0001062993-18-004923.txt : 20181206
0001062993-18-004923.hdr.sgml : 20181206
20181206160652
ACCESSION NUMBER: 0001062993-18-004923
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181204
FILED AS OF DATE: 20181206
DATE AS OF CHANGE: 20181206
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Polar Asset Management Partners Inc.
CENTRAL INDEX KEY: 0001326389
STATE OF INCORPORATION: A6
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38204
FILM NUMBER: 181220707
BUSINESS ADDRESS:
STREET 1: 401 BAY STREET
STREET 2: SUITE 1900, P.O. BOX 19
CITY: TORONTO
STATE: A6
ZIP: M5H 2Y4
BUSINESS PHONE: 416-367-4364
MAIL ADDRESS:
STREET 1: 401 BAY STREET
STREET 2: SUITE 1900, P.O. BOX 19
CITY: TORONTO
STATE: A6
ZIP: M5H 2Y4
FORMER NAME:
FORMER CONFORMED NAME: Polar Securities Inc.
DATE OF NAME CHANGE: 20050506
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Draper Oakwood Technology Acquisition Inc.
CENTRAL INDEX KEY: 0001705771
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-RETAIL STORES, NEC [5990]
IRS NUMBER: 821391674
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 55 E. 3RD AVENUE
CITY: SAN MATEO
STATE: CA
ZIP: 94401
BUSINESS PHONE: 7132137061
MAIL ADDRESS:
STREET 1: 55 E. 3RD AVENUE
CITY: SAN MATEO
STATE: CA
ZIP: 94401
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0306
4
2018-12-04
1
0001705771
Draper Oakwood Technology Acquisition Inc.
DOTA
0001326389
Polar Asset Management Partners Inc.
401 BAY STREET
SUITE 1900, P.O. BOX 19
TORONTO
A6
M5H 2Y4
ONTARIO, CANADA
0
0
1
0
Class A Common Stock
2018-12-04
4
S
0
51000
10.20
D
574000
I
See footnote
The 574,000 shares of Class A common stock are comprised of (i) 349,000 shares of Class A common stock; and (ii) 225,000 shares of Class A common stock included in 225,000 Units.
Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF"), and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein.
/s/ Greg Lemaich, General Counsel
2018-12-06