369AA1
11093
10000000
PRN
SOLE
0
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
487
39642
SH
SOLE
39642
0
0
ANDINA ACQUISITION CORP III
*W EXP 07/31/202
G04415124
203
614202
SH
SOLE
614202
0
0
ANDINA ACQUISITION CORP III
RIGHT 10/01/2025
G04415132
188
550000
SH
SOLE
550000
0
0
APPLE INC
COM
037833100
535
4623
SH
SOLE
4623
0
0
ARYA SCIENCES ACQUISITION CO
COM CL A
G3166W106
1622
150000
SH
SOLE
150000
0
0
BANK MONTREAL QUE
COM
063671101
1752
30000
SH
Call
SOLE
0
0
0
BANK MONTREAL QUE
COM
063671101
23364
400000
SH
Put
SOLE
0
0
0
BCE INC
COM NEW
05534B760
43544
1050000
SH
Call
SOLE
0
0
0
BCE INC
COM NEW
05534B760
1451
35000
SH
SOLE
35000
0
0
BIG ROCK PARTNERS ACQUISI CO
*W EXP 12/01/202
089482111
95
366000
SH
SOLE
366000
0
0
BIG ROCK PARTNERS ACQUISI CO
RIGHT 12/01/2022
089482129
154
752266
SH
SOLE
752266
0
0
CARMAX INC
COM
143130102
431
4691
SH
SOLE
4691
0
0
CDK GLOBAL INC
COM
12508E101
207
4744
SH
SOLE
4744
0
0
CF FIN ACQUISITION CORP
*W EXP 04/30/202
12528N115
933
952338
SH
SOLE
952338
0
0
CHURCHILL CAP CORP II
CL A
17143G106
31421
2978334
SH
SOLE
2978334
0
0
CHURCHILL CAP CORP II
*W EXP 07/02/202
17143G114
2450
1121970
SH
SOLE
1121970
0
0
COHERENT INC
COM
192479103
242
2185
SH
SOLE
2185
0
0
COLFAX CORP
UNIT 01/15/2022T
194014205
13461
100000
SH
SOLE
100000
0
0
CONMED CORP
NOTE 2.625% 2/0
207410AF8
8974
8000000
PRN
SOLE
0
0
0
COUPA SOFTWARE INC
NOTE 0.125% 6/1
22266LAC0
18244
10000000
PRN
SOLE
0
0
0
CREE INC
COM
225447101
320
5024
SH
SOLE
5024
0
0
CRESCENT ACQUISITION CORP
COM CL A
22564L105
20431
2035000
SH
SOLE
2035000
0
0
CRESCENT ACQUISITION CORP
*W EXP 03/08/202
22564L113
840
1000000
SH
SOLE
1000000
0
0
CRONOS GROUP INC
COM
22717L101
250
50000
SH
SOLE
50000
0
0
DOMINION ENERGY INC
COM
25746U109
309
3915
SH
SOLE
3915
0
0
ENBRIDGE INC
COM
29250N105
14600
500000
SH
Call
SOLE
0
0
0
ENBRIDGE INC
COM
29250N105
1460
50000
SH
SOLE
50000
0
0
ENVESTNET INC
NOTE 1.750% 6/0
29404KAB2
25608
20000000
PRN
SOLE
0
0
0
FABRINET
SHS
G3323L100
11947
189537
SH
SOLE
189537
0
0
FACEBOOK INC
CL A
30303M102
51725
197500
SH
SOLE
197500
0
0
GIGCAPITAL2 INC
*W EXP 02/28/202
375036118
451
495200
SH
SOLE
495200
0
0
GIGCAPITAL2 INC
RIGHT 02/28/2026
375036126
167
504800
SH
SOLE
504800
0
0
GLOBAL WTR RES INC
COM
379463102
9882
916690
SH
SOLE
916690
0
0
GSE SYS INC
COM
36227K106
2072
1992724
SH
SOLE
1992724
0
0
GUESS INC
NOTE 2.000% 4/1
401617AD7
8048
10000000
PRN
SOLE
0
0
0
GUIDEWIRE SOFTWARE INC
NOTE 1.250% 3/1
40171VAA8
39994
35000000
PRN
SOLE
0
0
0
GX ACQUISITION CORP
COM CL A
36251A107
15196
1447200
SH
SOLE
1447200
0
0
GX ACQUISITION CORP
*W EXP 05/24/202
36251A115
1692
1057213
SH
SOLE
1057213
0
0
HARMONIC INC
COM
413160102
9646
1728654
SH
SOLE
1728654
0
0
HAYMAKER ACQUISITION CORP II
COM CL A
42087L101
761
76142
SH
SOLE
76142
0
0
HAYMAKER ACQUISITION CORP II
*W EXP 10/31/202
42087L119
408
411832
SH
SOLE
411832
0
0
HL ACQUISITIONS CORP
RIGHT 07/17/2023
G4603R130
24
23299
SH
SOLE
23299
0
0
HORMEL FOODS CORP
COM
440452100
567
11605
SH
SOLE
11605
0
0
HURCO COMPANIES INC
COM
447324104
16803
591643
SH
SOLE
591643
0
0
IHS MARKIT LTD
SHS
G47567105
34864
444070
SH
SOLE
444070
0
0
ILLINOIS TOOL WKS INC
COM
452308109
453
2346
SH
SOLE
2346
0
0
INFRA AND ENERGY ALTRNTIVE I
COM
45686J104
1700
285714
SH
SOLE
285714
0
0
INTERNATIONAL MNY EXPRESS IN
COM
46005L101
230
16001
SH
SOLE
16001
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
125028
450000
SH
Call
SOLE
0
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
568183
2045000
SH
Put
SOLE
0
0
0
INVITAE CORP
NOTE 2.000% 9/0
46185LAB9
57737
35000000
PRN
SOLE
0
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
5291
120000
SH
Call
SOLE
0
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
74895
500000
SH
Call
SOLE
0
0
0
ISHARES TR
CHINA LG-CAP ETF
464287184
5502
131000
SH
Call
SOLE
0
0
0
ISHARES TR
MSCI EAFE ETF
464287465
22278
350000
SH
Call
SOLE
0
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
1074369
7172500
SH
Put
SOLE
0
0
0
ISHARES TR
CHINA LG-CAP ETF
464287184
15120
360000
SH
Put
SOLE
0
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
8390
100000
SH
Put
SOLE
0
0
0
ISHARES TR
MSCI EAFE ETF
464287465
15912
250000
SH
Put
SOLE
0
0
0
ISHARES TR
CHINA LG-CAP ETF
464287184
1968
46863
SH
SOLE
46863
0
0
LEGACY ACQUISITION CORP
*W EXP 11/30/202
524643111
139
260326
SH
SOLE
260326
0
0
LKQ CORP
COM
501889208
19130
689854
SH
SOLE
689854
0
0
LONGEVITY ACQUISITION CORP
*W EXP 07/31/202
G56372116
85
340000
SH
SOLE
340000
0
0
LONGEVITY ACQUISITION CORP
RIGHT 07/31/2020
G56372124
79
343742
SH
SOLE
343742
0
0
MACOM TECH SOLUTIONS HLDGS I
COM
55405Y100
6802
200000
SH
Call
SOLE
0
0
0
MACOM TECH SOLUTIONS HLDGS I
COM
55405Y100
44035
1294766
SH
SOLE
1294766
0
0
MANULIFE FINL CORP
COM
56501R106
4451
320000
SH
Call
SOLE
0
0
0
MERCADOLIBRE INC
NOTE 2.000% 8/1
58733RAD4
138883
55000000
PRN
SOLE
0
0
0
MICRON TECHNOLOGY INC
NOTE 3.125% 5/0
595112AX1
246047
52356000
PRN
SOLE
0
0
0
MONOCLE ACQUISITION CORP
COM
609754106
371
36251
SH
SOLE
36251
0
0
MORGAN STANLEY
COM NEW
617446448
201
4148
SH
SOLE
4148
0
0
NEVRO CORP
NOTE 2.750% 4/0
64157FAC7
27302
17500000
PRN
SOLE
0
0
0
NORTH AMERN CONSTR GROUP LTD
COM
656811106
20967
3220709
SH
SOLE
3220709
0
0
NOW INC
COM
67011P100
486
107009
SH
SOLE
107009
0
0
NUTRIEN LTD
COM
67077M108
4315
110000
SH
Call
SOLE
0
0
0
OCCIDENTAL PETE CORP
COM
674599105
302
30211
SH
SOLE
30211
0
0
PALO ALTO NETWORKS INC
COM
697435105
21709
88700
SH
SOLE
88700
0
0
PALO ALTO NETWORKS INC
NOTE 0.750% 7/0
697435AD7
22592
20000000
PRN
SOLE
0
0
0
REALPAGE INC
NOTE 1.500%11/1
75606NAB5
22020
15000000
PRN
SOLE
0
0
0
REALPAGE INC
NOTE 1.500% 5/1
75606NAC3
19661
19000000
PRN
SOLE
0
0
0
REPLAY ACQUISITION CORP
*W EXP 03/01/202
G75130115
855
900000
SH
SOLE
900000
0
0
REPLAY ACQUISITION CORP
COM
G75130107
13998
1375000
SH
SOLE
1375000
0
0
REPLAY ACQUISITION CORP
UNIT 03/01/2024
G75130123
1336
125000
SH
SOLE
125000
0
0
RMG ACQUISITION CORP
CL A
749641106
7748
724801
SH
SOLE
724801
0
0
RMG ACQUISITION CORP
UNIT 99/99/9999
749641205
553
50000
SH
SOLE
50000
0
0
RMG ACQUISITION CORP
*W EXP 02/21/202
749641114
71
33000
SH
SOLE
33000
0
0
SALESFORCE COM INC
COM
79466L302
33615
133754
SH
SOLE
133754
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
7221
300000
SH
Call
SOLE
0
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
3610
150000
SH
Put
SOLE
0
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
635
26400
SH
SOLE
26400
0
0
SHAW COMMUNICATIONS INC
CL B CONV
82028K200
1095
60000
SH
SOLE
60000
0
0
SOUTH MTN MERGER CORP
COM CL A
838884104
21207
2029382
SH
SOLE
2029382
0
0
SOUTH MTN MERGER CORP
*W EXP 06/20/202
838884112
746
532500
SH
SOLE
532500
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
319820
955000
SH
Call
SOLE
0
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
343262
1025000
SH
Put
SOLE
0
0
0
SPLUNK INC
COM
848637104
38868
206600
SH
SOLE
206600
0
0
SPLUNK INC
NOTE 0.500% 9/1
848637AC8
48752
35000000
PRN
SOLE
0
0
0
SPLUNK INC
NOTE 1.125% 9/1
848637AD6
101143
70000000
PRN
SOLE
0
0
0
SPROTT PHYSICAL GOLD & SILVE
TR UNIT
85208R101
10328
563115
SH
SOLE
563115
0
0
SPROTT PHYSICAL PLAT PALLAD
UNIT
85207Q104
3261
205916
SH
SOLE
205916
0
0
SPROTT PHYSICAL SILVER TR
TR UNIT
85207K107
28419
3436417
SH
SOLE
3436417
0
0
SUNCOR ENERGY INC NEW
COM
867224107
1836
150100
SH
SOLE
150100
0
0
TC ENERGY CORP
COM
87807B107
7143
170000
SH
Call
SOLE
0
0
0
TC ENERGY CORP
COM
87807B107
420
10000
SH
SOLE
10000
0
0
TECK RESOURCES LTD
CL B
878742204
1140
81899
SH
SOLE
81899
0
0
TECK RESOURCES LTD
CL B
878742204
2088
150000
SH
Put
SOLE
0
0
0
TENZING ACQUISITION CORP
*W EXP 02/23/202
G8708A108
166
325907
SH
SOLE
325907
0
0
TESLA INC
COM
88160R101
1073
2500
SH
SOLE
2500
0
0
TORONTO DOMINION BK ONT
COM NEW
891160509
18496
400000
SH
Put
SOLE
0
0
0
TOTTENHAM ACQUISITION I LTD
*W EXP 05/06/202
G8959N114
242
512000
SH
SOLE
512000
0
0
TOTTENHAM ACQUISITION I LTD
RIGHT 11/06/2020
G8959N122
196
373100
SH
SOLE
373100
0
0
TRIDENT ACQUISITIONS CORP
*W EXP 05/09/202
89615T114
633
1720648
SH
SOLE
1720648
0
0
TRIMBLE INC
COM
896239100
300
6169
SH
SOLE
6169
0
0
VIAVI SOLUTIONS INC
COM
925550105
14575
1242500
SH
SOLE
1242500
0
0
VIAVI SOLUTIONS INC
NOTE 1.000% 3/0
925550AB1
11332
10000000
PRN
SOLE
0
0
0
VIAVI SOLUTIONS INC
NOTE 1.750% 6/0
925550AE5
12511
11230000
PRN
SOLE
0
0
0
WRIGHT MED GROUP N V
NOTE 2.250%11/1
98236JAB4
72139
50000000
PRN
SOLE
0
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
25154
310741
SH
SOLE
310741
0
0
AKAMAI TECHNOLOGIES INC
COM
00971T101
628
5684
SH
SOLE
5684
0
0
ALUSSA ENERGY ACQUISITION CO
SHS CL A
G0232J101
14895
1500000
SH
SOLE
1500000
0
0
AMAZON COM INC
COM
023135106
302
96
SH
SOLE
96
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
639
23198
SH
SOLE
23198
0
0
AMERIPRISE FINL INC
COM
03076C106
696
4516
SH
SOLE
4516
0
0
AMPLITUDE HLTHCRE AQUSTIN CO
*W EXP 12/01/202
03212A113
192
162500
SH
SOLE
162500
0
0
AMPLITUDE HLTHCRE AQUSTIN CO
COM CL A
03212A105
4714
475000
SH
SOLE
475000
0
0
APEX TECHNOLOGY ACQUISITION
COM CL A
03768F102
11242
1060600
SH
SOLE
1060600
0
0
APEX TECHNOLOGY ACQUISITION
*W EXP 09/18/202
03768F110
937
482869
SH
SOLE
482869
0
0
ATLAS TECHNICAL CONSULTANTS
*W EXP 11/26/202
049430119
206
368650
SH
SOLE
368650
0
0
AUTONATION INC
COM
05329W102
246
4639
SH
SOLE
4639
0
0
AVALARA INC
COM
05338G106
9933
78000
SH
SOLE
78000
0
0
BAIDU INC
SPON ADR REP A
056752108
36078
285000
SH
SOLE
285000
0
0
BANK NOVA SCOTIA B C
COM
064149107
4151
100000
SH
Call
SOLE
0
0
0
BANK NOVA SCOTIA B C
COM
064149107
16604
400000
SH
Put
SOLE
0
0
0
BEST BUY INC
COM
086516101
228
2049
SH
SOLE
2049
0
0
BLACKROCK TAX MUNICPAL BD TR
SHS
09248X100
2574
99318
SH
SOLE
99318
0
0
BORGWARNER INC
COM
099724106
816
21065
SH
SOLE
21065
0
0
BROWN FORMAN CORP
CL B
115637209
383
5083
SH
SOLE
5083
0
0
CABOT CORP
COM
127055101
343
9518
SH
SOLE
9518
0
0
CANADIAN IMP BK COMM
COM
136069101
29888
400000
SH
Put
SOLE
0
0
0
CHARLES RIV LABS INTL INC
COM
159864107
37749
166700
SH
SOLE
166700
0
0
CHP MERGER CORP
*W EXP 11/22/202
12558Y114
840
700000
SH
SOLE
700000
0
0
CIIG MERGER CORP
COM CL A
12559C103
501
50000
SH
SOLE
50000
0
0
CISCO SYS INC
COM
17275R102
911
23131
SH
SOLE
23131
0
0
CITIC CAPITAL ACQUISITION CO
COM CL A
G21513109
17125
1742134
SH
SOLE
1742134
0
0
CITIC CAPITAL ACQUISITION CO
*W EXP 01/17/202
G21513117
1089
871067
SH
SOLE
871067
0
0
CLEAN HARBORS INC
COM
184496107
767
13682
SH
SOLE
13682
0
0
CORPORATE OFFICE PPTYS TR
SH BEN INT
22002T108
496
20891
SH
SOLE
20891
0
0
COTY INC
COM CL A
222070203
54
20038
SH
SOLE
20038
0
0
DARDEN RESTAURANTS INC
COM
237194105
8059
80000
SH
SOLE
80000
0
0
DISH NETWORK CORPORATION
CL A
25470M109
527
18142
SH
SOLE
18142
0
0
DMY TECHNOLOGY GROUP INC
COM
233253103
6251
489900
SH
SOLE
489900
0
0
EAST STONE ACQUISITION CORP
SHS
G2911D108
16745
1700000
SH
SOLE
1700000
0
0
EAST STONE ACQUISITION CORP
RIGHT 12/31/2026
G2911D132
389
1495000
SH
SOLE
1495000
0
0
EMERSON ELEC CO
COM
291011104
280
4264
SH
SOLE
4264
0
0
ENERPLUS CORP
COM
292766102
391
210000
SH
SOLE
210000
0
0
EQUINIX INC
COM
29444U700
315
414
SH
SOLE
414
0
0
EXPERIENCE INVT CORP
COM CL A
30217C109
3588
357000
SH
SOLE
357000
0
0
EXPERIENCE INVT CORP
*W EXP 09/01/202
30217C117
680
555000
SH
SOLE
555000
0
0
F5 NETWORKS INC
COM
315616102
251
2045
SH
SOLE
2045
0
0
FARO TECHNOLOGIES INC
COM
311642102
26576
435814
SH
SOLE
435814
0
0
FINSERV ACQUISITION CORP
*W EXP 12/31/202
318085115
400
400000
SH
SOLE
400000
0
0
FINSERV ACQUISITION CORP
CL A
318085107
4764
475000
SH
SOLE
475000
0
0
FINTECH ACQUISITION CORP III
COM CL A
31811A101
12991
1260000
SH
SOLE
1260000
0
0
FISERV INC
COM
337738108
48995
475446
SH
SOLE
475446
0
0
FLIR SYS INC
COM
302445101
682
19023
SH
SOLE
19023
0
0
FLOWSERVE CORP
COM
34354P105
474
17372
SH
SOLE
17372
0
0
FLYING EAGLE ACQUISITION COR
COM
34407Y103
4869
400400
SH
SOLE
400400
0
0
FORTIS INC
COM
349553107
2043
50000
SH
Call
SOLE
0
0
0
FORTIS INC
COM
349553107
1634
40000
SH
SOLE
40000
0
0
GALILEO ACQUISITION CORP
SHS
G3770A102
4792
484072
SH
SOLE
484072
0
0
GALILEO ACQUISITION CORP
UNIT 99/99/9999
G3770A128
3693
350000
SH
SOLE
350000
0
0
GENERAL DYNAMICS CORP
COM
369550108
655
4734
SH
SOLE
4734
0
0
GENUINE PARTS CO
COM
372460105
280
2944
SH
SOLE
2944
0
0
GORES HLDGS IV INC
COM CL A
382865103
6280
609100
SH
SOLE
609100
0
0
GORES HLDGS IV INC
*W EXP 01/22/202
382865111
253
152275
SH
SOLE
152275
0
0
GREENROSE ACQUISITION CORP
COM
395392103
1891
193531
SH
SOLE
193531
0
0
GREENROSE ACQUISITION CORP
UNIT 02/28/2024
395392202
6990
700000
SH
SOLE
700000
0
0
GREENVISION ACQUISITION CORP
COM
39678G103
7179
715000
SH
SOLE
715000
0
0
GREENVISION ACQUISITION CORP
RIGHT 06/01/2021
39678G129
535
1150000
SH
SOLE
1150000
0
0
GREENVISION ACQUISITION CORP
*W EXP 10/28/202
39678G111
358
688069
SH
SOLE
688069
0
0
HAEMONETICS CORP
COM
405024100
2618
30000
SH
SOLE
30000
0
0
HARLEY DAVIDSON INC
COM
412822108
213
8674
SH
SOLE
8674
0
0
HEALTHCARE MERGER CORP
COM CL A
42227L102
8120
800000
SH
SOLE
800000
0
0
HEALTHCARE MERGER CORP
*W EXP 12/17/202
42227L110
944
527308
SH
SOLE
527308
0
0
HOLLYFRONTIER CORP
COM
436106108
360
18265
SH
SOLE
18265
0
0
HOME DEPOT INC
COM
437076102
608
2191
SH
SOLE
2191
0
0
HUNTINGTON BANCSHARES INC
COM
446150104
219
23833
SH
SOLE
23833
0
0
IMPINJ INC
COM
453204109
20448
776007
SH
SOLE
776007
0
0
INFINERA CORP
COM
45667G103
16560
2688324
SH
SOLE
2688324
0
0
INTERPRIVATE ACQUISITION COR
COM
46064A103
2122
212166
SH
SOLE
212166
0
0
INTERPRIVATE ACQUISITION COR
*W EXP 10/24/202
46064A111
255
312500
SH
SOLE
312500
0
0
INVACARE CORP
COM
461203101
651
86531
SH
SOLE
86531
0
0
JERNIGAN CAP INC
COM
476405105
13626
795000
SH
SOLE
795000
0
0
JUNIPER INDL HLDGS INC
COM CL A
48205G106
8699
831691
SH
SOLE
831691
0
0
JUNIPER INDL HLDGS INC
*W EXP 11/13/202
48205G114
432
250000
SH
SOLE
250000
0
0
KEYCORP
COM
493267108
242
20272
SH
SOLE
20272
0
0
KIRBY CORP
COM
497266106
556
15359
SH
SOLE
15359
0
0
LGL SYS ACQUISITION CORP
COM CL A
50201G106
932
92983
SH
SOLE
92983
0
0
LGL SYS ACQUISITION CORP
*W EXP 11/12/202
50201G114
54
50000
SH
SOLE
50000
0
0
LIV CAP ACQUISITION CORP
*W EXP 12/13/202
G5510C116
94
200000
SH
SOLE
200000
0
0
LIV CAP ACQUISITION CORP
CL A
G5510C108
5069
513531
SH
SOLE
513531
0
0
LOWES COS INC
COM
548661107
30290
182621
SH
SOLE
182621
0
0
MACERICH CO
COM
554382101
595
87608
SH
SOLE
87608
0
0
MATERION CORP
COM
576690101
23125
444449
SH
SOLE
444449
0
0
MDU RES GROUP INC
COM
552690109
201
8954
SH
SOLE
8954
0
0
MERIDA MERGER CORP I
COM
58953M106
8187
828200
SH
SOLE
828200
0
0
MERIDA MERGER CORP I
*W EXP 11/07/202
58953M114
110
200000
SH
SOLE
200000
0
0
MESA LABS INC
NOTE 1.375% 8/1
59064RAA7
27768
25000000
PRN
SOLE
0
0
0
METHANEX CORP
COM
59151K108
1220
50000
SH
Call
SOLE
0
0
0
MICROSOFT CORP
COM
594918104
726
3454
SH
SOLE
3454
0
0
MSC INDL DIRECT INC
CL A
553530106
455
7195
SH
SOLE
7195
0
0
NATIONAL FUEL GAS CO N J
COM
636180101
298
7348
SH
SOLE
7348
0
0
NEWBORN ACQUISITION CORP
SHS
G6463T106
7236
725000
SH
SOLE
725000
0
0
NEWBORN ACQUISITION CORP
RIGHT 02/03/2025
G6463T122
208
800000
SH
SOLE
800000
0
0
NEWBORN ACQUISITION CORP
*W EXP 02/03/202
G6463T114
210
725000
SH
SOLE
725000
0
0
NORDSON CORP
COM
655663102
602
3136
SH
SOLE
3136
0
0
NORDSTROM INC
COM
655664100
294
24661
SH
SOLE
24661
0
0
NRG ENERGY INC
COM NEW
629377508
824
26804
SH
SOLE
26804
0
0
NUVEEN MUNICIPAL CREDIT INC
COM SH BEN INT
67070X101
878
59800
SH
SOLE
59800
0
0
NUVEEN PFD & INCM SECURTIES
COM
67072C105
1663
188723
SH
SOLE
188723
0
0
OAKTREE ACQUISITION CORP
*W EXP 99/99/999
G67145113
816
278710
SH
SOLE
278710
0
0
OAKTREE ACQUISITION CORP
SHS CL A
G67145105
11549
982904
SH
SOLE
982904
0
0
OLD REP INTL CORP
COM
680223104
543
36805
SH
SOLE
36805
0
0
ORISUN ACQUISITION CORP
COM
68632T109
7795
764207
SH
SOLE
764207
0
0
ORISUN ACQUISITION CORP
RIGHT 05/31/2024
68632T125
549
915207
SH
SOLE
915207
0
0
ORTHOFIX MED INC
COM
68752M108
11970
384402
SH
SOLE
384402
0
0
OSPREY TECHNLGY AQUISTION CO
COM CL A
68839R104
15410
1512256
SH
SOLE
1512256
0
0
OSPREY TECHNLGY AQUISTION CO
*W EXP 10/30/202
68839R120
1470
1049950
SH
SOLE
1049950
0
0
PEMBINA PIPELINE CORP
COM
706327103
1062
50000
SH
SOLE
50000
0
0
POLARIS INC
COM
731068102
39909
423035
SH
SOLE
423035
0
0
RALPH LAUREN CORP
CL A
751212101
771
11347
SH
SOLE
11347
0
0
PROPTECH ACQUISITION CORP
COM CL A
74349F101
4441
399000
SH
SOLE
399000
0
0
PROPTECH ACQUISITION CORP
*W EXP 05/26/202
74349F119
653
397500
SH
SOLE
397500
0
0
PRUDENTIAL FINL INC
COM
744320102
251
3944
SH
SOLE
3944
0
0
ROYAL BK CDA
COM
780087102
12274
175000
SH
Call
SOLE
0
0
0
ROYAL BK CDA
COM
780087102
28056
400000
SH
Put
SOLE
0
0
0
ROYCE VALUE TR INC
COM
780910105
746
59028
SH
SOLE
59028
0
0
RPM INTL INC
COM
749685103
35157
424400
SH
SOLE
424400
0
0
SC HEALTH CORP
*W EXP 99/99/999
G78516401
466
404850
SH
SOLE
404850
0
0
SC HEALTH CORP
COM CL A
G78516203
10080
1000000
SH
SOLE
1000000
0
0
SCVX CORP
COM
G79448208
15489
1548900
SH
SOLE
1548900
0
0
SCVX CORP
*W EXP 01/24/202
G79448117
1386
924450
SH
SOLE
924450
0
0
SEALED AIR CORP NEW
COM
81211K100
795
20475
SH
SOLE
20475
0
0
SEASPINE HLDGS CORP
COM
81255T108
9726
680155
SH
SOLE
680155
0
0
SERVICENOW INC
COM
81762P102
17626
36342
SH
SOLE
36342
0
0
SILVER SPIKE ACQUISITION COR
CL A SHS
G8136L106
30603
3021028
SH
SOLE
3021028
0
0
SILVER SPIKE ACQUISITION COR
*W EXP 08/02/202
G8136L114
747
1225000
SH
SOLE
1225000
0
0
SITIME CORP
COM
82982T106
11680
139000
SH
SOLE
139000
0
0
SIX FLAGS ENTMT CORP NEW
COM
83001A102
375
18458
SH
SOLE
18458
0
0
SOFTWARE ACQUISITION GROUP I
*W EXP 10/01/202
83406B119
327
340766
SH
SOLE
340766
0
0
STABLE RD ACQUISITION CORP
*W EXP 05/15/202
85236Q117
793
687500
SH
SOLE
687500
0
0
STABLE RD ACQUISITION CORP
COM CL A
85236Q109
8770
870000
SH
SOLE
870000
0
0
STARBUCKS CORP
COM
855244109
396
4609
SH
SOLE
4609
0
0
STERLING BANCORP DEL
COM
85917A100
413
39288
SH
SOLE
39288
0
0
TELUS CORPORATION
COM
87971M103
11446
650000
SH
Call
SOLE
0
0
0
TELUS CORPORATION
COM
87971M103
1233
70000
SH
SOLE
70000
0
0
THUNDER BRDG ACQUISTION II L
*W EXP 11/30/202
G8857S108
1215
900000
SH
SOLE
900000
0
0
THUNDER BRDG ACQUISTION II L
CL A SHS
G8857S116
14196
1391757
SH
SOLE
1391757
0
0
TITAN MACHY INC
COM
88830R101
7000
529071
SH
SOLE
529071
0
0
TJX COS INC NEW
COM
872540109
34726
624000
SH
SOLE
624000
0
0
TRANSALTA CORP
COM
89346D107
3410
554400
SH
SOLE
554400
0
0
TRAVELERS COMPANIES INC
COM
89417E109
391
3612
SH
SOLE
3612
0
0
UBER TECHNOLOGIES INC
COM
90353T100
13100
359100
SH
SOLE
359100
0
0
UNION ACQUISITION CORP II
SHS
G9402Q100
16831
1695000
SH
SOLE
1695000
0
0
UNION ACQUISITION CORP II
*W EXP 04/01/202
G9402Q126
1275
1700000
SH
SOLE
1700000
0
0
US BANCORP DEL
COM NEW
902973304
340
9496
SH
SOLE
9496
0
0
VALMONT INDS INC
COM
920253101
615
4950
SH
SOLE
4950
0
0
VORNADO RLTY TR
SH BEN INT
929042109
284
8411
SH
SOLE
8411
0
0
WEX INC
COM
96208T104
580
4170
SH
SOLE
4170
0
0
WILLIAMS SONOMA INC
COM
969904101
211
2328
SH
SOLE
2328
0
0
YUNHONG INTL
UNIT 99/99/9999
G98882114
4994
497400
SH
SOLE
497400
0
0
YUNHONG INTL
CL A SHS
G98882106
1974
200000
SH
SOLE
200000
0
0
YUNHONG INTL
*W EXP 01/31/202
G98882122
20
100000
SH
SOLE
100000
0
0
YUNHONG INTL
RIGHT 01/31/2027
G98882130
71
351500
SH
SOLE
351500
0
0
ZIONS BANCORPORATION N A
COM
989701107
564
19309
SH
SOLE
19309
0
0
AMEREN CORP
COM
023608102
406
5133
SH
SOLE
5133
0
0
AMERICAN ELEC PWR CO INC
UNIT 99/99/9999
02557T307
29547
600000
SH
SOLE
600000
0
0
GALLAGHER ARTHUR J & CO
COM
363576109
212
2006
SH
SOLE
2006
0
0
ALLETE INC
COM NEW
018522300
239
4628
SH
SOLE
4628
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
632
7708
SH
SOLE
7708
0
0
AVERY DENNISON CORP
COM
053611109
334
2609
SH
SOLE
2609
0
0
AMERICAN WTR WKS CO INC NEW
COM
030420103
296
2042
SH
SOLE
2042
0
0
BLACK HILLS CORP
COM
092113109
242
4527
SH
SOLE
4527
0
0
BRIGHTVIEW HLDGS INC
COM
10948C107
12356
1083884
SH
SOLE
1083884
0
0
COMMERCE BANCSHARES INC
COM
200525103
640
11366
SH
SOLE
11366
0
0
CROWN CASTLE INTL CORP NEW
COM
22822V101
504
3026
SH
SOLE
3026
0
0
CF INDS HLDGS INC
COM
125269100
395
12850
SH
SOLE
12850
0
0
CLOROX CO DEL
COM
189054109
429
2040
SH
SOLE
2040
0
0
COUSINS PPTYS INC
COM NEW
222795502
219
7655
SH
SOLE
7655
0
0
CORECIVIC INC
COM
21871N101
436
54547
SH
SOLE
54547
0
0
DECKERS OUTDOOR CORP
COM
243537107
20294
92239
SH
SOLE
92239
0
0
DOUGLAS EMMETT INC
COM
25960P109
361
14397
SH
SOLE
14397
0
0
DIGITAL RLTY TR INC
COM
253868103
396
2700
SH
SOLE
2700
0
0
DUKE REALTY CORP
COM NEW
264411505
275
7444
SH
SOLE
7444
0
0
BRINKER INTL INC
COM
109641100
21189
496000
SH
SOLE
496000
0
0
EOG RES INC
COM
26875P101
443
12327
SH
SOLE
12327
0
0
EVERSOURCE ENERGY
COM
30040W108
431
5159
SH
SOLE
5159
0
0
ESSEX PPTY TR INC
COM
297178105
238
1184
SH
SOLE
1184
0
0
EVERBRIDGE INC
COM
29978A104
5683
45200
SH
SOLE
45200
0
0
EVERI HLDGS INC
COM
30034T103
6604
800443
SH
SOLE
800443
0
0
FASTENAL CO
COM
311900104
311
6890
SH
SOLE
6890
0
0
FIFTH THIRD BANCORP
COM
316773100
398
18670
SH
SOLE
18670
0
0
FIRST REP BK SAN FRANCISCO C
COM
33616C100
481
4409
SH
SOLE
4409
0
0
FORTINET INC
COM
34959E109
697
5918
SH
SOLE
5918
0
0
FORTIVE CORP
COM
34959J108
14937
196000
SH
SOLE
196000
0
0
INTERNATIONAL FLAVORS&FRAGRA
COM
459506101
583
4764
SH
SOLE
4764
0
0
JD.COM INC
SPON ADR CL A
47215P106
20326
261900
SH
SOLE
261900
0
0
KROGER CO
COM
501044101
208
6133
SH
SOLE
6133
0
0
LIBERTY GLOBAL PLC
SHS CL C
G5480U120
34088
1660000
SH
SOLE
1660000
0
0
LAS VEGAS SANDS CORP
COM
517834107
49682
1064776
SH
SOLE
1064776
0
0
MICROCHIP TECHNOLOGY INC.
COM
595017104
523
5093
SH
SOLE
5093
0
0
MICROCHIP TECHNOLOGY INC.
NOTE 1.625% 2/1
595017AD6
14478
6500000
PRN
SOLE
0
0
0
MICROCHIP TECHNOLOGY INC.
NOTE 1.625% 2/1
595017AF1
6157
4000000
PRN
SOLE
0
0
0
MICROCHIP TECHNOLOGY INC.
NOTE 2.250% 2/1
595017AH7
29898
20000000
PRN
SOLE
0
0
0
MAXLINEAR INC
COM
57776J100
25457
1095413
SH
SOLE
1095413
0
0
NASDAQ INC
COM
631103108
201
1642
SH
SOLE
1642
0
0
NEOGENOMICS INC
NOTE 1.250% 5/0
64049MAA8
37396
30000000
PRN
SOLE
0
0
0
NISOURCE INC
COM
65473P105
504
22928
SH
SOLE
22928
0
0
SPROTT PHYSICAL GOLD TR
UNIT
85207H104
89966
5977825
SH
SOLE
5977825
0
0
PATTERSON UTI ENERGY INC
COM
703481101
175
61509
SH
SOLE
61509
0
0
PAYPAL HLDGS INC
COM
70450Y103
25360
128711
SH
SOLE
128711
0
0
PAPA JOHNS INTL INC
COM
698813102
526
6392
SH
SOLE
6392
0
0
ROSS STORES INC
COM
778296103
316
3387
SH
SOLE
3387
0
0
SCIENCE APPLICATIONS INTL CO
COM
808625107
639
8144
SH
SOLE
8144
0
0
SALLY BEAUTY HLDGS INC
COM
79546E104
281
32346
SH
SOLE
32346
0
0
SERVICEMASTER GLOBAL HLDGS I
COM
81761R109
24522
614900
SH
SOLE
614900
0
0
SILGAN HOLDINGS INC
COM
827048109
423
11496
SH
SOLE
11496
0
0
SOUTHERN CO
COM
842587107
349
6432
SH
SOLE
6432
0
0
SEMPRA ENERGY
COM
816851109
586
4951
SH
SOLE
4951
0
0
STMICROELECTRONICS N V
NY REGISTRY
861012102
22128
721003
SH
SOLE
721003
0
0
TREEHOUSE FOODS INC
COM
89469A104
554
13681
SH
SOLE
13681
0
0
TEXAS ROADHOUSE INC
COM
882681109
366
6018
SH
SOLE
6018
0
0
UNITED BANKSHARES INC WEST V
COM
909907107
300
13963
SH
SOLE
13963
0
0
UDR INC
COM
902653104
319
9791
SH
SOLE
9791
0
0
VERISIGN INC
COM
92343E102
347
1695
SH
SOLE
1695
0
0
WENDYS CO
COM
95058W100
497
22296
SH
SOLE
22296
0
0
WERNER ENTERPRISES INC
COM
950755108
355
8453
SH
SOLE
8453
0
0
SPDR SER TR
PRTFLO S&P500 GW
78464A409
15033
300000
SH
Put
SOLE
0
0
0
YUM BRANDS INC
COM
988498101
678
7428
SH
SOLE
7428
0
0
ZILLOW GROUP INC
NOTE 2.750% 5/1
98954MAH4
60511
35000000
PRN
SOLE
0
0
0
ZILLOW GROUP INC
NOTE 1.375% 9/0
98954MAG6
47810
20000000
PRN
SOLE
0
0
0
B RILEY PRIN MERGER CORP II
*W EXP 05/06/202
05600U114
380
281481
SH
SOLE
281481
0
0
B RILEY PRIN MERGER CORP II
CL A
05600U106
8322
831383
SH
SOLE
831383
0
0
BRILLIANT ACQUISITION CORP
RIGHT 99/99/9999
G1643W137
54
225000
SH
SOLE
225000
0
0
BRILLIANT ACQUISITION CORP
SHS
G1643W111
2199
225000
SH
SOLE
225000
0
0
BRILLIANT ACQUISITION CORP
*W EXP 03/31/202
G1643W129
40
225000
SH
SOLE
225000
0
0
COLLECTIVE GROWTH CORP
*W EXP 04/30/202
19424L119
92
150000
SH
SOLE
150000
0
0
CHARDAN HEALTHCR ACQSTN 2 CO
COM
15957T107
5213
532500
SH
SOLE
532500
0
0
CHARDAN HEALTHCR ACQSTN 2 CO
*W EXP 03/05/202
15957T115
383
532500
SH
SOLE
532500
0
0
FUSION ACQUISITION CORP
*W EXP 06/01/202
36118H113
1057
969317
SH
SOLE
969317
0
0
FUSION ACQUISITION CORP
CL A
36118H105
19906
2025000
SH
SOLE
2025000
0
0
GS ACQUISITION HLDGS CORP II
COM CL A
36258Q105
37660
3500000
SH
SOLE
3500000
0
0
GS ACQUISITION HLDGS CORP II
*W EXP 06/30/202
36258Q113
1681
781779
SH
SOLE
781779
0
0
HUDSON EXECUTIVE INVT CORP
*W EXP 06/21/202
443761119
1120
949200
SH
SOLE
949200
0
0
HUDSON EXECUTIVE INVT CORP
COM CL A
443761101
18661
1898400
SH
SOLE
1898400
0
0
SOCIAL CAP HEDSPIA HLDG CO I
COM CL A
G8251K107
29904
2400000
SH
SOLE
2400000
0
0
JAWS ACQUISITION CORP
*W EXP 99/99/999
G50744112
549
259132
SH
SOLE
259132
0
0
JAWS ACQUISITION CORP
SHS
G50744104
15685
1506711
SH
SOLE
1506711
0
0
KENSINGTON CAP ACQUISITION C
COM CL A
490073103
838
50000
SH
SOLE
50000
0
0
KENSINGTON CAP ACQUISITION C
*W EXP 07/01/202
490073111
2085
463428
SH
SOLE
463428
0
0
MOUNTAIN CREST ACQUISITION C
COM
62401M106
4568
450000
SH
SOLE
450000
0
0
MOUNTAIN CREST ACQUISITION C
RIGHT 03/19/2025
62401M122
292
450000
SH
SOLE
450000
0
0
METEN EDTECHX ED GROUP LTD
*W EXP 03/31/202
G6055H106
26
118328
SH
SOLE
118328
0
0
CC NEUBERGER PRINCIPAL HLDNG
*W EXP 99/99/999
G1992Y122
1420
788885
SH
SOLE
788885
0
0
CC NEUBERGER PRINCIPAL HLDNG
COM
G1992Y114
26000
2499999
SH
SOLE
2499999
0
0
CC NEUBERGER PRINCIPAL HLDNG
UNIT 99/99/9999
G1992Y106
786
72500
SH
SOLE
72500
0
0
ROTH CH ACQUISITION I CO
COM
778675108
4776
480000
SH
SOLE
480000
0
0
ROTH CH ACQUISITION I CO
*W EXP 01/28/202
778675116
371
360000
SH
SOLE
360000
0
0
ROTH CH ACQUISITION I CO
UNIT 01/28/2025
778675207
5117
480000
SH
SOLE
480000
0
0
SUSTAINABLE OPPORTNTS ACQ CO
*W EXP 99/99/999
G8598Y117
1270
705502
SH
SOLE
705502
0
0
SUSTAINABLE OPPORTNTS ACQ CO
ORD SHS A
G8598Y109
16134
1581801
SH
SOLE
1581801
0
0
SIERRA WIRELESS INC
COM
826516106
29786
2004437
SH
SOLE
2004437
0
0
TREBIA ACQUISITION CORP
*W EXP 99/99/999
G9027T117
775
516666
SH
SOLE
516666
0
0
TREBIA ACQUISITION CORP
COM CL A
G9027T109
15779
1549998
SH
SOLE
1549998
0
0
WHOLE EARTH BRANDS INC
COM CL A
96684W100
834
100000
SH
SOLE
100000
0
0
FOLEY TRASIMENE ACQUISTN COR
COM CL A
34431F104
29283
2826533
SH
SOLE
2826533
0
0
FOLEY TRASIMENE ACQUISTN COR
*W EXP 05/26/202
34431F112
1190
526734
SH
SOLE
526734
0
0
AARONS INC
COM PAR $0.50
002535300
202
3569
SH
SOLE
3569
0
0
ANALOG DEVICES INC
COM
032654105
308
2639
SH
SOLE
2639
0
0
ARCHER DANIELS MIDLAND CO
COM
039483102
308
6622
SH
SOLE
6622
0
0
ALLIANCE DATA SYSTEMS CORP
COM
018581108
692
16474
SH
SOLE
16474
0
0
AUTODESK INC
COM
052769106
797
3450
SH
SOLE
3450
0
0
AIMMUNE THERAPEUTICS INC
COM
00900T107
5357
155500
SH
SOLE
155500
0
0
AMERICAN OUTDOOR BRANDS INC
COM
02875D109
2056
157759
SH
SOLE
157759
0
0
APACHE CORP
COM
037411105
436
46002
SH
SOLE
46002
0
0
ALGONQUIN PWR UTILS CORP
COM
015857105
1236
85000
SH
SOLE
85000
0
0
ALEXANDRIA REAL ESTATE EQ IN
COM
015271109
367
2294
SH
SOLE
2294
0
0
ATMOS ENERGY CORP
COM
049560105
763
7987
SH
SOLE
7987
0
0
APTARGROUP INC
COM
038336103
416
3679
SH
SOLE
3679
0
0
ACUITY BRANDS INC
COM
00508Y102
393
3835
SH
SOLE
3835
0
0
BANCORPSOUTH BK TUPELO MISS
COM
05971J102
257
13246
SH
SOLE
13246
0
0
CABLE ONE INC
COM
12685J105
584
310
SH
SOLE
310
0
0
CONAGRA BRANDS INC
COM
205887102
221
6196
SH
SOLE
6196
0
0
CARGURUS INC
COM CL A
141788109
23793
1099980
SH
SOLE
1099980
0
0
CATHAY GEN BANCORP
COM
149150104
489
22552
SH
SOLE
22552
0
0
CBRE GROUP INC
CL A
12504L109
390
8296
SH
SOLE
8296
0
0
CADENCE DESIGN SYSTEM INC
COM
127387108
397
3723
SH
SOLE
3723
0
0
CITIZENS FINL GROUP INC
COM
174610105
558
22061
SH
SOLE
22061
0
0
COGNEX CORP
COM
192422103
322
4945
SH
SOLE
4945
0
0
CIENA CORP
COM NEW
171779309
507
12785
SH
SOLE
12785
0
0
CINEMARK HLDGS INC
COM
17243V102
461
46096
SH
SOLE
46096
0
0
CORESITE RLTY CORP
COM
21870Q105
560
4710
SH
SOLE
4710
0
0
CRANE CO
COM
224399105
637
12707
SH
SOLE
12707
0
0
CARPENTER TECHNOLOGY CORP
COM
144285103
397
21884
SH
SOLE
21884
0
0
COMMVAULT SYSTEMS INC
COM
204166102
524
12854
SH
SOLE
12854
0
0
CAMPING WORLD HLDGS INC
CL A
13462K109
8601
289100
SH
SOLE
289100
0
0
CAESARS ENTERTAINMENT INC NE
COM
12769G100
13379
238650
SH
SOLE
238650
0
0
DISCOVER FINL SVCS
COM
254709108
355
6140
SH
SOLE
6140
0
0
ELECTRONIC ARTS INC
COM
285512109
570
4374
SH
SOLE
4374
0
0
EQUIFAX INC
COM
294429105
407
2593
SH
SOLE
2593
0
0
ENERGIZER HLDGS INC NEW
COM
29272W109
507
12961
SH
SOLE
12961
0
0
E TRADE FINANCIAL CORP
COM NEW
269246401
404
8072
SH
SOLE
8072
0
0
ENTERGY CORP NEW
COM
29364G103
413
4188
SH
SOLE
4188
0
0
FORD MTR CO DEL
COM
345370860
470
70546
SH
SOLE
70546
0
0
FUELCELL ENERGY INC
COM
35952H601
107
50000
SH
SOLE
50000
0
0
FAIR ISAAC CORP
COM
303250104
609
1431
SH
SOLE
1431
0
0
FLEETCOR TECHNOLOGIES INC
COM
339041105
512
2152
SH
SOLE
2152
0
0
F M C CORP
COM NEW
302491303
579
5471
SH
SOLE
5471
0
0
FIRST SOLAR INC
COM
336433107
329
4974
SH
SOLE
4974
0
0
HALLIBURTON CO
COM
406216101
372
30851
SH
SOLE
30851
0
0
HELEN OF TROY LTD
COM
G4388N106
583
3014
SH
SOLE
3014
0
0
HOME BANCSHARES INC
COM
436893200
530
34930
SH
SOLE
34930
0
0
HOST HOTELS & RESORTS INC
COM
44107P104
464
43016
SH
SOLE
43016
0
0
IMMUNOMEDICS INC
COM
452907108
6207
73000
SH
SOLE
73000
0
0
IRONWOOD PHARMACEUTICALS INC
NOTE 0.750% 6/1
46333XAF5
10375
10500000
PRN
SOLE
0
0
0
IRONWOOD PHARMACEUTICALS INC
NOTE 1.500% 6/1
46333XAH1
14228
14500000
PRN
SOLE
0
0
0
HENRY JACK & ASSOC INC
COM
426281101
784
4824
SH
SOLE
4824
0
0
JUNIPER NETWORKS INC
COM
48203R104
550
25587
SH
SOLE
25587
0
0
KEMPER CORP
COM
488401100
530
7930
SH
SOLE
7930
0
0
LINCOLN ELEC HLDGS INC
COM
533900106
484
5259
SH
SOLE
5259
0
0
LINDE PLC
SHS
G5494J103
675
2835
SH
SOLE
2835
0
0
ALLIANT ENERGY CORP
COM
018802108
620
12008
SH
SOLE
12008
0
0
LAIRD SUPERFOOD INC
COM STK
50736T102
3440
75000
SH
SOLE
75000
0
0
MERIT MED SYS INC
COM
589889104
870
20005
SH
SOLE
20005
0
0
MOMENTA PHARMACEUTICALS INC
COM
60877T100
7478
142500
SH
SOLE
142500
0
0
MARATHON PETE CORP
COM
56585A102
253
8620
SH
SOLE
8620
0
0
MARATHON OIL CORP
COM
565849106
206
50426
SH
SOLE
50426
0
0
MSCI INC
COM
55354G100
214
601
SH
SOLE
601
0
0
NATIONAL INSTRS CORP
COM
636518102
412
11530
SH
SOLE
11530
0
0
NOBLE ENERGY INC
COM
655044105
12852
1503126
SH
SOLE
1503126
0
0
NEW JERSEY RES
COM
646025106
629
23261
SH
SOLE
23261
0
0
INSIGHT ENTERPRISES INC
NOTE 0.750% 2/1
45765UAB9
20981
20000000
PRN
SOLE
0
0
0
INSPERITY INC
COM
45778Q107
264
4027
SH
SOLE
4027
0
0
NEW YORK CMNTY BANCORP INC
COM
649445103
318
38448
SH
SOLE
38448
0
0
OGE ENERGY CORP
COM
670837103
503
16756
SH
SOLE
16756
0
0
OLLIES BARGAIN OUTLET HLDGS
COM
681116109
352
4029
SH
SOLE
4029
0
0
ONEWATER MARINE INC
CL A COM
68280L101
5181
252835
SH
SOLE
252835
0
0
BANK OZK
COM
06417N103
722
33878
SH
SOLE
33878
0
0
PBF ENERGY INC
CL A
69318G106
185
32556
SH
SOLE
32556
0
0
PEBBLEBROOK HOTEL TR
COM
70509V100
208
16627
SH
SOLE
16627
0
0
PRINCIPAL FINANCIAL GROUP IN
COM
74251V102
458
11381
SH
SOLE
11381
0
0
PFENEX INC
COM
717071104
6375
500000
SH
SOLE
500000
0
0
PARKER-HANNIFIN CORP
COM
701094104
491
2425
SH
SOLE
2425
0
0
PINTEREST INC
CL A
72352L106
7874
189700
SH
SOLE
189700
0
0
PLANTRONICS INC NEW
COM
727493108
331
27984
SH
SOLE
27984
0
0
PINNACLE WEST CAP CORP
COM
723484101
368
4937
SH
SOLE
4937
0
0
POST HLDGS INC
COM
737446104
512
5955
SH
SOLE
5955
0
0
CARPARTS COM INC
COM
14427M107
21734
2010538
SH
SOLE
2010538
0
0
QORVO INC
COM
74736K101
21919
169900
SH
SOLE
169900
0
0
REGENCY CTRS CORP
COM
758849103
611
16071
SH
SOLE
16071
0
0
ROYAL GOLD INC
COM
780287108
486
4047
SH
SOLE
4047
0
0
ROCKWELL AUTOMATION INC
COM
773903109
598
2708
SH
SOLE
2708
0
0
ROPER TECHNOLOGIES INC
COM
776696106
743
1880
SH
SOLE
1880
0
0
SABRA HEALTH CARE REIT INC
COM
78573L106
193
14000
SH
SOLE
14000
0
0
SUN LIFE FINANCIAL INC.
COM
866796105
9979
245000
SH
Call
SOLE
0
0
0
SM ENERGY CO
COM
78454L100
164
103358
SH
SOLE
103358
0
0
SNAP INC
CL A
83304A106
27416
1050000
SH
SOLE
1050000
0
0
SNAP INC
NOTE 0.750% 8/0
83304AAB2
55506
40000000
PRN
SOLE
0
0
0
SYNOPSYS INC
COM
871607107
338
1581
SH
SOLE
1581
0
0
STATE STR CORP
COM
857477103
373
6294
SH
SOLE
6294
0
0
AT&T INC
COM
00206R102
483
16953
SH
SOLE
16953
0
0
TILRAY INC
NOTE 5.000%10/0
88688TAB6
202
460000
PRN
SOLE
0
0
0
TRINITY INDS INC
COM
896522109
597
30595
SH
SOLE
30595
0
0
PRICE T ROWE GROUP INC
COM
74144T108
370
2885
SH
SOLE
2885
0
0
TRACTOR SUPPLY CO
COM
892356106
279
1949
SH
SOLE
1949
0
0
UNITED AIRLS HLDGS INC
COM
910047109
516
14844
SH
SOLE
14844
0
0
VECTRUS INC
COM
92242T101
12017
316249
SH
SOLE
316249
0
0
VROOM INC
COM
92918V109
13002
251100
SH
SOLE
251100
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
545
15161
SH
SOLE
15161
0
0
WINNEBAGO INDS INC
COM
974637100
8670
167800
SH
SOLE
167800
0
0
WASTE MGMT INC DEL
COM
94106L109
445
3936
SH
SOLE
3936
0
0
WEINGARTEN RLTY INVS
SH BEN INT
948741103
543
32020
SH
SOLE
32020
0
0
WYNN RESORTS LTD
COM
983134107
314
4374
SH
SOLE
4374
0
0
EXONE CO
COM
302104104
6046
494800
SH
SOLE
494800
0
0
YELP INC
CL A
985817105
365
18145
SH
SOLE
18145
0
0
ARTIUS ACQUISITION INC
COM CL A
04316G105
19880
1999998
SH
SOLE
1999998
0
0
ARTIUS ACQUISITION INC
*W EXP 07/13/202
04316G113
1073
666666
SH
SOLE
666666
0
0
ACE CONVERGENCE ACQU CORP
*W EXP 09/30/202
G0083D104
491
600000
SH
SOLE
600000
0
0
ACE CONVERGENCE ACQU CORP
CL A
G0083D120
11700
1200000
SH
SOLE
1200000
0
0
ASCENDANT DIGITAL ACQUISITIO
COM CL A
G05155109
6958
700000
SH
SOLE
700000
0
0
ASCENDANT DIGITAL ACQUISITIO
*W EXP 07/28/202
G05155117
518
350000
SH
SOLE
350000
0
0
ONE
UNIT 99/99/9999
G7000X113
8464
776516
SH
SOLE
776516
0
0
BCTG ACQUISITION CORP
COM
05492W103
259
25000
SH
SOLE
25000
0
0
FOLEY TRASIMENE ACQUISITION
UNIT 99/99/9999
344328208
51000
5000000
SH
SOLE
5000000
0
0
BOWX ACQUISITION CORP
UNIT 08/03/2025
103085205
11286
1100000
SH
SOLE
1100000
0
0
BROADSTONE ACQUISITION CORP
UNIT 99/99/9999
G1739V118
9970
1000000
SH
SOLE
1000000
0
0
BURGUNDY TECHNOLOGY ACQU COR
UNIT 08/26/2025
G1702T132
22410
2250000
SH
SOLE
2250000
0
0
HIGHCAPE CAP ACQUISITION COR
UNIT 09/30/2027
42984L204
6578
650000
SH
SOLE
650000
0
0
CHURCHILL CAPITAL CORP IV
CL A
171439102
39125
4000500
SH
SOLE
4000500
0
0
CHURCHILL CAPITAL CORP IV
*W EXP 08/04/202
171439110
1184
800100
SH
SOLE
800100
0
0
CF FINANCE ACQUISITION CORP
UNIT 08/01/2027
15725Q203
23052
2300000
SH
SOLE
2300000
0
0
COLONNADE ACQUISITION CORP
UNIT 99/99/9999
G2283K128
2141
215000
SH
SOLE
215000
0
0
CAPSTAR SPL PURP ACQUISITION
*W EXP 99/99/999
14070Y119
320
400000
SH
SOLE
400000
0
0
CAPSTAR SPL PURP ACQUISITION
COM CL A
14070Y101
7864
800000
SH
SOLE
800000
0
0
COHN ROBBINS HOLDINGS CORP
UNIT 08/11/2025
G23726121
43387
4300000
SH
SOLE
4300000
0
0
D8 HOLDINGS CORP
SHS CL A
G2614K110
26951
2758580
SH
SOLE
2758580
0
0
D8 HOLDINGS CORP
*W EXP 08/05/202
G2614K128
993
1379290
SH
SOLE
1379290
0
0
DMY TECHNOLOGY GROUP INC II
UNIT 99/99/9999
233277201
15345
1500000
SH
SOLE
1500000
0
0
EXECUTIVE NETWORK PARTNERING
UNIT 99/99/9999
30158L209
12625
500000
SH
SOLE
500000
0
0
EQUITY DISTR ACQUISITION COR
UNIT 99/99/9999
29465E205
10300
1000000
SH
SOLE
1000000
0
0
EAST RES ACQUISITION CO
COM CL A
274681105
13131
1349520
SH
SOLE
1349520
0
0
EAST RES ACQUISITION CO
*W EXP 07/01/202
274681113
432
674760
SH
SOLE
674760
0
0
E MERGE TECHNOLOGY ACQUISITI
*W EXP 07/30/202
26873Y112
974
1033333
SH
SOLE
1033333
0
0
E MERGE TECHNOLOGY ACQUISITI
COM CL A
26873Y104
30306
3097189
SH
SOLE
3097189
0
0
FORTRESS VALUE ACQUISITION I
UNIT 08/10/2027
349642207
15450
1500000
SH
SOLE
1500000
0
0
FALCON CAPITAL ACQUISITN COR
UNIT 08/20/2027
30606L207
8232
800000
SH
SOLE
800000
0
0
FG NEW AMER ACQUISITION CORP
UNIT 08/31/2027
30259V205
4754
474881
SH
SOLE
474881
0
0
FORUM MERGER III CORP
COM CL A
349885103
10935
1099998
SH
SOLE
1099998
0
0
FORUM MERGER III CORP
*W EXP 08/24/202
349885111
653
352966
SH
SOLE
352966
0
0
FAST ACQUISITION CORP
UNIT 99/99/9999
311875207
4985
500000
SH
SOLE
500000
0
0
FINTECH ACQUISITION CORP IV
UNIT 12/31/2025
31810N302
9144
900000
SH
SOLE
900000
0
0
GO ACQUISITION CORP
COM
362019101
29520
3000000
SH
SOLE
3000000
0
0
GO ACQUISITION CORP
*W EXP 08/31/202
362019119
1100
1000000
SH
SOLE
1000000
0
0
GREENCITY ACQUISITION CORP
COM
G4086B107
1982
200000
SH
SOLE
200000
0
0
GREENCITY ACQUISITION CORP
*W EXP 04/28/202
G4086B123
46
200000
SH
SOLE
200000
0
0
GORES HLDGS V INC
UNIT 99/99/9999
382864205
22111
2136352
SH
SOLE
2136352
0
0
HOLICITY INC
UNIT 08/05/2025
435063201
12420
1200000
SH
SOLE
1200000
0
0
HPX CORP
SHS CL A
G32219100
5166
525000
SH
SOLE
525000
0
0
HPX CORP
*W EXP 07/14/202
G32219126
236
262500
SH
SOLE
262500
0
0
HEALTH SCIENCES ACQ CORP 2
ORD SHS
G4411D109
2778
252500
SH
SOLE
252500
0
0
HORIZON ACQUISITION CORP
UNIT 99/99/9999
G46049121
31215
3000000
SH
SOLE
3000000
0
0
INSU ACQUISITION CORP II
UNIT 09/04/2025
457821304
7532
727210
SH
SOLE
727210
0
0
INDUSTRIAL TECH ACQU INC
UNIT 08/31/2025
456357201
3000
300000
SH
SOLE
300000
0
0
KISMET ACQUISITION ONE CORP
UNIT 08/06/2025
G52753129
31369
3140047
SH
SOLE
3140047
0
0
LIONHEART ACQUISITION CORP I
UNIT 08/13/2025
53625R203
14940
1500000
SH
SOLE
1500000
0
0
RIBBIT LEAP LTD
UNIT 99/99/9999
G7552B121
2326
178898
SH
SOLE
178898
0
0
MALACCA STRAITS ACQUISITION
*W EXP 99/99/999
G5859B109
100
250000
SH
SOLE
250000
0
0
MALACCA STRAITS ACQUISITION
COM CL A
G5859B117
4885
500000
SH
SOLE
500000
0
0
NEXTERA ENERGY INC
UNIT 99/99/9999
65339F739
9478
200000
SH
SOLE
200000
0
0
NORTHERN GENESIS ACQUISITION
UNIT 07/31/2027
66516T203
5994
600000
SH
SOLE
600000
0
0
NEWHOLD INVESTMENT CORP
COM CL A
651448102
7312
750000
SH
SOLE
750000
0
0
NEWHOLD INVESTMENT CORP
*W EXP 03/10/202
651448110
248
375000
SH
SOLE
375000
0
0
NORTH MOUNTAIN MERGER CORP
UNIT 09/16/2025
661204206
8160
800000
SH
SOLE
800000
0
0
NAVSIGHT HLDGS INC
UNIT 99/99/9999
639358209
10060
1000000
SH
SOLE
1000000
0
0
PANACEA ACQUISITION CORP
CL A
698102100
1400
124998
SH
SOLE
124998
0
0
PANACEA ACQUISITION CORP
*W EXP 07/07/202
698102118
94
40066
SH
SOLE
40066
0
0
PRIME IMPACT ACQUISITION I
UNIT 10/01/2030
G61074111
8517
850000
SH
SOLE
850000
0
0
CC NEUBERGER PRIN HLDGS II
SHS CL A
G3166T103
21859
2175000
SH
SOLE
2175000
0
0
CC NEUBERGER PRIN HLDGS II
*W EXP 07/29/202
G3166T111
892
543750
SH
SOLE
543750
0
0
PROPERTY SOLUTIONS ACQUISITI
*W EXP 03/20/202
74348Q116
201
539500
SH
SOLE
539500
0
0
PTK ACQUISITION CORP
COM
69375F108
6832
700000
SH
SOLE
700000
0
0
PTK ACQUISITION CORP
*W EXP 12/12/202
69375F116
350
700000
SH
SOLE
700000
0
0
REDBALL ACQUISITION CORP
UNIT 99/99/9999
G7417R121
26335
2491511
SH
SOLE
2491511
0
0
REINVENT TECHNOLOGY PARTNERS
UNIT 99/99/9999
G7483N111
13018
1133008
SH
SOLE
1133008
0
0
SOFTWARE ACQUISITN GRUP INC
UNIT 99/99/9999
83407F200
2985
300000
SH
SOLE
300000
0
0
SANDBRIDGE ACQUISITION CORP
UNIT 99/99/9999
799793203
8984
900000
SH
SOLE
900000
0
0
TORTOISE ACQUISITION CORP II
UNIT 06/14/2027
G89554110
4352
400000
SH
SOLE
400000
0
0
STAR PEAK ENERGY TRANSITION
UNIT 99/99/9999
855185203
17425
1700000
SH
SOLE
1700000
0
0
TUSCAN HLDGS CORP
*W EXP 04/01/202
90069K112
803
1582344
SH
SOLE
1582344
0
0
TAILWIND ACQUISITION CORP
UNIT 09/07/2027
87403Q201
30150
3000000
SH
SOLE
3000000
0
0
VELODYNE LIDAR INC
COM
92259F101
22428
1200000
SH
SOLE
1200000
0
0
VISTAS MEDIA ACQUISITION CO
UNIT 08/03/2025
92840T206
7575
750000
SH
SOLE
750000
0
0
YUCAIPA ACQUISITION CORP
*W EXP 99/99/999
G9879L113
679
601033
SH
SOLE
601033
0
0
YUCAIPA ACQUISITION CORP
COM
G9879L105
17905
1803099
SH
SOLE
1803099
0
0