0001062993-19-004708.txt : 20191211
0001062993-19-004708.hdr.sgml : 20191211
20191211163447
ACCESSION NUMBER: 0001062993-19-004708
CONFORMED SUBMISSION TYPE: 3/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191119
FILED AS OF DATE: 20191211
DATE AS OF CHANGE: 20191211
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Polar Asset Management Partners Inc.
CENTRAL INDEX KEY: 0001326389
STATE OF INCORPORATION: A6
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14785
FILM NUMBER: 191280120
BUSINESS ADDRESS:
STREET 1: 401 BAY STREET
STREET 2: SUITE 1900, P.O. BOX 19
CITY: TORONTO
STATE: A6
ZIP: M5H 2Y4
BUSINESS PHONE: 416-367-4364
MAIL ADDRESS:
STREET 1: 401 BAY STREET
STREET 2: SUITE 1900, P.O. BOX 19
CITY: TORONTO
STATE: A6
ZIP: M5H 2Y4
FORMER NAME:
FORMER CONFORMED NAME: Polar Securities Inc.
DATE OF NAME CHANGE: 20050506
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GSE SYSTEMS INC
CENTRAL INDEX KEY: 0000944480
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 521868008
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1332 LONDONTOWN BLVD
CITY: SYKESVILLE
STATE: MD
ZIP: 21784
BUSINESS PHONE: 4109707874
MAIL ADDRESS:
STREET 1: 1332 LONDONTOWN BLVD
CITY: SYKESVILLE
STATE: MD
ZIP: 21784
3/A
1
form3a.xml
AMENDED INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
X0206
3/A
2019-11-19
2019-11-29
0
0000944480
GSE SYSTEMS INC
GVP
0001326389
Polar Asset Management Partners Inc.
401 BAY STREET
SUITE 1900, P.O. BOX 19
TORONTO
A6
M5H 2Y4
ONTARIO, CANADA
0
0
1
0
Common Stock, par value $0.01 per share
2009000
I
See footnotes 1, 2 and 3
This Form 3 amendment is being filed to withdraw the Form 3 originally filed by the Reporting Person on November 29, 2019. The Issuer has filed an amended Quarterly Report on Form 10-Q dated December 10, 2019 for the quarterly period ended September 30, 2019, confirming that there were 20,189,614 common shares outstanding as at October 31, 2019. Based on this revised outstanding share figure, the amount of common shares beneficially owned by Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF"), Polar Micro-Cap Fund, an Ontario open-ended investment trust ("PMCF"), Polar Micro-Cap Fund II L.P., an Ontario limited partnership ("PMCF II") and certain managed accounts (together with PMSMF, PMCF and PMCF II, the "Polar Vehicles") did not surpass 10%.
Accordingly, the Reporting Person, which serves as the investment advisor to the Polar Vehicles and has sole voting and investment discretion with respect to the common shares held directly by the Polar Vehicles, did not become subject to Section 16 of the Securities Exchange Act of 1934, as amended, and no Form 3 was required to be filed.
The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein.
/s/ Greg Lemaich, General Counsel
2019-12-11