Director, Compliance

0001062993-20-002472.txt : 20200515 0001062993-20-002472.hdr.sgml : 20200515 20200515160016 ACCESSION NUMBER: 0001062993-20-002472 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200515 DATE AS OF CHANGE: 20200515 EFFECTIVENESS DATE: 20200515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Polar Asset Management Partners Inc. CENTRAL INDEX KEY: 0001326389 IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12489 FILM NUMBER: 20884733 BUSINESS ADDRESS: STREET 1: 401 BAY STREET STREET 2: SUITE 1900, P.O. BOX 19 CITY: TORONTO STATE: A6 ZIP: M5H 2Y4 BUSINESS PHONE: 416-367-4364 MAIL ADDRESS: STREET 1: 401 BAY STREET STREET 2: SUITE 1900, P.O. BOX 19 CITY: TORONTO STATE: A6 ZIP: M5H 2Y4 FORMER COMPANY: FORMER CONFORMED NAME: Polar Securities Inc. DATE OF NAME CHANGE: 20050506 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001326389 XXXXXXXX 03-31-2020 03-31-2020 Polar Asset Management Partners Inc.

401 BAY STREET SUITE 1900, P.O. BOX 19 TORONTO A6 M5H 2Y4

13F HOLDINGS REPORT 028-12489 N Andrew Ma Director, Compliance 416-369-4463 Andrew Ma Toronto A6 05-15-2020 0 419 4953817 false INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE 8I ENTERPRISES ACQUISITION C *W EXP 10/29/202 G2956M112 142 489554 SH SOLE 489554 0 0 8I ENTERPRISES ACQUISITION C RIGHT 10/29/2020 G2956M120 169 433560 SH SOLE 433560 0 0 8X8 INC NEW NOTE 0.500% 2/0 282914AB6 16962 20000000 PRN SOLE 0 0 0 ACAMAR PARTNERS ACQSITION CO *W EXP 02/26/202 004285110 336 699448 SH SOLE 699448 0 0 ACAMAR PARTNERS ACQSITION CO CL A 004285102 13429 1363343 SH SOLE 1363343 0 0 ACT II GLOBAL ACQUISITION CO *W EXP 04/30/202 G0080J120 700 999700 SH SOLE 999700 0 0 ACT II GLOBAL ACQUISITION CO CL A SHS G0080J104 8790 890600 SH SOLE 890600 0 0 ACTIVISION BLIZZARD INC COM 00507V109 7935 133400 SH SOLE 133400 0 0 ADESTO TECHNOLOGIES CORP COM 00687D101 2798 250000 SH SOLE 250000 0 0 ADTALEM GLOBAL ED INC COM 00737L103 8841 330000 SH SOLE 330000 0 0 AEROJET ROCKETDYNE HLDGS INC 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SOLE 100000 0 0 OAKTREE ACQUISITION CORP SHS CL A G67145105 8829 882905 SH SOLE 882905 0 0 OPES ACQUISITION CORP *W EXP 03/13/202 68373P118 39 782887 SH SOLE 782887 0 0 ORGANIGRAM HLDGS INC COM 68620P101 2006 1002800 SH SOLE 1002800 0 0 ORISUN ACQUISITION CORP COM 68632T109 4088 401206 SH SOLE 401206 0 0 ORISUN ACQUISITION CORP UNIT 99/99/9999 68632T208 1204 118001 SH SOLE 118001 0 0 ORISUN ACQUISITION CORP *W EXP 05/31/202 68632T117 26 401206 SH SOLE 401206 0 0 ORISUN ACQUISITION CORP RIGHT 05/31/2024 68632T125 143 797206 SH SOLE 797206 0 0 ORTHOFIX MED INC COM 68752M108 12581 449145 SH SOLE 449145 0 0 OSI SYSTEMS INC NOTE 1.250% 9/0 671044AD7 23495 25000000 PRN SOLE 0 0 0 OSISKO GOLD ROYALTIES LTD COM 68827L101 744 100000 SH Call SOLE 0 0 0 OSPREY TECHNLGY AQUISTION CO COM CL A 68839R104 16642 1712156 SH SOLE 1712156 0 0 OSPREY TECHNLGY AQUISTION CO *W EXP 10/30/202 68839R120 882 1049950 SH SOLE 1049950 0 0 OVINTIV INC COM 69047Q102 232 60000 SH SOLE 60000 0 0 PALO ALTO NETWORKS INC NOTE 0.750% 7/0 697435AD7 14410 15000000 PRN SOLE 0 0 0 PAYSIGN INC COM 70451A104 1898 367800 SH SOLE 367800 0 0 PEMBINA PIPELINE CORP COM 706327103 1505 80000 SH Call SOLE 0 0 0 PENSARE ACQUISITION CORP *W EXP 07/27/202 70957E113 73 1469485 SH SOLE 1469485 0 0 PENSARE ACQUISITION CORP RIGHT 99/99/9999 70957E121 676 4830278 SH SOLE 4830278 0 0 PEPSICO INC COM 713448108 16033 133500 SH SOLE 133500 0 0 PERFICIENT INC NOTE 2.375% 9/1 71375UAB7 10262 10000000 PRN SOLE 0 0 0 PIVOTAL INVT CORP II *W EXP 06/01/202 72582K118 80 159856 SH SOLE 159856 0 0 PIVOTAL INVT CORP II COM CL A 72582K100 8382 845781 SH SOLE 845781 0 0 POPE RES DEL LTD PARTNERSHIP DEPOSITRY RCPT 732857107 4158 49500 SH SOLE 49500 0 0 PRECISION DRILLING CORP COM 2010 74022D308 108 350000 SH SOLE 350000 0 0 PROFICIENT ALPHA ACQUSTN COR *W EXP 04/30/202 74317H113 59 1153593 SH SOLE 1153593 0 0 PROFICIENT ALPHA ACQUSTN COR COM 74317H105 13644 1353593 SH SOLE 1353593 0 0 PROFICIENT ALPHA ACQUSTN COR RIGHT 04/30/2026 74317H121 231 1153593 SH SOLE 1153593 0 0 PROPTECH ACQUISITION CORP COM CL A 74349F101 12075 1250000 SH SOLE 1250000 0 0 PROPTECH ACQUISITION CORP *W EXP 05/26/202 74349F119 250 500000 SH SOLE 500000 0 0 PURE ACQUISITION CORP CL A 74621Q106 12042 1158962 SH SOLE 1158962 0 0 Q2 HLDGS INC NOTE 0.750% 2/1 74736LAB5 17740 15000000 PRN SOLE 0 0 0 QIAGEN NV DEBT 0.875% 3/1 N72482AB3 24691 17400000 PRN SOLE 0 0 0 QIAGEN NV DEBT 1.000%11/1 N72482AT4 38541 36800000 PRN SOLE 0 0 0 REALPAGE INC COM 75606N109 11242 212387 SH SOLE 212387 0 0 REALPAGE INC NOTE 1.500%11/1 75606NAB5 20436 15000000 PRN SOLE 0 0 0 REPLAY ACQUISITION CORP *W EXP 03/01/202 G75130115 531 900000 SH SOLE 900000 0 0 REPLAY ACQUISITION CORP COM G75130107 14835 1500000 SH SOLE 1500000 0 0 REPLAY ACQUISITION CORP UNIT 03/01/2024 G75130123 981 100000 SH SOLE 100000 0 0 RESTAURANT BRANDS INTL INC COM 76131D103 3002 75000 SH Call SOLE 0 0 0 RMG ACQUISITION CORP CL A 749641106 248 25000 SH SOLE 25000 0 0 RMG ACQUISITION CORP *W EXP 02/21/202 749641114 31 50000 SH SOLE 50000 0 0 ROGERS COMMUNICATIONS INC CL B 775109200 13497 325000 SH Call SOLE 0 0 0 ROGERS CORP COM 775133101 13991 148174 SH SOLE 148174 0 0 ROKU INC COM CL A 77543R102 7637 87300 SH SOLE 87300 0 0 ROYAL BK CDA COM 780087102 6155 100000 SH Call SOLE 0 0 0 ROYCE VALUE TR INC COM 780910105 571 59028 SH SOLE 59028 0 0 RPM INTL INC COM 749685103 14988 251900 SH SOLE 251900 0 0 SALESFORCE COM INC COM 79466L302 18841 130859 SH SOLE 130859 0 0 SC HEALTH CORP *W EXP 99/99/999 G78516401 148 154850 SH SOLE 154850 0 0 SC HEALTH CORP COM CL A G78516203 15075 1500000 SH SOLE 1500000 0 0 SC HEALTH CORP UNIT 99/99/9999 G78516302 5100 500000 SH SOLE 500000 0 0 SCVX CORP UNIT 99/99/9999 G79448109 15443 1548900 SH SOLE 1548900 0 0 SEASPINE HLDGS CORP COM 81255T108 7917 969086 SH SOLE 969086 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 396 13626 SH SOLE 13626 0 0 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 1163 26279 SH SOLE 26279 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 907 16657 SH SOLE 16657 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 1624 78009 SH SOLE 78009 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 629 13963 SH SOLE 13963 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 1506 48570 SH SOLE 48570 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 2588 26390 SH SOLE 26390 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 2552 43240 SH SOLE 43240 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 1447 26119 SH SOLE 26119 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 2575 32044 SH SOLE 32044 0 0 SERVICENOW INC COM 81762P102 18341 64000 SH SOLE 64000 0 0 SHAW COMMUNICATIONS INC CL B CONV 82028K200 1944 120000 SH Call SOLE 0 0 0 SHAW COMMUNICATIONS INC CL B CONV 82028K200 1620 100000 SH SOLE 100000 0 0 SHOPIFY INC CL A 82509L107 10423 25000 SH Call SOLE 0 0 0 SI BONE INC COM 825704109 1792 150000 SH SOLE 150000 0 0 SILVER SPIKE ACQUISITION COR CL A SHS G8136L106 25298 2573500 SH SOLE 2573500 0 0 SILVER SPIKE ACQUISITION COR *W EXP 08/02/202 G8136L114 429 1100000 SH SOLE 1100000 0 0 SIMPLY GOOD FOODS CO COM 82900L102 2352 122100 SH SOLE 122100 0 0 SITIME CORP COM 82982T106 9917 455526 SH SOLE 455526 0 0 SLEEP NUMBER CORP COM 83125X103 1310 68377 SH SOLE 68377 0 0 SOFTWARE ACQUISITION GROUP I COM CL A 83406B101 7848 800000 SH SOLE 800000 0 0 SOFTWARE ACQUISITION GROUP I *W EXP 10/01/202 83406B119 220 400000 SH SOLE 400000 0 0 SOFTWARE ACQUISITION GROUP I UNIT 10/01/2026 83406B200 609 60000 SH SOLE 60000 0 0 SONOCO PRODS CO COM 835495102 235 5075 SH SOLE 5075 0 0 SOUTH MTN MERGER CORP COM CL A 838884104 19685 2029382 SH SOLE 2029382 0 0 SOUTH MTN MERGER CORP *W EXP 06/20/202 838884112 386 532500 SH SOLE 532500 0 0 SPARTAN ENERGY ACQUISITION C *W EXP 08/27/202 846784122 490 979700 SH SOLE 979700 0 0 SPARTAN ENERGY ACQUISITION C CL A COM STK 846784106 28767 2842582 SH SOLE 2842582 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 3701 25000 SH Call SOLE 0 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 3701 25000 SH Put SOLE 0 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 38662 150000 SH Call SOLE 0 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 791653 3071400 SH Put SOLE 0 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 32915 127700 SH SOLE 127700 0 0 SPLUNK INC NOTE 0.500% 9/1 848637AC8 21539 20000000 PRN SOLE 0 0 0 SPLUNK INC NOTE 1.125% 9/1 848637AD6 22003 20000000 PRN SOLE 0 0 0 SPROTT PHYSICAL GOLD & SILVE TR UNIT 85208R101 8421 576021 SH SOLE 576021 0 0 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 65103 4962095 SH SOLE 4962095 0 0 SPROTT PHYSICAL PLAT PALLAD UNIT 85207Q104 3186 205916 SH SOLE 205916 0 0 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 17972 3436417 SH SOLE 3436417 0 0 STABLE RD ACQUISITION CORP *W EXP 05/15/202 85236Q117 450 600000 SH SOLE 600000 0 0 STABLE RD ACQUISITION CORP COM CL A 85236Q109 11700 1200000 SH SOLE 1200000 0 0 STARBUCKS CORP COM 855244109 7415 112800 SH SOLE 112800 0 0 STRYKER CORP COM 863667101 11421 68600 SH SOLE 68600 0 0 STURM RUGER & CO INC COM 864159108 10822 212566 SH SOLE 212566 0 0 SUN 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CORP COM NEW 884903709 2246 33100 SH Put SOLE 0 0 0 THUNDER BRDG ACQUISTION II L *W EXP 11/30/202 G8857S108 630 900000 SH SOLE 900000 0 0 THUNDER BRDG ACQUISTION II L CL A SHS G8857S116 21178 2150000 SH SOLE 2150000 0 0 TITAN MACHY INC COM 88830R101 425 48955 SH SOLE 48955 0 0 TJX COS INC NEW COM 872540109 5570 116500 SH SOLE 116500 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 4239 100000 SH Call SOLE 0 0 0 TORTOISE ACQUISITION CORP CL A 89154L100 5406 550000 SH SOLE 550000 0 0 TORTOISE ACQUISITION CORP UNIT 03/04/2024 89154L209 22707 2298253 SH SOLE 2298253 0 0 TORTOISE ACQUISITION CORP *W EXP 03/04/202 89154L118 84 299999 SH SOLE 299999 0 0 TOTTENHAM ACQUISITION I LTD *W EXP 05/06/202 G8959N114 13 312000 SH SOLE 312000 0 0 TOTTENHAM ACQUISITION I LTD RIGHT 06/05/2020 G8959N122 42 373100 SH SOLE 373100 0 0 TOTTENHAM ACQUISITION I LTD SHS G8959N106 5744 547070 SH SOLE 547070 0 0 TRANSALTA CORP COM 89346D107 524 100000 SH Call SOLE 0 0 0 TRANSALTA CORP COM 89346D107 1635 312000 SH SOLE 312000 0 0 TRANSDIGM GROUP INC COM 893641100 824 2572 SH SOLE 2572 0 0 TRIDENT ACQUISITIONS CORP *W EXP 05/09/202 89615T114 165 1732048 SH SOLE 1732048 0 0 TRIDENT ACQUISITIONS CORP COM 89615T106 1178 108904 SH SOLE 108904 0 0 TRIMBLE INC COM 896239100 15362 482626 SH SOLE 482626 0 0 TRINE ACQUISITION CORP COM CL A 89628U108 3079 309722 SH SOLE 309722 0 0 TRINE ACQUISITION CORP *W EXP 03/31/202 89628U116 672 1119899 SH SOLE 1119899 0 0 TTM TECHNOLOGIES INC NOTE 1.750%12/1 87305RAD1 11400 10000000 PRN SOLE 0 0 0 TUSCAN HOLDINGS CORP COM 90069K104 33372 3347287 SH SOLE 3347287 0 0 TUSCAN HOLDINGS CORP *W EXP 04/01/202 90069K112 617 1582344 SH SOLE 1582344 0 0 TWITTER INC COM 90184L102 11116 452600 SH SOLE 452600 0 0 UBER TECHNOLOGIES INC COM 90353T100 8376 300000 SH Call SOLE 0 0 0 UBER TECHNOLOGIES INC COM 90353T100 11168 400000 SH SOLE 400000 0 0 UFP TECHNOLOGIES INC COM 902673102 7440 195316 SH SOLE 195316 0 0 ULTA BEAUTY INC COM 90384S303 3778 21500 SH SOLE 21500 0 0 UNDER ARMOUR INC CL C 904311206 5642 700000 SH Call SOLE 0 0 0 UNION ACQUISITION CORP II SHS G9402Q100 11198 1145000 SH SOLE 1145000 0 0 UNION ACQUISITION CORP II UNIT 99/99/9999 G9402Q118 4880 500000 SH SOLE 500000 0 0 UNION ACQUISITION CORP II *W EXP 04/01/202 G9402Q126 250 1000000 SH SOLE 1000000 0 0 UNIVERSAL TECHNICAL INST INC COM 913915104 1921 322922 SH SOLE 322922 0 0 VANECK VECTORS ETF TR SEMICONDUCTOR ET 92189F676 17571 150000 SH Put SOLE 0 0 0 VAPOTHERM INC COM 922107107 2636 140000 SH SOLE 140000 0 0 VERMILION ENERGY INC COM 923725105 93 30000 SH Call SOLE 0 0 0 VIAVI SOLUTIONS INC NOTE 1.000% 3/0 925550AB1 41501 39025000 PRN SOLE 0 0 0 VIAVI SOLUTIONS INC NOTE 1.750% 6/0 925550AE5 11784 11230000 PRN SOLE 0 0 0 WEALTHBRIDGE ACQUISITION LTD SHS G4887W110 6961 680180 SH SOLE 680180 0 0 WEALTHBRIDGE ACQUISITION LTD *W EXP 01/31/202 G4887W128 64 500000 SH SOLE 500000 0 0 WEALTHBRIDGE ACQUISITION LTD RIGHT 11/02/2023 G4887W136 230 500000 SH SOLE 500000 0 0 WORKDAY INC NOTE 0.250%10/0 98138HAF8 11111 10000000 PRN SOLE 0 0 0 WRIGHT MED GROUP N V NOTE 2.250%11/1 98236JAB4 69036 50000000 PRN SOLE 0 0 0 XILINX INC COM 983919101 9540 122400 SH SOLE 122400 0 0 YANDEX N V SHS CLASS A N97284108 6810 200000 SH SOLE 200000 0 0 YUNHONG INTL UNIT 99/99/9999 G98882114 4725 497400 SH SOLE 497400 0 0