0001062993-18-004643.txt : 20181114
0001062993-18-004643.hdr.sgml : 20181114
20181114145024
ACCESSION NUMBER: 0001062993-18-004643
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180930
FILED AS OF DATE: 20181114
DATE AS OF CHANGE: 20181114
EFFECTIVENESS DATE: 20181114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Polar Asset Management Partners Inc.
CENTRAL INDEX KEY: 0001326389
IRS NUMBER: 000000000
STATE OF INCORPORATION: A6
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12489
FILM NUMBER: 181182894
BUSINESS ADDRESS:
STREET 1: 401 BAY STREET
STREET 2: SUITE 1900, P.O. BOX 19
CITY: TORONTO
STATE: A6
ZIP: M5H 2Y4
BUSINESS PHONE: 416-367-4364
MAIL ADDRESS:
STREET 1: 401 BAY STREET
STREET 2: SUITE 1900, P.O. BOX 19
CITY: TORONTO
STATE: A6
ZIP: M5H 2Y4
FORMER COMPANY:
FORMER CONFORMED NAME: Polar Securities Inc.
DATE OF NAME CHANGE: 20050506
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001326389
XXXXXXXX
09-30-2018
09-30-2018
Polar Asset Management Partners Inc.
401 BAY STREET
SUITE 1900, P.O. BOX 19
TORONTO
A6
M5H 2Y4
13F HOLDINGS REPORT
028-12489
N
Greg Lemaich
General Counsel & CCO
416-369-8087
Greg Lemaich
Toronto
A6
11-14-2018
0
348
5161034
false
INFORMATION TABLE
2
form13fInfoTable.xml
FORM 13F INFORMATION TABLE
8X8 INC NEW
COM
282914100
14754
694300
SH
SOLE
694300
0
0
ADVANCED DISP SVCS INC DEL
COM
00790X101
21996
812260
SH
SOLE
812260
0
0
ADVANCED MICRO DEVICES INC
NOTE 2.125% 9/0
007903BD8
9705
2500000
PRN
SOLE
0
0
0
AEROJET ROCKETDYNE HLDGS INC
NOTE 2.250%12/1
007800AB1
3566
2500000
PRN
SOLE
0
0
0
AKORN INC
COM
009728106
974
75000
SH
SOLE
75000
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
112037
680000
SH
Put
SOLE
0
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
31304
190000
SH
SOLE
190000
0
0
ALLEGRO MERGER CORP
UNIT 12/31/2023
01749N301
9243
900000
SH
SOLE
900000
0
0
ALLEGRO MERGER CORP
COM
01749N103
953
100000
SH
SOLE
100000
0
0
ALPHA PRO TECH LTD
COM
020772109
1532
431474
SH
SOLE
431474
0
0
ALPHABET INC
CAP STK CL C
02079K107
34372
28800
SH
SOLE
28800
0
0
AMETEK INC NEW
COM
031100100
22119
279559
SH
SOLE
279559
0
0
APPLIED OPTOELECTRONICS INC
COM
03823U102
2507
101662
SH
SOLE
101662
0
0
ATLAS AIR WORLDWIDE HLDGS IN
NOTE 1.875% 6/0
049164BJ4
12072
10000000
PRN
SOLE
0
0
0
AVISTA HEALTHCARE PUB ACQ CO
CL A
G0726L125
10117
998744
SH
SOLE
998744
0
0
AVISTA HEALTHCARE PUB ACQ CO
*W EXP 10/07/202
G0726L117
960
4799047
SH
SOLE
4799047
0
0
BANK AMER CORP
*W EXP 01/16/201
060505146
11238
631000
SH
SOLE
631000
0
0
BANK N S HALIFAX
COM
064149107
5963
100000
SH
Call
SOLE
0
0
0
BARINGTON HILCO ACQUISITION
COM
06759V101
1086
100000
SH
SOLE
100000
0
0
BARINGTON HILCO ACQUISITION
*W EXP 02/11/202
06759V127
35
588200
SH
SOLE
588200
0
0
BARINGTON HILCO ACQUISITION
RIGHT 08/11/2017
06759V119
4
20000
SH
SOLE
20000
0
0
BARRICK GOLD CORP
COM
067901108
776
70000
SH
Call
SOLE
0
0
0
BARRICK GOLD CORP
COM
067901108
470
42400
SH
Put
SOLE
0
0
0
BCE INC
COM NEW
05534B760
10466
258300
SH
Put
SOLE
0
0
0
BCE INC
COM NEW
05534B760
1074
26500
SH
SOLE
26500
0
0
BIG ROCK PARTNERS ACQUISI CO
COM
089482103
4688
468300
SH
SOLE
468300
0
0
BIG ROCK PARTNERS ACQUISI CO
UNIT 11/20/2022
089482202
3736
349200
SH
SOLE
349200
0
0
BIG ROCK PARTNERS ACQUISI CO
RIGHT 12/01/2022
089482129
186
400000
SH
SOLE
400000
0
0
BIG ROCK PARTNERS ACQUISI CO
*W EXP 12/01/202
089482111
83
200000
SH
SOLE
200000
0
0
BIO RAD LABS INC
CL A
090572207
25321
80900
SH
SOLE
80900
0
0
BISON CAP ACQUISITION CORP
ORD SHS
G1142P104
5105
500000
SH
SOLE
500000
0
0
BISON CAP ACQUISITION CORP
UNIT 99/99/9999T
G1142P120
3245
295000
SH
SOLE
295000
0
0
BISON CAP ACQUISITION CORP
RIGHT 03/20/2019
G1142P138
283
534300
SH
SOLE
534300
0
0
BISON CAP ACQUISITION CORP
*W EXP 06/20/202
G1142P112
91
175000
SH
SOLE
175000
0
0
BLACK RIDGE ACQUISITION CORP
COM
09216T107
15552
1583688
SH
SOLE
1583688
0
0
BLACK RIDGE ACQUISITION CORP
RIGHT 07/10/2019
09216T123
330
868400
SH
SOLE
868400
0
0
BLACK RIDGE ACQUISITION CORP
*W EXP 07/10/202
09216T115
88
200000
SH
SOLE
200000
0
0
BRIDGEPOINT ED INC
COM
10807M105
5147
506600
SH
SOLE
506600
0
0
BROOKFIELD PROPERTY REIT INC
CL A
11282X103
733
35000
SH
SOLE
35000
0
0
BRUNSWICK CORP
COM
117043109
17425
260000
SH
SOLE
260000
0
0
C&J ENERGY SVCS INC NEW
COM
12674R100
7111
341851
SH
SOLE
341851
0
0
CAMECO CORP
COM
13321L108
1446
107900
SH
Call
SOLE
0
0
0
CAMECO CORP
COM
13321L108
868
76100
SH
Put
SOLE
0
0
0
CANADIAN NAT RES LTD
COM
136385101
1470
45000
SH
SOLE
45000
0
0
CANOPY GROWTH CORP
COM
138035100
2009
41300
SH
SOLE
41300
0
0
CAPITOL INVT CORP IV
UNIT 99/99/9999
G18920119
16003
1541700
SH
SOLE
1541700
0
0
CAPITOL INVT CORP IV
CL A ORD
G18920101
5945
599900
SH
SOLE
599900
0
0
CAPITOL INVT CORP IV
*W EXP 01/01/202
G18920127
296
200000
SH
SOLE
200000
0
0
CARBONITE INC
NOTE 2.500% 4/0
141337AB1
15033
10000000
PRN
SOLE
0
0
0
CDN IMPERIAL BK COMM TORONTO
COM
136069101
23442
250000
SH
Put
SOLE
0
0
0
CDN IMPERIAL BK COMM TORONTO
COM
136069101
14066
150000
SH
Call
SOLE
0
0
0
CENTRAL GARDEN & PET CO
CL A NON-VTG
153527205
15205
458800
SH
SOLE
458800
0
0
CHURCHILL CAP CORP
UNIT 99/99/9999
17142R202
24222
2391100
SH
SOLE
2391100
0
0
CM SEVEN STAR ACQUISITION CO
SHS
G2345N102
15034
1491500
SH
SOLE
1491500
0
0
CM SEVEN STAR ACQUISITION CO
UNIT 08/21/2022
G2345N128
14556
1338500
SH
SOLE
1338500
0
0
CM SEVEN STAR ACQUISITION CO
RIGHT 08/21/2022
G2345N136
943
1796500
SH
SOLE
1796500
0
0
CM SEVEN STAR ACQUISITION CO
*W EXP 08/21/202
G2345N110
462
952750
SH
SOLE
952750
0
0
COASTWAY BANCORP INC
COM
190632109
423
15000
SH
SOLE
15000
0
0
COBIZ FINANCIAL INC
COM
190897108
3321
150000
SH
SOLE
150000
0
0
CONSTELLATION ALPHA CAP CORP
SHS
G2379F108
31825
3144759
SH
SOLE
3144759
0
0
CONSTELLATION ALPHA CAP CORP
RIGHT 99/99/9999
G2379F132
1277
3192613
SH
SOLE
3192613
0
0
CONSTELLATION ALPHA CAP CORP
*W EXP 03/23/202
G2379F116
362
1645113
SH
SOLE
1645113
0
0
CRESCENT PT ENERGY CORP
COM
22576C101
413
65000
SH
SOLE
65000
0
0
CRONOS GROUP INC
COM
22717L101
3347
301000
SH
Call
SOLE
0
0
0
CRONOS GROUP INC
COM
22717L101
2502
225000
SH
SOLE
225000
0
0
DEL FRISCOS RESTAURANT GROUP
COM
245077102
13426
1617537
SH
SOLE
1617537
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
15036
260000
SH
SOLE
260000
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
14458
250000
SH
Call
SOLE
0
0
0
DEXCOM INC
NOTE 0.750% 5/1
252131AF4
7668
5000000
PRN
SOLE
0
0
0
DFB HEALTHCARE ACQUISTION CO
UNIT 01/30/2023
23291E208
12938
1250000
SH
SOLE
1250000
0
0
DLH HLDGS CORP
COM
23335Q100
4743
823500
SH
SOLE
823500
0
0
DOLBY LABORATORIES INC
COM
25659T107
11218
160326
SH
SOLE
160326
0
0
DOLLAR GEN CORP NEW
COM
256677105
30495
279000
SH
SOLE
279000
0
0
DOVER DOWNS GAMING & ENTMT I
COM
260095104
3749
1320046
SH
SOLE
1320046
0
0
DRAPER OAKWOOD TECHNOLOGY
COM CL A
26146L103
4080
400000
SH
SOLE
400000
0
0
DRAPER OAKWOOD TECHNOLOGY
UNIT 09/30/2024
26146L202
2475
225000
SH
SOLE
225000
0
0
DRAPER OAKWOOD TECHNOLOGY
RIGHT 09/19/2018
26146L129
685
1343518
SH
SOLE
1343518
0
0
DRAPER OAKWOOD TECHNOLOGY
*W EXP 09/19/202
26146L111
118
199600
SH
SOLE
199600
0
0
EASTERLY ACQUISITION CORP
COM
27616L102
33138
3171070
SH
SOLE
3171070
0
0
EASTERLY ACQUISITION CORP
*W EXP 07/29/202
27616L110
2934
2667578
SH
SOLE
2667578
0
0
ELLIS PERRY INTL INC
COM
288853104
2050
75000
SH
SOLE
75000
0
0
ENERGY XXI GULF COAST INC
COM
29276K101
418
50000
SH
SOLE
50000
0
0
ESTRE AMBIENTAL INC
*W EXP 12/21/202
G3206V118
739
2110661
SH
SOLE
2110661
0
0
ETF MANAGERS TR
ETFMG ALTR HRVST
26924G508
8010
200000
SH
Put
SOLE
0
0
0
EXACT SCIENCES CORP
COM
30063P105
267
3382
SH
SOLE
3382
0
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
950
10000
SH
SOLE
10000
0
0
FACEBOOK INC
CL A
30303M102
30425
185000
SH
SOLE
185000
0
0
FACEBOOK INC
CL A
30303M102
7401
45000
SH
Put
SOLE
0
0
0
FAR PT ACQUISITION CORP
UNIT 06/01/2025
30734W208
23130
2250000
SH
SOLE
2250000
0
0
FAR PT ACQUISITION CORP
*W EXP 06/01/202
30734W117
82
50000
SH
SOLE
50000
0
0
FEDERAL STR ACQUISITION CORP
CL A
31421V107
8684
859000
SH
SOLE
859000
0
0
FEDERAL STR ACQUISITION CORP
UNIT 99/99/9999
31421V206
5430
500000
SH
SOLE
500000
0
0
FEDERAL STR ACQUISITION CORP
*W EXP 07/24/202
31421V115
1450
1000000
SH
SOLE
1000000
0
0
FERROGLOBE PLC
SHS
G33856108
14989
1834664
SH
SOLE
1834664
0
0
FIRST CONN BANCORP INC MD
COM
319850103
1478
50000
SH
SOLE
50000
0
0
FLEXSTEEL INDS INC
COM
339382103
3985
134000
SH
SOLE
134000
0
0
FONAR CORP
COM NEW
344437405
451
18099
SH
SOLE
18099
0
0
GARDNER DENVER HLDGS INC
COM
36555P107
29225
1031240
SH
SOLE
1031240
0
0
GIGCAPITAL INC
COM
37518N106
13565
1363300
SH
SOLE
1363300
0
0
GIGCAPITAL INC
UNIT 03/06/2025
37518N205
9394
874652
SH
SOLE
874652
0
0
GIGCAPITAL INC
RIGHT 03/06/2020
37518N114
351
663300
SH
SOLE
663300
0
0
GIGCAPITAL INC
*W EXP 06/08/202
37518N122
160
322725
SH
SOLE
322725
0
0
GILDAN ACTIVEWEAR INC
COM
375916103
3043
100000
SH
Call
SOLE
0
0
0
GLOBAL WTR RES INC
COM
379463102
4514
426300
SH
SOLE
426300
0
0
GLOBALSCAPE INC
COM
37940G109
1005
250618
SH
SOLE
250618
0
0
GOLDCORP INC NEW
COM
380956409
2636
258400
SH
Call
SOLE
0
0
0
GOLDCORP INC NEW
COM
380956409
255
25000
SH
SOLE
25000
0
0
GORDON POINTE ACQUISITION CO
COM CLASS A
382788107
4950
500000
SH
SOLE
500000
0
0
GORDON POINTE ACQUISITION CO
UNIT 01/18/2023
382788206
2722
259250
SH
SOLE
259250
0
0
GORDON POINTE ACQUISITION CO
*W EXP 07/30/202
382788115
12
18990
SH
SOLE
18990
0
0
GORES HLDGS II INC
COM CL A
382867109
16142
1520000
SH
SOLE
1520000
0
0
GORES HLDGS II INC
*W EXP 01/13/202
382867117
819
386272
SH
SOLE
386272
0
0
GORES HOLDINGS III INC
UNIT 09/07/2024
38286G208
5105
500000
SH
SOLE
500000
0
0
GOVERNMENT PPTYS INCOME TR
COM SHS BEN INT
38376A103
1552
137500
SH
SOLE
137500
0
0
GREENLAND ACQUISITIN CORPORA
SHS
G40981139
2224
230000
SH
SOLE
230000
0
0
GREENLAND ACQUISITIN CORPORA
UNIT 03/03/2025
G40981121
1446
140000
SH
SOLE
140000
0
0
GREENLAND ACQUISITIN CORPORA
RIGHT 04/27/2025
G40981113
65
180000
SH
SOLE
180000
0
0
GREENLAND ACQUISITIN CORPORA
*W EXP 03/03/202
G40981105
48
180000
SH
SOLE
180000
0
0
GS ACQUISITION HLDGS CORP
UNIT 06/12/2023
36255F201
10370
1000000
SH
SOLE
1000000
0
0
GTY TECHNOLOGY HOLDINGS INC
CL A
G4182A102
11584
1142426
SH
SOLE
1142426
0
0
GTY TECHNOLOGY HOLDINGS INC
*W EXP 10/25/202
G4182A128
31
24411
SH
SOLE
24411
0
0
GUESS INC
COM
401617105
15226
673700
SH
SOLE
673700
0
0
GUIDEWIRE SOFTWARE INC
NOTE 1.250% 3/1
40171VAA8
10729
10000000
PRN
SOLE
0
0
0
HABIT RESTAURANTS INC
COM CL A
40449J103
11005
689995
SH
SOLE
689995
0
0
HARMONIC INC
COM
413160102
14305
2600824
SH
SOLE
2600824
0
0
HARMONIC INC
NOTE 4.000%12/0
413160AB8
5817
5000000
PRN
SOLE
0
0
0
HAYMAKER ACQUISITION CORP
COM CLASS A
420870107
15126
1549900
SH
SOLE
1549900
0
0
HAYMAKER ACQUISITION CORP
UNIT 10/19/2022
420870206
14482
1386173
SH
SOLE
1386173
0
0
HAYMAKER ACQUISITION CORP
*W EXP 10/27/202
420870115
616
490450
SH
SOLE
490450
0
0
HENNESSY CAP ACQUSTON CORP I
COM
42588L105
14237
1397149
SH
SOLE
1397149
0
0
HENNESSY CAP ACQUSTON CORP I
*W EXP 06/15/202
42588L113
3577
2384794
SH
SOLE
2384794
0
0
HF FOODS GROUP INC
COM
40417F109
959
63541
SH
SOLE
63541
0
0
HL ACQUISITIONS CORP
SHS
G4603R106
3879
405769
SH
SOLE
405769
0
0
HL ACQUISITIONS CORP
UNIT 06/21/2023
G4603R114
2308
225000
SH
SOLE
225000
0
0
HL ACQUISITIONS CORP
RIGHT 07/17/2023
G4603R130
34
85000
SH
SOLE
85000
0
0
HOME DEPOT INC
COM
437076102
23802
114900
SH
SOLE
114900
0
0
HUDSON GLOBAL INC
COM
443787106
2717
1708765
SH
SOLE
1708765
0
0
HUNTER MARITIME ACQUISITION
CL A
Y37828111
16981
1704968
SH
SOLE
1704968
0
0
HUNTER MARITIME ACQUISITION
*W EXP 11/17/202
Y37828129
215
715959
SH
SOLE
715959
0
0
HURCO COMPANIES INC
COM
447324104
5054
112057
SH
SOLE
112057
0
0
I AM CAP ACQUISITION CO
COM
45074Q108
4649
458000
SH
SOLE
458000
0
0
I AM CAP ACQUISITION CO
RIGHT 05/22/2019
45074Q124
270
539400
SH
SOLE
539400
0
0
I AM CAP ACQUISITION CO
*W EXP 05/22/202
45074Q116
160
457000
SH
SOLE
457000
0
0
IHS MARKIT LTD
SHS
G47567105
41830
775200
SH
SOLE
775200
0
0
IHS MARKIT LTD
SHS
G47567105
16188
300000
SH
Put
SOLE
0
0
0
INDUSTREA ACQUISITION CORP
UNIT 07/21/2024
45579J203
16653
1490900
SH
SOLE
1490900
0
0
INDUSTREA ACQUISITION CORP
CL A
45579J104
13352
1309000
SH
SOLE
1309000
0
0
INDUSTREA ACQUISITION CORP
*W EXP 08/01/202
45579J112
1733
1732879
SH
SOLE
1732879
0
0
INFINERA CORPORATION
COM
45667G103
1202
164600
SH
SOLE
164600
0
0
INFRA AND ENERGY ALTRNTIVE I
COM
45686J104
2700
285714
SH
SOLE
285714
0
0
INSULET CORP
NOTE 1.250% 9/1
45784PAF8
55087
30000000
PRN
SOLE
0
0
0
INTEL CORP
SDCV 3.250% 8/0
458140AF7
92399
40000000
PRN
SOLE
0
0
0
INTERDIGITAL INC
NOTE 1.500% 3/0
458660AD9
5299
4500000
PRN
SOLE
0
0
0
INTERNATIONAL MNY EXPRESS IN
*W EXP 01/19/202
46005L119
2745
1167899
SH
SOLE
1167899
0
0
INTERNATIONAL MNY EXPRESS IN
COM
46005L101
101
40000
SH
SOLE
40000
0
0
INVUITY INC
COM NEW
46187J205
1182
159708
SH
SOLE
159708
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
589925
3500000
SH
Put
SOLE
0
0
0
ISSUER DIRECT CORPORATION
COM NEW
46520M204
4587
299800
SH
SOLE
299800
0
0
J2 GLOBAL INC
NOTE 3.250% 6/1
48123VAC6
32510
25000000
PRN
SOLE
0
0
0
JACK IN THE BOX INC
COM
466367109
15056
179600
SH
SOLE
179600
0
0
JENSYN ACQUISITION CORP
COM
47632B102
3729
327100
SH
SOLE
327100
0
0
JENSYN ACQUISITION CORP
RIGHT 99/99/9999
47632B128
288
914885
SH
SOLE
914885
0
0
JENSYN ACQUISITION CORP
*W EXP 03/07/202
47632B110
69
771396
SH
SOLE
771396
0
0
K2M GROUP HLDGS INC
COM
48273J107
1916
70000
SH
SOLE
70000
0
0
KAYNE ANDERSON ACQUISITION
COM CL A
48661U102
17197
1692667
SH
SOLE
1692667
0
0
KAYNE ANDERSON ACQUISITION
UNIT 06/30/2022
48661U201
13494
1269858
SH
SOLE
1269858
0
0
KAYNE ANDERSON ACQUISITION
*W EXP 06/30/202
48661U110
450
323566
SH
SOLE
323566
0
0
KBL MERGER CORP IV
COM
48242A104
9758
966150
SH
SOLE
966150
0
0
KBL MERGER CORP IV
UNIT 01/15/2024
48242A203
8452
777400
SH
SOLE
777400
0
0
KBL MERGER CORP IV
RIGHT 03/22/2019
48242A120
368
800000
SH
SOLE
800000
0
0
KBL MERGER CORP IV
*W EXP 01/15/202
48242A112
175
800948
SH
SOLE
800948
0
0
KIRKLAND LAKE GOLD LTD
COM
49741E100
902
47500
SH
Call
SOLE
0
0
0
KRANESHARES TR
CSI CHI INTERNET
500767306
9764
200000
SH
Put
SOLE
0
0
0
LAKELAND INDS INC
COM
511795106
2874
216100
SH
SOLE
216100
0
0
LANDCADIA HLDGS INC
*W EXP 06/01/202
51476W115
673
565903
SH
SOLE
565903
0
0
LATTICE SEMICONDUCTOR CORP
COM
518415104
16892
2111511
SH
SOLE
2111511
0
0
LEGACY ACQUISITION CORP
UNIT 05/31/2024
524643202
3039
300000
SH
SOLE
300000
0
0
LEGACY ACQUISITION CORP
COM CL A
524643103
2886
297235
SH
SOLE
297235
0
0
LEGACY ACQUISITION CORP
*W EXP 11/30/202
524643111
126
282400
SH
SOLE
282400
0
0
LEISURE ACQUISITION CORP
UNIT 99/99/9999
52539T206
2819
275000
SH
SOLE
275000
0
0
LEISURE ACQUISITION CORP
COM
52539T107
2681
275000
SH
SOLE
275000
0
0
LEISURE ACQUISITION CORP
*W EXP 12/05/201
52539T115
147
137500
SH
SOLE
137500
0
0
LEO HOLDINGS CORP
UNIT 99/99/9999
G5463L121
11010
1071000
SH
SOLE
1071000
0
0
LEO HOLDINGS CORP
COM CL A
G5463L105
9750
1000000
SH
SOLE
1000000
0
0
LEO HOLDINGS CORP
*W EXP 02/07/202
G5463L113
635
500000
SH
SOLE
500000
0
0
LF CAP ACQUISITION CORP
CL A
50200K108
3711
386594
SH
SOLE
386594
0
0
LF CAP ACQUISITION CORP
*W EXP 06/22/202
50200K116
28
50000
SH
SOLE
50000
0
0
LIBERTY MEDIA CORP DELAWARE
DEB 2.250% 9/3
531229AE2
26977
48917000
PRN
SOLE
0
0
0
LIFETIME BRANDS INC
COM
53222Q103
3978
365000
SH
SOLE
365000
0
0
LKQ CORP
COM
501889208
33168
1047300
SH
SOLE
1047300
0
0
LONGEVITY ACQUISITION CORP
UNIT 08/29/2024
G56372108
3482
340000
SH
SOLE
340000
0
0
LUMENTUM HLDGS INC
COM
55024U109
15017
250500
SH
SOLE
250500
0
0
MAG SILVER CORP
COM
55903Q104
799
98500
SH
Call
SOLE
0
0
0
MAGNA INTL INC
COM
559222401
2054
39100
SH
Call
SOLE
0
0
0
MAGNA INTL INC
COM
559222401
473
9000
SH
Put
SOLE
0
0
0
MAM SOFTWARE GROUP INC
COM NEW
55277Q201
4283
556170
SH
SOLE
556170
0
0
MATERIALISE NV
SPONSORED ADS
57667T100
7726
559873
SH
SOLE
559873
0
0
MATLIN & PARTNERS ACQUISITIO
UNIT 05/28/2021A
57682V205
14351
1332540
SH
SOLE
1332540
0
0
MATLIN & PARTNERS ACQUISITIO
CL A
57682V106
5145
514000
SH
SOLE
514000
0
0
MATLIN & PARTNERS ACQUISITIO
*W EXP 05/28/202
57682V114
1344
1792500
SH
SOLE
1792500
0
0
MAZOR ROBOTICS LTD
SPONSORED ADS
57886P103
2041
35000
SH
SOLE
35000
0
0
MEGALITH FINL ACQUISITION CO
UNIT 09/30/2025
58518F208
12120
1200000
SH
SOLE
1200000
0
0
MEGALITH FINL ACQUISITION CO
*W EXP 08/26/202
58518F117
150
250000
SH
SOLE
250000
0
0
MICHAEL KORS HLDGS LTD
SHS
G60754101
15611
227700
SH
SOLE
227700
0
0
MICROCHIP TECHNOLOGY INC
NOTE 1.625% 2/1
595017AD6
90960
60000000
PRN
SOLE
0
0
0
MICRON TECHNOLOGY INC
NOTE 3.125% 5/0
595112AX1
226558
50000000
PRN
SOLE
0
0
0
MILLER INDS INC TENN
COM NEW
600551204
4673
173700
SH
SOLE
173700
0
0
MODERN MEDIA ACQUISITION
COM
60765P103
16993
1682468
SH
SOLE
1682468
0
0
MODERN MEDIA ACQUISITION
UNIT 99/99/9999
60765P202
9805
903710
SH
SOLE
903710
0
0
MODERN MEDIA ACQUISITION
RIGHT 99/99/9999
60765P129
865
1840745
SH
SOLE
1840745
0
0
MODERN MEDIA ACQUISITION
*W EXP 05/17/202
60765P111
30
50000
SH
SOLE
50000
0
0
MOHAWK INDS INC
COM
608190104
18990
108300
SH
SOLE
108300
0
0
MONARCH CASINO & RESORT INC
COM
609027107
4602
101254
SH
SOLE
101254
0
0
MOSAIC ACQUISITION CORP
UNIT 99/99/9999
G62848117
11894
1166380
SH
SOLE
1166380
0
0
MOSAIC ACQUISITION CORP
*W EXP 10/23/202
G62848125
257
200000
SH
SOLE
200000
0
0
MSC INDL DIRECT INC
CL A
553530106
34326
389583
SH
SOLE
389583
0
0
MTECH ACQUISITION CORP
*W EXP 08/01/202
55378W115
889
600885
SH
SOLE
600885
0
0
MTECH ACQUISITION CORP
COM CLASS A
55378W107
421
41287
SH
SOLE
41287
0
0
MUDRICK CAP ACQUISITION CORP
COM CLASS A
624745105
10501
1084800
SH
SOLE
1084800
0
0
MUDRICK CAP ACQUISITION CORP
UNIT 02/01/2023
624745204
10248
995000
SH
SOLE
995000
0
0
MUDRICK CAP ACQUISITION CORP
*W EXP 02/12/202
624745113
660
1000000
SH
SOLE
1000000
0
0
NATIONAL INSTRS CORP
COM
636518102
24635
509735
SH
SOLE
509735
0
0
NAUTILUS INC
COM
63910B102
6838
490200
SH
SOLE
490200
0
0
NEBULA ACQUISITION CORP
UNIT 03/12/2025
629076209
1020
100000
SH
SOLE
100000
0
0
NEW FRONTIER CORP
UNIT 99/99/9999
G6485P116
10200
1000000
SH
SOLE
1000000
0
0
NEXTDECADE CORP
COM
65342K105
452
80000
SH
SOLE
80000
0
0
NOMAD FOODS LTD
USD ORD SHS
G6564A105
14942
737500
SH
SOLE
737500
0
0
NXP SEMICONDUCTORS N V
NOTE 1.000%12/0
62952QAB6
26067
25000000
PRN
SOLE
0
0
0
NXSTAGE MEDICAL INC
COM
67072V103
697
25000
SH
SOLE
25000
0
0
ON SEMICONDUCTOR CORP
NOTE 1.625%10/1
682189AP0
28101
25000000
PRN
SOLE
0
0
0
ON SEMICONDUCTOR CORP
NOTE 1.000%12/0
682189AK1
11625
10000000
PRN
SOLE
0
0
0
ONE MADISON CORP
COM CL A
G6772P100
13589
1398014
SH
SOLE
1398014
0
0
ONE MADISON CORP
UNIT 99/99/9999
G6772P118
12920
1245871
SH
SOLE
1245871
0
0
ONE MADISON CORP
*W EXP 99/99/999
G6772P126
696
600000
SH
SOLE
600000
0
0
OPES ACQUISITION CORP
COM
68373P100
11032
1120000
SH
SOLE
1120000
0
0
OPES ACQUISITION CORP
UNIT 03/07/2023
68373P209
3658
360000
SH
SOLE
360000
0
0
OPES ACQUISITION CORP
*W EXP 03/13/202
68373P118
180
450000
SH
SOLE
450000
0
0
ORBCOMM INC
COM
68555P100
17855
1644077
SH
SOLE
1644077
0
0
PATRIOT TRANSN HLDG INC
COM
70338W105
1936
100690
SH
SOLE
100690
0
0
PENSARE ACQUISITION CORP
COM
70957E105
21632
2171900
SH
SOLE
2171900
0
0
PENSARE ACQUISITION CORP
UNIT 07/27/2022
70957E204
10646
995855
SH
SOLE
995855
0
0
PENSARE ACQUISITION CORP
RIGHT 99/99/9999
70957E121
1514
3371400
SH
SOLE
3371400
0
0
PENSARE ACQUISITION CORP
*W EXP 07/27/202
70957E113
567
1089900
SH
SOLE
1089900
0
0
PETIQ INC
COM CL A
71639T106
11793
300000
SH
SOLE
300000
0
0
PINNACLE FOODS INC DEL
COM
72348P104
2916
45000
SH
SOLE
45000
0
0
PLATINUM EAGLE ACQUISITIN CO
UNIT 01/09/2023
G7126L126
8362
804800
SH
SOLE
804800
0
0
PLATINUM EAGLE ACQUISITIN CO
SHS CL A
G7126L100
1964
200000
SH
SOLE
200000
0
0
PLATINUM EAGLE ACQUISITIN CO
*W EXP 01/17/202
G7126L118
135
100000
SH
SOLE
100000
0
0
PLAYAGS INC
COM
72814N104
20249
687113
SH
SOLE
687113
0
0
PRETIUM RES INC
NOTE 2.250% 3/1
74139CAB8
889
1000000
PRN
SOLE
0
0
0
PRICELINE GRP INC
NOTE 0.350% 6/1
741503AS5
22722
15000000
PRN
SOLE
0
0
0
PRIORITY TECHNOLOGY HLDGS IN
*W EXP 09/12/202
74275G115
1285
842500
SH
SOLE
842500
0
0
PURE ACQUISITION CORP
CL A
74621Q106
13628
1404250
SH
SOLE
1404250
0
0
PURE ACQUISITION CORP
UNIT 04/13/2023
74621Q205
2555
246300
SH
SOLE
246300
0
0
REALPAGE INC
NOTE 1.500%11/1
75606NAB5
57260
35000000
PRN
SOLE
0
0
0
REGALWOOD GLOBAL ENERGY LTD
UNIT 99/99/9999
G74760110
22664
2200400
SH
SOLE
2200400
0
0
REGALWOOD GLOBAL ENERGY LTD
*W EXP 12/05/202
G74760128
273
187166
SH
SOLE
187166
0
0
REIS INC
COM
75936P105
2300
100000
SH
SOLE
100000
0
0
ROGERS CORP
COM
775133101
18892
128241
SH
SOLE
128241
0
0
SABAN CAP ACQUISITION CORP
COM CL A
78516C106
15195
1500000
SH
SOLE
1500000
0
0
SABAN CAP ACQUISITION CORP
*W EXP 09/21/202
78516C114
1338
1216760
SH
SOLE
1216760
0
0
SCHLUMBERGER LTD
COM
806857108
37533
616100
SH
SOLE
616100
0
0
SEAWORLD ENTMT INC
COM
81282V100
10372
330000
SH
SOLE
330000
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
21554
781500
SH
SOLE
781500
0
0
SENSEONICS HLDGS INC
COM
81727U105
12951
2715000
SH
SOLE
2715000
0
0
SENTINEL ENERGY SVCS INC
UNIT 11/02/2022
G8062D128
10472
1014707
SH
SOLE
1014707
0
0
SENTINEL ENERGY SVCS INC
COM CL A
G8062D102
2153
219200
SH
SOLE
219200
0
0
SENTINEL ENERGY SVCS INC
*W EXP 11/02/202
G8062D110
72
56400
SH
SOLE
56400
0
0
SERVICE CORP INTL
COM
817565104
19289
436406
SH
SOLE
436406
0
0
SHIRE PLC
SPONSORED ADR
82481R106
2719
15000
SH
SOLE
15000
0
0
SKECHERS U S A INC
CL A
830566105
7717
276300
SH
SOLE
276300
0
0
SOCIAL CAP HEDOSOPHIA HLDGS
CL A
G8250R103
8075
814875
SH
SOLE
814875
0
0
SOCIAL CAP HEDOSOPHIA HLDGS
UNIT 99/99/9999
G8250R111
7969
781255
SH
SOLE
781255
0
0
SODASTREAM INTERNATIONAL LTD
USD SHS
M9068E105
2289
16000
SH
SOLE
16000
0
0
SOUTHWESTERN ENERGY CO
COM
845467109
2044
400000
SH
SOLE
400000
0
0
SPARTAN ENERGY ACQUISITON CO
UNIT 99/99/9999
846784114
30450
3000000
SH
SOLE
3000000
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
19959
177000
SH
Call
SOLE
0
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
1691
15000
SH
Put
SOLE
0
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
798026
2745000
SH
Put
SOLE
0
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
87216
300000
SH
Call
SOLE
0
0
0
SPROTT PHYSICAL GOLD & SILVE
TR UNIT
85208R101
36080
3089056
SH
SOLE
3089056
0
0
SPROTT PHYSICAL GOLD TRUST
UNIT
85207H104
46542
4873514
SH
SOLE
4873514
0
0
SPROTT PHYSICAL PLAT PALLAD
UNIT
85207Q104
4424
503857
SH
SOLE
503857
0
0
SPROTT PHYSICAL SILVER TR
TR UNIT
85207K107
26287
4950493
SH
SOLE
4950493
0
0
STELLAR ACQUISITION III INC
*W EXP 03/22/202
Y8172W115
75
556545
SH
SOLE
556545
0
0
STRYKER CORP
COM
863667101
41412
233072
SH
SOLE
233072
0
0
TABLEAU SOFTWARE INC
CL A
87336U105
14604
130700
SH
SOLE
130700
0
0
TAPESTRY INC
COM
876030107
22684
451240
SH
SOLE
451240
0
0
TENZING ACQUISITION CORP
UNIT 08/24/2024
G8708A124
906
90000
SH
SOLE
90000
0
0
TERADYNE INC
NOTE 1.250%12/1
880770AG7
6509
5000000
PRN
SOLE
0
0
0
THOMSON REUTERS CORP
COM
884903105
2737
60000
SH
SOLE
60000
0
0
THUNDER BRIDGE ACQUISITION L
UNIT 01/01/2025
G8857R118
17221
1695000
SH
SOLE
1695000
0
0
THUNDER BRIDGE ACQUISITION L
SHS CLASS A
G8857R100
11972
1232979
SH
SOLE
1232979
0
0
TIBERIUS ACQUISITION CORP
UNIT 02/28/2021
88633A206
14819
1445800
SH
SOLE
1445800
0
0
TIBERIUS ACQUISITION CORP
COM
88633A107
2596
268500
SH
SOLE
268500
0
0
TIBERIUS ACQUISITION CORP
*W EXP 02/28/202
88633A115
118
200000
SH
SOLE
200000
0
0
TIMKEN CO
COM
887389104
16181
324600
SH
SOLE
324600
0
0
TIPTREE INC
COM
88822Q103
1882
287400
SH
SOLE
287400
0
0
TKK SYMPHONY ACQUISITION COR
UNIT 08/15/2023
G88950111
9814
971700
SH
SOLE
971700
0
0
TKK SYMPHONY ACQUISITION COR
ORD SHS
G88950103
3990
420000
SH
SOLE
420000
0
0
TOTTENHAM ACQUISITION I LTD
UNIT 05/06/2025
G8959N130
3239
312000
SH
SOLE
312000
0
0
TOTTENHAM ACQUISITION I LTD
SHS
G8959N106
2425
250000
SH
SOLE
250000
0
0
TPG PACE HLDGS CORP
UNIT 99/99/9999
G89827102
9556
899002
SH
SOLE
899002
0
0
TPG PACE HLDGS CORP
CL A
G89827128
453
45000
SH
SOLE
45000
0
0
TPG PACE HLDGS CORP
*W EXP 06/27/202
G89827110
93
53333
SH
SOLE
53333
0
0
TRANSALTA CORP
COM
89346D107
15811
2808387
SH
SOLE
2808387
0
0
TRANSCANADA CORP
COM
89353D107
7384
182500
SH
Call
SOLE
0
0
0
TRANSCAT INC
COM
893529107
3884
170000
SH
SOLE
170000
0
0
TRAVELCENTERS AMER LLC
COM
894174101
7818
1371628
SH
SOLE
1371628
0
0
TRIDENT ACQUISITIONS CORP
UNIT 05/09/2023
89615T205
16263
1607000
SH
SOLE
1607000
0
0
TRIDENT ACQUISITIONS CORP
COM
89615T106
8046
819405
SH
SOLE
819405
0
0
TRIDENT ACQUISITIONS CORP
*W EXP 05/09/202
89615T114
32
110000
SH
SOLE
110000
0
0
TRIMBLE INC
COM
896239100
37345
859300
SH
SOLE
859300
0
0
TRINITY MERGER CORP
COM CL A
89653L106
20967
2133000
SH
SOLE
2133000
0
0
TRINITY MERGER CORP
UNIT 05/11/2025
89653L205
8942
869876
SH
SOLE
869876
0
0
TRINITY MERGER CORP
*W EXP 05/11/202
89653L114
600
1200000
SH
SOLE
1200000
0
0
TTM TECHNOLOGIES INC
NOTE 1.750%12/1
87305RAD1
50813
30000000
PRN
SOLE
0
0
0
TURTLE BEACH CORP
COM NEW
900450206
5308
266200
SH
SOLE
266200
0
0
TWELVE SEAS INVESTMENT COMPA
SHS
G9145A107
18601
1937601
SH
SOLE
1937601
0
0
TWELVE SEAS INVESTMENT COMPA
UNIT 06/21/2023
G9145A123
7360
711110
SH
SOLE
711110
0
0
TWELVE SEAS INVESTMENT COMPA
RIGHT 12/22/2019
G9145A131
579
1377500
SH
SOLE
1377500
0
0
TWELVE SEAS INVESTMENT COMPA
*W EXP 12/22/202
G9145A115
360
1000000
SH
SOLE
1000000
0
0
UNDER ARMOUR INC
CL C
904311206
15965
820400
SH
SOLE
820400
0
0
UNION ACQUISITION CORP
SHS
G9366W101
10530
1080000
SH
SOLE
1080000
0
0
UNION ACQUISITION CORP
UNIT 99/99/9999
G9366W119
3658
350000
SH
SOLE
350000
0
0
UNION ACQUISITION CORP
RIGHT 12/02/2019
G9366W135
425
1063333
SH
SOLE
1063333
0
0
UNION ACQUISITION CORP
*W EXP 07/01/202
G9366W127
298
850000
SH
SOLE
850000
0
0
UNITED STATES LIME & MINERAL
COM
911922102
3671
46500
SH
SOLE
46500
0
0
UNIVERSAL DISPLAY CORP
COM
91347P105
30182
256000
SH
SOLE
256000
0
0
VANECK VECTORS ETF TR
SEMICONDUCTOR ET
92189F676
26612
250000
SH
Put
SOLE
0
0
0
VANECK VECTORS ETF TR
OIL SVCS ETF
92189F718
15114
600000
SH
Put
SOLE
0
0
0
VANECK VECTORS ETF TR
OIL SVCS ETF
92189F718
4041
160440
SH
SOLE
160440
0
0
VANTAGE ENERGY ACQUISITION
UNIT 04/12/2024
92211L204
21884
2094119
SH
SOLE
2094119
0
0
VANTAGE ENERGY ACQUISITION
COM CL A
92211L105
19752
1979197
SH
SOLE
1979197
0
0
VANTAGE ENERGY ACQUISITION
*W EXP 04/12/202
92211L113
975
600000
SH
SOLE
600000
0
0
VARIAN MED SYS INC
COM
92220P105
5133
45860
SH
SOLE
45860
0
0
VECTOIQ ACQUISITION CORP
UNIT 05/11/2023
92243N202
15555
1525000
SH
SOLE
1525000
0
0
VECTOIQ ACQUISITION CORP
COM
92243N103
9570
1000000
SH
SOLE
1000000
0
0
VIAVI SOLUTIONS INC
NOTE 1.000% 3/0
925550AB1
41955
39025000
PRN
SOLE
0
0
0
VIAVI SOLUTIONS INC
COM
925550105
23062
2033687
SH
SOLE
2033687
0
0
VULCAN MATLS CO
COM
929160109
30958
278400
SH
SOLE
278400
0
0
VULCAN MATLS CO
COM
929160109
11120
100000
SH
Put
SOLE
0
0
0
WORKDAY INC
NOTE 1.500% 7/1
98138HAD3
54246
30000000
PRN
SOLE
0
0
0
WRIGHT MED GROUP N V
NOTE 2.250%11/1
98236JAB4
14478
10000000
PRN
SOLE
0
0
0
XO GROUP INC
COM
983772104
1379
40000
SH
SOLE
40000
0
0
YANDEX N V
SHS CLASS A
N97284108
15886
483000
SH
SOLE
483000
0
0
ZILLOW GROUP INC
CL C CAP STK
98954M200
4425
100000
SH
Call
SOLE
0
0
0
ZOES KITCHEN INC
COM
98979J109
496
39000
SH
SOLE
39000
0
0