0001062993-17-004257.txt : 20170927 0001062993-17-004257.hdr.sgml : 20170927 20170927114833 ACCESSION NUMBER: 0001062993-17-004257 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170919 FILED AS OF DATE: 20170927 DATE AS OF CHANGE: 20170927 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Polar Asset Management Partners Inc. CENTRAL INDEX KEY: 0001326389 STATE OF INCORPORATION: A6 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38204 FILM NUMBER: 171103576 BUSINESS ADDRESS: STREET 1: 401 BAY STREET STREET 2: SUITE 1900, P.O. BOX 19 CITY: TORONTO STATE: A6 ZIP: M5H 2Y4 BUSINESS PHONE: 416-367-4364 MAIL ADDRESS: STREET 1: 401 BAY STREET STREET 2: SUITE 1900, P.O. BOX 19 CITY: TORONTO STATE: A6 ZIP: M5H 2Y4 FORMER NAME: FORMER CONFORMED NAME: Polar Securities Inc. DATE OF NAME CHANGE: 20050506 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Draper Oakwood Technology Acquisition Inc. CENTRAL INDEX KEY: 0001705771 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 821391674 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 55 E. 3RD AVENUE CITY: SAN MATEO STATE: CA ZIP: 94401 BUSINESS PHONE: 7132137061 MAIL ADDRESS: STREET 1: 55 E. 3RD AVENUE CITY: SAN MATEO STATE: CA ZIP: 94401 3 1 form3.xml INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES X0206 3 2017-09-19 0 0001705771 Draper Oakwood Technology Acquisition Inc. DOTAU 0001326389 Polar Asset Management Partners Inc. 401 BAY STREET, SUITE 1900, PO BOX 19 TORONTO A6 M5H 2Y4 ONTARIO, CANADA 0 0 1 0 Class A common stock 625000 I See footnote Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities and Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. /s/ Jennifer Schwartz, VP, Legal and Compliance 2017-09-27