0001062993-20-002569.txt : 20200522
0001062993-20-002569.hdr.sgml : 20200522
20200522171410
ACCESSION NUMBER: 0001062993-20-002569
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200514
FILED AS OF DATE: 20200522
DATE AS OF CHANGE: 20200522
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Polar Asset Management Partners Inc.
CENTRAL INDEX KEY: 0001326389
STATE OF INCORPORATION: A6
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38614
FILM NUMBER: 20907036
BUSINESS ADDRESS:
STREET 1: 401 BAY STREET
STREET 2: SUITE 1900, P.O. BOX 19
CITY: TORONTO
STATE: A6
ZIP: M5H 2Y4
BUSINESS PHONE: 416-367-4364
MAIL ADDRESS:
STREET 1: 401 BAY STREET
STREET 2: SUITE 1900, P.O. BOX 19
CITY: TORONTO
STATE: A6
ZIP: M5H 2Y4
FORMER NAME:
FORMER CONFORMED NAME: Polar Securities Inc.
DATE OF NAME CHANGE: 20050506
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Tottenham Acquisition I Ltd
CENTRAL INDEX KEY: 0001731176
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 000000000
STATE OF INCORPORATION: D8
BUSINESS ADDRESS:
STREET 1: UNIT 902, 9/F, LUCKY BUILDING
STREET 2: 39 WELLINGTON STREET
CITY: CENTRAL
STATE: K3
ZIP: 00000
BUSINESS PHONE: 85298350984
MAIL ADDRESS:
STREET 1: UNIT 902, 9/F, LUCKY BUILDING
STREET 2: 39 WELLINGTON STREET
CITY: CENTRAL
STATE: K3
ZIP: 00000
FORMER COMPANY:
FORMER CONFORMED NAME: Tottenham Acquisition Ltd
DATE OF NAME CHANGE: 20180212
3
1
form3.xml
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
X0206
3
2020-05-14
0
0001731176
Tottenham Acquisition I Ltd
TOTA
0001326389
Polar Asset Management Partners Inc.
401 BAY STREET
SUITE 1900, P.O. BOX 19
TORONTO
A6
M5H 2Y4
ONTARIO, CANADA
0
0
1
0
Ordinary shares
450000
I
See footnote (1), (2)
Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person"), serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF"), and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein.
This Form 3 is being filed solely as a result of Tottenham Acquisition I Limited reporting in its quarterly report on Form 10-Q, filed May 14, 2020, a decrease in its ordinary shares outstanding to 3,710,386 ordinary shares outstanding.
POLAR ASSET MANAGEMENT PARTNERS INC. /s/ Greg Lemaich, General Counsel
2020-05-22