0001062993-19-001378.txt : 20190325
0001062993-19-001378.hdr.sgml : 20190325
20190325160519
ACCESSION NUMBER: 0001062993-19-001378
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190321
FILED AS OF DATE: 20190325
DATE AS OF CHANGE: 20190325
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Polar Asset Management Partners Inc.
CENTRAL INDEX KEY: 0001326389
STATE OF INCORPORATION: A6
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38118
FILM NUMBER: 19702717
BUSINESS ADDRESS:
STREET 1: 401 BAY STREET
STREET 2: SUITE 1900, P.O. BOX 19
CITY: TORONTO
STATE: A6
ZIP: M5H 2Y4
BUSINESS PHONE: 416-367-4364
MAIL ADDRESS:
STREET 1: 401 BAY STREET
STREET 2: SUITE 1900, P.O. BOX 19
CITY: TORONTO
STATE: A6
ZIP: M5H 2Y4
FORMER NAME:
FORMER CONFORMED NAME: Polar Securities Inc.
DATE OF NAME CHANGE: 20050506
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Constellation Alpha Capital Corp.
CENTRAL INDEX KEY: 0001651944
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071]
IRS NUMBER: 000000000
STATE OF INCORPORATION: D8
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: EMERALD VIEW, SUITE 400
STREET 2: 2054 VISTA PARK
CITY: WEST PALM BEACH
STATE: FL
ZIP: 33411
BUSINESS PHONE: (561) 404-9034
MAIL ADDRESS:
STREET 1: EMERALD VIEW, SUITE 400
STREET 2: 2054 VISTA PARK
CITY: WEST PALM BEACH
STATE: FL
ZIP: 33411
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0306
4
2019-03-21
1
0001651944
Constellation Alpha Capital Corp.
CNAC
0001326389
Polar Asset Management Partners Inc.
401 BAY STREET
SUITE 1900, P.O. BOX 19
TORONTO
A6
M5H 2Y4
ONTARIO, CANADA
0
0
1
0
Ordinary shares
2019-03-21
4
J
0
3144759
10.35
D
0
I
See footnote
On March 21, 2019, Constellation Alpha Capital Corp. (the "Issuer") held a special meeting of shareholders (the "Meeting"), as described in the Issuer's Current Report on 8-K filed with the SEC on March 25, 2019. At the Meeting, the stockholders approved an amendment to the Issuer's Amended and Restated Memorandum and Articles of Association, extending the date by which the Issuer must consummate its initial business combination (the "Extension Amendment Proposal"). In connection with the approval of the Extension Amendment Proposal, the Reporting Person (as defined below) redeemed all ordinary shares of the Issuer held by the Polar Vehicles (as defined below) at a redemption price of approximately $10.35 per ordinary share, as reported in the Issuer's Schedule 14A Proxy Statement filed with the SEC on March 15, 2019.
Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and certain managed accounts (together with PMSMF, the "Polar Vehicles") and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities and Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein.
/s/ POLAR ASSET MANAGEMENT PARTNERS INC., by Greg Lemaich, General Counsel
2019-03-25