VP, Legal and Compliance

0001062993-17-004901.txt : 20171114 0001062993-17-004901.hdr.sgml : 20171114 20171114115422 ACCESSION NUMBER: 0001062993-17-004901 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171114 DATE AS OF CHANGE: 20171114 EFFECTIVENESS DATE: 20171114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Polar Asset Management Partners Inc. CENTRAL INDEX KEY: 0001326389 IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12489 FILM NUMBER: 171199547 BUSINESS ADDRESS: STREET 1: 401 BAY STREET STREET 2: SUITE 1900, P.O. BOX 19 CITY: TORONTO STATE: A6 ZIP: M5H 2Y4 BUSINESS PHONE: 416-367-4364 MAIL ADDRESS: STREET 1: 401 BAY STREET STREET 2: SUITE 1900, P.O. BOX 19 CITY: TORONTO STATE: A6 ZIP: M5H 2Y4 FORMER COMPANY: FORMER CONFORMED NAME: Polar Securities Inc. DATE OF NAME CHANGE: 20050506 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001326389 XXXXXXXX 09-30-2017 09-30-2017 Polar Asset Management Partners Inc.

401 BAY STREET SUITE 1900, P.O. BOX 19 TORONTO A6 M5H 2Y4

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TRUST UNIT 85207H104 120145 11508132 SH SOLE 11508132 0 0 SPROTT PHYSICAL PLAT PALLAD UNIT 85207Q104 3878 457362 SH SOLE 457362 0 0 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 22723 3618291 SH SOLE 3618291 0 0 SPS COMM INC COM 78463M107 14756 260200 SH SOLE 260200 0 0 STATE NATL COS INC COM 85711T305 1889 90000 SH SOLE 90000 0 0 STELLAR ACQUISITION III INC COM Y8172W107 1730 170100 SH SOLE 170100 0 0 STELLAR ACQUISITION III INC UNIT 03/22/2022 Y8172W123 1625 151000 SH SOLE 151000 0 0 STELLAR ACQUISITION III INC *W EXP 03/22/202 Y8172W115 85 232100 SH SOLE 232100 0 0 STRAIGHT PATH COMMUNICATNS I CL B 862578101 2430 13450 SH SOLE 13450 0 0 SYNCHRONOSS TECHNOLOGIES INC COM 87157B103 177 19000 SH Call SOLE 0 0 0 SYNCHRONOSS TECHNOLOGIES INC NOTE 0.750% 8/1 87157BAA1 4230 5000000 PRN SOLE 0 0 0 TERRAFORM GLOBAL INC CL A 88104M101 475 100000 SH SOLE 100000 0 0 TESLA INC COM 88160R101 6822 20000 SH Call SOLE 0 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 13931 73633 SH SOLE 73633 0 0 TIME WARNER INC COM NEW 887317303 4098 40000 SH SOLE 40000 0 0 TIPTREE INC CL A 88822Q103 2570 411200 SH SOLE 411200 0 0 TOTAL SYS SVCS INC COM 891906109 25899 395400 SH SOLE 395400 0 0 TPG PACE ENERGY HLDGS CORP UNIT 99/99/9999 872656202 21420 2100000 SH SOLE 2100000 0 0 TPG PACE HLDGS CORP UNIT 99/99/9999 G89827102 9261 900000 SH SOLE 900000 0 0 TPG PACE HLDGS CORP CL A G89827128 741 75000 SH SOLE 75000 0 0 TRANSALTA CORP COM 89346D107 23262 3976506 SH SOLE 3976506 0 0 TRANSCAT INC COM 893529107 1736 128108 SH SOLE 128108 0 0 TTM TECHNOLOGIES INC NOTE 1.750%12/1 87305RAD1 42269 25000000 PRN SOLE 0 0 0 TWENTY FIRST CENTY FOX INC CL B 90130A200 1290 50000 SH SOLE 50000 0 0 UNITED STATES LIME & MINERAL COM 911922102 1736 20666 SH SOLE 20666 0 0 VANTAGE ENERGY ACQUISITION UNIT 04/12/2024 92211L204 21300 2094437 SH SOLE 2094437 0 0 VANTAGE ENERGY ACQUISITION COM CL A 92211L105 17640 1800000 SH SOLE 1800000 0 0 VANTAGE ENERGY ACQUISITION *W EXP 04/12/202 92211L113 705 600000 SH SOLE 600000 0 0 VECTOR GROUP LTD FRNT 1/1 92240MAY4 18400 12500000 PRN SOLE 0 0 0 VERIFONE SYS INC COM 92342Y109 12517 617200 SH SOLE 617200 0 0 VERISIGN INC SDCV 3.250% 8/1 92343EAD4 171296 55000000 PRN SOLE 0 0 0 VIVOPOWER INTERNATIONAL PLC SHS G9376R100 657 189894 SH SOLE 189894 0 0 WAYFAIR INC NOTE 0.375% 9/0 94419LAA9 4836 5000000 PRN SOLE 0 0 0 WEST CORP COM 952355204 3520 150000 SH SOLE 150000 0 0 WESTAR ENERGY INC COM 95709T100 4092 82500 SH SOLE 82500 0 0 WGL HLDGS INC COM 92924F106 1052 12500 SH SOLE 12500 0 0 WORKDAY INC NOTE 1.500% 7/1 98138HAD3 35137 25000000 PRN SOLE 0 0 0 WRIGHT MED GROUP N V NOTE 2.250%11/1 98236JAB4 40486 30000000 PRN SOLE 0 0 0