0001062993-17-000843.txt : 20170214
0001062993-17-000843.hdr.sgml : 20170214
20170214100044
ACCESSION NUMBER: 0001062993-17-000843
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170214
DATE AS OF CHANGE: 20170214
EFFECTIVENESS DATE: 20170214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Polar Asset Management Partners Inc.
CENTRAL INDEX KEY: 0001326389
IRS NUMBER: 000000000
STATE OF INCORPORATION: A6
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12489
FILM NUMBER: 17603437
BUSINESS ADDRESS:
STREET 1: 401 BAY STREET
STREET 2: SUITE 1900, P.O. BOX 19
CITY: TORONTO
STATE: A6
ZIP: M5H 2Y4
BUSINESS PHONE: 416-367-4364
MAIL ADDRESS:
STREET 1: 401 BAY STREET
STREET 2: SUITE 1900, P.O. BOX 19
CITY: TORONTO
STATE: A6
ZIP: M5H 2Y4
FORMER COMPANY:
FORMER CONFORMED NAME: Polar Securities Inc.
DATE OF NAME CHANGE: 20050506
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001326389
XXXXXXXX
12-31-2016
12-31-2016
Polar Asset Management Partners Inc.
401 BAY STREET
SUITE 1900, P.O. BOX 19
TORONTO
A6
M5H 2Y4
13F HOLDINGS REPORT
028-12489
N
Jennifer Schwartz
VP, Legal and Compliance
416-369-8576
Jennifer Schwartz
Toronto
A6
02-14-2017
0
269
3649441
false
INFORMATION TABLE
2
form13fInfoTable.xml
FORM 13F INFORMATION TABLE
ACTUA CORP
COM
005094107
13991
999357
SH
SOLE
999357
0
0
ADVANCED DISP SVCS INC DEL
COM
00790X101
13814
621700
SH
SOLE
621700
0
0
ADVISORY BRD CO
COM
00762W107
13641
410247
SH
SOLE
410247
0
0
AEROJET ROCKETDYNE HLDGS INC
COM
007800105
269
15000
SH
SOLE
15000
0
0
ALERE INC
COM
01449J105
1461
37500
SH
SOLE
37500
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
64136
730400
SH
Put
SOLE
0
0
0
ALLERGAN PLC
PFD CONV SER A
G0177J116
24422
32000
SH
SOLE
32000
0
0
ALLERGAN PLC
SHS
G0177J108
840
4000
SH
SOLE
4000
0
0
ALLIED WRLD ASSUR COM HLDG A
SHS
H01531104
2686
50000
SH
SOLE
50000
0
0
ALLSCRIPTS HEALTHCARE SOLUTN
NOTE 1.250% 7/0
01988PAD0
4707
5000000
PRN
SOLE
0
0
0
ALPHABET INC
CAP STK CL C
02079K107
32185
41700
SH
SOLE
41700
0
0
ALPHABET INC
CAP STK CL C
02079K107
7718
10000
SH
Put
SOLE
0
0
0
AMAYA INC
COM
02314M108
2476
175000
SH
SOLE
175000
0
0
AMERISOURCEBERGEN CORP
COM
03073E105
10868
139000
SH
SOLE
139000
0
0
AMETEK INC NEW
COM
031100100
19455
400300
SH
SOLE
400300
0
0
ANDINA ACQUISITION CORP II
SHS
G0441P104
5959
600000
SH
SOLE
600000
0
0
ANDINA ACQUISITION CORP II
UNIT 99/99/9999
G0441P112
2110
200000
SH
SOLE
200000
0
0
ANDINA ACQUISITION CORP II
RIGHT 09/01/2017
G0441P120
225
600000
SH
SOLE
600000
0
0
ANDINA ACQUISITION CORP II
*W EXP 11/23/202
G0441P138
138
563800
SH
SOLE
563800
0
0
APOLLO ED GROUP INC
CL A
037604105
990
100000
SH
SOLE
100000
0
0
APPLIED MATLS INC
COM
038222105
6380
197714
SH
SOLE
197714
0
0
ARRIS INTL INC
SHS
G0551A103
11531
382700
SH
SOLE
382700
0
0
ASHLAND GLOBAL HLDGS INC
COM
044186104
12039
110154
SH
SOLE
110154
0
0
AT&T INC
COM
00206R102
2764
65000
SH
Put
SOLE
0
0
0
AUTONATION INC
COM
05329W102
16351
336100
SH
SOLE
336100
0
0
AVISTA HEALTHCARE PUB ACQ CO
UNIT 99/99/9999
G0726L109
21258
2099532
SH
SOLE
2099532
0
0
AXAR ACQUISITION CORP
COM
05455L102
3350
337568
SH
SOLE
337568
0
0
AXAR ACQUISITION CORP
*W EXP 12/31/202
05455L110
47
601233
SH
SOLE
601233
0
0
BABCOCK & WILCOX ENTERPRIS I
COM
05614L100
7965
480100
SH
SOLE
480100
0
0
BANK AMER CORP
*W EXP 01/16/201
060505146
12645
1267700
SH
SOLE
1267700
0
0
BARINGTON HILCO ACQUISITION
COM
06759V101
4725
465100
SH
SOLE
465100
0
0
BARINGTON HILCO ACQUISITION
UNIT 99/99/9999T
06759V200
1054
100000
SH
SOLE
100000
0
0
BARINGTON HILCO ACQUISITION
RIGHT 02/13/2017
06759V119
110
510900
SH
SOLE
510900
0
0
BARINGTON HILCO ACQUISITION
*W EXP 02/11/201
06759V127
65
489000
SH
SOLE
489000
0
0
BAYTEX ENERGY CORP
COM
07317Q105
268
55000
SH
SOLE
55000
0
0
BELLATRIX EXPLORATION LTD
COM
078314101
4884
5195500
SH
SOLE
5195500
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
22002
135000
SH
SOLE
135000
0
0
BIO RAD LABS INC
CL A
090572207
24911
136664
SH
SOLE
136664
0
0
BLACK HILLS CORP
UNIT 99/99/9999
092113125
10266
150000
SH
SOLE
150000
0
0
BLUE NILE INC
COM
09578R103
2032
50000
SH
SOLE
50000
0
0
BOULEVARD ACQUISITION
CL A
10157Q102
13689
1383462
SH
SOLE
1383462
0
0
BOULEVARD ACQUISITION
UNIT 99/99/9999
10157Q201
3931
386926
SH
SOLE
386926
0
0
BOULEVARD ACQUISITION
*W EXP 09/25/202
10157Q110
598
1161249
SH
SOLE
1161249
0
0
BROADSOFT INC
NOTE 1.000% 9/0
11133BAD4
15189
12500000
PRN
SOLE
0
0
0
BROCADE COMMUNICATIONS SYS I
COM NEW
111621306
6245
500000
SH
SOLE
500000
0
0
CABELAS INC
COM
126804301
4098
70000
SH
SOLE
70000
0
0
CAPITOL ACQUISITION CORP III
COM
14055M106
13762
1383131
SH
SOLE
1383131
0
0
CAPITOL ACQUISITION CORP III
UNIT 99/99/9999
14055M205
6591
639864
SH
SOLE
639864
0
0
CAPITOL ACQUISITION CORP III
*W EXP 10/13/202
14055M114
508
578500
SH
SOLE
578500
0
0
CARDTRONICS INC
NOTE 1.000%12/0
14161HAG3
5891
5000000
PRN
SOLE
0
0
0
CBIZ INC
COM
124805102
6600
481769
SH
SOLE
481769
0
0
CDN IMPERIAL BK COMM TORONTO
COM
136069101
2448
30000
SH
Put
SOLE
0
0
0
CENTRAL FD CDA LTD
CL A
153501101
24744
2191696
SH
SOLE
2191696
0
0
CF CORP
UNIT 99/99/9999E
G20307123
11174
1067234
SH
SOLE
1067234
0
0
CF CORP
SHS CL A
G20307107
9602
967980
SH
SOLE
967980
0
0
CF CORP
*W EXP 05/25/202
G20307115
646
519000
SH
SOLE
519000
0
0
CF INDS HLDGS INC
COM
125269100
283
9000
SH
SOLE
9000
0
0
CHEMTURA CORP
COM NEW
163893209
3320
100000
SH
SOLE
100000
0
0
CHEROKEE INC DEL NEW
COM
16444H102
2037
194034
SH
SOLE
194034
0
0
CITIGROUP INC
COM NEW
172967424
16759
282000
SH
SOLE
282000
0
0
CLARCOR INC
COM
179895107
2268
27500
SH
SOLE
27500
0
0
COACH INC
COM
189754104
13774
393317
SH
SOLE
393317
0
0
COLUMBIA PIPELINE PARTNERS L
COM UT REPSTG
198281107
6002
350000
SH
SOLE
350000
0
0
CONYERS PK ACQUISITION
CL A COM
212894109
708
69200
SH
SOLE
69200
0
0
CONYERS PK ACQUISITION
UNIT 99/99/99991
212894208
658
60674
SH
SOLE
60674
0
0
CONYERS PK ACQUISITION
*W EXP 07/20/202
212894117
40
20000
SH
SOLE
20000
0
0
COTY INC
COM CL A
222070203
458
25000
SH
SOLE
25000
0
0
CRESCENT PT ENERGY CORP
COM
22576C101
680
50000
SH
SOLE
50000
0
0
CSRA INC
COM
12650T104
21908
688065
SH
SOLE
688065
0
0
CST BRANDS INC
COM
12646R105
2408
50000
SH
SOLE
50000
0
0
CTRIP COM INTL LTD
NOTE 1.250%10/1
22943FAD2
23135
20000000
PRN
SOLE
0
0
0
CTRIP COM INTL LTD
NOTE 1.990% 7/0
22943FAH3
10422
10000000
PRN
SOLE
0
0
0
DARDEN RESTAURANTS INC
COM
237194105
7272
100000
SH
Put
SOLE
0
0
0
DELL TECHNOLOGIES INC
COM CL V
24703L103
16657
303013
SH
SOLE
303013
0
0
DEPOMED INC
NOTE 2.500% 9/0
249908AA2
5734
5000000
PRN
SOLE
0
0
0
DEVRY ED GROUP INC
COM
251893103
5310
170200
SH
SOLE
170200
0
0
DIGI INTL INC
COM
253798102
550
40000
SH
SOLE
40000
0
0
DIGIMARC CORP NEW
COM
25381B101
7805
260172
SH
SOLE
260172
0
0
DOLBY LABORATORIES INC
COM
25659T107
10815
239323
SH
SOLE
239323
0
0
DOMINION RES INC VA NEW
UNIT 08/15/2019
25746U836
960
18974
SH
SOLE
18974
0
0
DOUBLE EAGLE ACQUISITION COR
COM
G28195124
16114
1619510
SH
SOLE
1619510
0
0
DOUBLE EAGLE ACQUISITION COR
UNIT 99/99/9999
G28195108
7132
679274
SH
SOLE
679274
0
0
DOUBLE EAGLE ACQUISITION COR
*W EXP 09/16/202
G28195116
500
1064132
SH
SOLE
1064132
0
0
DST SYS INC DEL
COM
233326107
16216
151340
SH
SOLE
151340
0
0
E COMPASS ACQUISITION CORP
ORD SHS
G2920Y101
7975
783820
SH
SOLE
783820
0
0
E COMPASS ACQUISITION CORP
RIGHT 02/18/2017
G2920Y119
768
783820
SH
SOLE
783820
0
0
EASTERLY ACQUISITION CORP
COM
27616L102
21496
2182358
SH
SOLE
2182358
0
0
EASTERLY ACQUISITION CORP
*W EXP 07/29/202
27616L110
418
1145186
SH
SOLE
1145186
0
0
EATON CORP PLC
SHS
G29183103
16115
240200
SH
SOLE
240200
0
0
ECHO GLOBAL LOGISTICS INC
NOTE 2.500% 5/0
27875TAA9
4936
5000000
PRN
SOLE
0
0
0
ELECTRUM SPL ACQUISITION COR
SHS
G3105C104
17016
1718750
SH
SOLE
1718750
0
0
ELECTRUM SPL ACQUISITION COR
UNIT 99/99/9999
G3105C120
1458
143900
SH
SOLE
143900
0
0
ELECTRUM SPL ACQUISITION COR
*W EXP 99/99/999
G3105C112
86
294972
SH
SOLE
294972
0
0
EMERGENT BIOSOLUTIONS INC
NOTE 2.875% 1/1
29089QAB1
12754
10000000
PRN
SOLE
0
0
0
ENDURANCE SPECIALTY HLDGS LT
SHS
G30397106
3234
35000
SH
SOLE
35000
0
0
EVERBANK FINL CORP
COM
29977G102
4862
250000
SH
SOLE
250000
0
0
EXXON MOBIL CORP
COM
30231G102
4513
50000
SH
Put
SOLE
0
0
0
EXXON MOBIL CORP
COM
30231G102
1354
15000
SH
SOLE
15000
0
0
FACEBOOK INC
CL A
30303M102
34975
304000
SH
SOLE
304000
0
0
FACEBOOK INC
CL A
30303M102
17258
150000
SH
Put
SOLE
0
0
0
FARO TECHNOLOGIES INC
COM
311642102
5251
145873
SH
SOLE
145873
0
0
FEDERATED INVS INC PA
CL B
314211103
11312
400000
SH
SOLE
400000
0
0
FERROGLOBE PLC
SHS
G33856108
8067
744900
SH
SOLE
744900
0
0
FIDELITY & GTY LIFE
COM
315785105
2133
90000
SH
SOLE
90000
0
0
FIDELITY NATIONAL FINANCIAL
NOTE 4.250% 8/1
31620RAE5
144701
74635000
PRN
SOLE
0
0
0
FIESTA RESTAURANT GROUP INC
COM
31660B101
8924
298959
SH
SOLE
298959
0
0
FINISAR CORP
COM NEW
31787A507
9072
299700
SH
SOLE
299700
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
8132
670400
SH
SOLE
670400
0
0
G & K SVCS INC
CL A
361268105
2652
27500
SH
SOLE
27500
0
0
GAS NAT INC
COM
367204104
816
65000
SH
SOLE
65000
0
0
GENERAL MTRS CO
COM
37045V100
10452
300000
SH
Put
SOLE
0
0
0
GENESEE & WYO INC
CL A
371559105
10637
153250
SH
SOLE
153250
0
0
GILEAD SCIENCES INC
COM
375558103
358
5000
SH
SOLE
5000
0
0
GLOBAL PARTNER ACQUISITION C
COM
37954X105
6012
604792
SH
SOLE
604792
0
0
GLOBAL PARTNER ACQUISITION C
UNIT 07/01/2020
37954X204
3424
334097
SH
SOLE
334097
0
0
GLOBAL PARTNER ACQUISITION C
*W EXP 07/01/202
37954X113
468
1356770
SH
SOLE
1356770
0
0
GLOBAL WTR RES INC
COM
379463102
4252
467200
SH
SOLE
467200
0
0
GOLDCORP INC NEW
COM
380956409
476
35000
SH
SOLE
35000
0
0
GP INVTS ACQUISITION COR
SHS
G40357124
21359
2155333
SH
SOLE
2155333
0
0
GP INVTS ACQUISITION COR
*W EXP 05/19/202
G40357108
486
982367
SH
SOLE
982367
0
0
GTY TECHNOLOGY HOLDINGS INC
UNIT 99/99/9999
G4182A110
19950
1900000
SH
SOLE
1900000
0
0
GUESS INC
COM
401617105
2171
179400
SH
SOLE
179400
0
0
HABIT RESTAURANTS INC
COM CL A
40449J103
4140
240000
SH
SOLE
240000
0
0
HARMAN INTL INDS INC
COM
413086109
4446
40000
SH
SOLE
40000
0
0
HARMONIC INC
COM
413160102
3542
708454
SH
SOLE
708454
0
0
HARMONY MERGER CORP
COM
413247107
12914
1267975
SH
SOLE
1267975
0
0
HARMONY MERGER CORP
UNIT 99/99/9999
413247206
2060
200000
SH
SOLE
200000
0
0
HARMONY MERGER CORP
*W EXP 01/01/202
413247123
540
1402700
SH
SOLE
1402700
0
0
HEALTHSTREAM INC
COM
42222N103
6624
264426
SH
SOLE
264426
0
0
HENNESSY CAP ACQUISITION COR
COM
42588J100
19170
1901737
SH
SOLE
1901737
0
0
HENNESSY CAP ACQUISITION COR
*W EXP 07/28/202
42588J118
1174
1448871
SH
SOLE
1448871
0
0
HUDSON GLOBAL INC
COM
443787106
2324
1708765
SH
SOLE
1708765
0
0
HUNTER MARITIME ACQUISITION
UNIT 99/99/9999
Y37828103
9875
972900
SH
SOLE
972900
0
0
IMAX CORP
COM
45245E109
6142
195600
SH
SOLE
195600
0
0
INPHI CORP
NOTE 1.125%12/0
45772FAB3
25991
20000000
PRN
SOLE
0
0
0
INPHI CORP
COM
45772F107
2638
59111
SH
SOLE
59111
0
0
INSPIRED ENTMT INC
COM
45782N108
1076
127395
SH
SOLE
127395
0
0
INSPIRED ENTMT INC
*W EXP 10/20/202
45782N116
688
1155601
SH
SOLE
1155601
0
0
INTEL CORP
SDCV 3.250% 8/0
458140AF7
176565
100000000
PRN
SOLE
0
0
0
INTERDIGITAL INC
NOTE 1.500% 3/0
458660AD9
2034
1500000
PRN
SOLE
0
0
0
INTEROIL CORP
COM
460951106
10230
215000
SH
SOLE
215000
0
0
INTERSIL CORP
CL A
46069S109
2453
110000
SH
SOLE
110000
0
0
INTRALINKS HLDGS INC
COM
46118H104
1701
125800
SH
SOLE
125800
0
0
INVENSENSE INC
COM
46123D205
3198
250000
SH
SOLE
250000
0
0
IRONWOOD PHARMACEUTICALS INC
DBCV 2.250% 6/1
46333XAD0
17266
15000000
PRN
SOLE
0
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
461524
3422500
SH
Put
SOLE
0
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
3501
100000
SH
Put
SOLE
0
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
1038
7700
SH
SOLE
7700
0
0
IXIA
COM
45071R109
2660
165200
SH
SOLE
165200
0
0
J2 GLOBAL INC
NOTE 3.250% 6/1
48123VAC6
26455
20000000
PRN
SOLE
0
0
0
JENSYN ACQUISITION CORP
COM
47632B102
4882
480000
SH
SOLE
480000
0
0
JENSYN ACQUISITION CORP
UNIT 99/99/9999
47632B201
3159
300000
SH
SOLE
300000
0
0
JENSYN ACQUISITION CORP
RIGHT 99/99/9999
47632B128
107
452000
SH
SOLE
452000
0
0
JENSYN ACQUISITION CORP
*W EXP 03/01/202
47632B110
62
480000
SH
SOLE
480000
0
0
JM GLOBAL HLDG CO
COM
46590H101
1037
105012
SH
SOLE
105012
0
0
JM GLOBAL HLDG CO
UNIT 99/99/9999
46590H200
497
48928
SH
SOLE
48928
0
0
JM GLOBAL HLDG CO
*W EXP 07/29/201
46590H119
29
95000
SH
SOLE
95000
0
0
JOY GLOBAL INC
COM
481165108
3500
125000
SH
SOLE
125000
0
0
KAR AUCTION SVCS INC
COM
48238T109
13882
325720
SH
SOLE
325720
0
0
KATE SPADE & CO
COM
485865109
7468
400000
SH
Call
SOLE
0
0
0
KINDER MORGAN INC DEL
COM
49456B101
518
25000
SH
SOLE
25000
0
0
KINDER MORGAN INC DEL
*W EXP 05/25/201
49456B119
6
1000000
SH
SOLE
1000000
0
0
KLR ENERGY ACQUISITION CORP
CL A
49877M108
9342
900000
SH
SOLE
900000
0
0
KLR ENERGY ACQUISITION CORP
*W EXP 09/16/202
49877M116
819
595425
SH
SOLE
595425
0
0
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
16433
128000
SH
SOLE
128000
0
0
LANDCADIA HLDGS INC
UNIT 12/31/2021T
51476W206
10554
1016152
SH
SOLE
1016152
0
0
LANDCADIA HLDGS INC
CL A
51476W107
4828
493673
SH
SOLE
493673
0
0
LANDCADIA HLDGS INC
*W EXP 06/01/202
51476W115
355
514216
SH
SOLE
514216
0
0
LAS VEGAS SANDS CORP
COM
517834107
10778
201800
SH
SOLE
201800
0
0
LATTICE SEMICONDUCTOR CORP
COM
518415104
810
110000
SH
SOLE
110000
0
0
LIFELOCK INC
COM
53224V100
2392
100000
SH
SOLE
100000
0
0
LINEAR TECHNOLOGY CORP
COM
535678106
1559
25000
SH
SOLE
25000
0
0
M I ACQUISITIONS INC
UNIT 99/99/9999
55304A203
6096
600000
SH
SOLE
600000
0
0
M III ACQUISITION CORP
UNIT 99/99/9999T
55378T203
8578
869050
SH
SOLE
869050
0
0
M III ACQUISITION CORP
COM
55378T104
8343
855650
SH
SOLE
855650
0
0
M III ACQUISITION CORP
*W EXP 10/10/202
55378T112
188
856250
SH
SOLE
856250
0
0
MANITEX INTL INC
COM
563420108
4040
588928
SH
SOLE
588928
0
0
MEDICINES CO
NOTE 2.500% 1/1
584688AE5
12039
10000000
PRN
SOLE
0
0
0
MENTOR GRAPHICS CORP
COM
587200106
6456
175000
SH
SOLE
175000
0
0
MERCADOLIBRE INC
NOTE 2.250% 7/0
58733RAB8
13791
10000000
PRN
SOLE
0
0
0
MICRON TECHNOLOGY INC
NOTE 2.375% 5/0
595112AW3
124621
53760000
PRN
SOLE
0
0
0
MOHAWK INDS INC
COM
608190104
13578
68000
SH
SOLE
68000
0
0
MOLINA HEALTHCARE INC
NOTE 1.125% 1/1
60855RAC4
7188
5000000
PRN
SOLE
0
0
0
MONDELEZ INTL INC
CL A
609207105
8866
200000
SH
Call
SOLE
0
0
0
MONSANTO CO NEW
COM
61166W101
14414
137000
SH
SOLE
137000
0
0
MORGAN STANLEY
COM NEW
617446448
2324
55000
SH
Put
SOLE
0
0
0
NATERA INC
COM
632307104
2671
228060
SH
SOLE
228060
0
0
NEVRO CORP
NOTE 1.750% 6/0
64157FAA1
3204
3000000
PRN
SOLE
0
0
0
NEXTERA ENERGY INC
COM
65339F101
13141
110000
SH
Put
SOLE
0
0
0
NORTH AMERN ENERGY PARTNERS
COM
656844107
3946
1025000
SH
SOLE
1025000
0
0
NOVANTA INC
COM
67000B104
24475
1165492
SH
SOLE
1165492
0
0
NOVARTIS A G
SPONSORED ADR
66987V109
12019
165000
SH
SOLE
165000
0
0
NXP SEMICONDUCTORS N V
DBCV 1.000%12/0
62952QAB6
56857
50000000
PRN
SOLE
0
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
6371
65000
SH
SOLE
65000
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
2450
25000
SH
Put
SOLE
0
0
0
OCLARO INC
COM NEW
67555N206
4480
500604
SH
SOLE
500604
0
0
ORIGO ACQUISITION CORP
SHS
G67789126
7800
750000
SH
SOLE
750000
0
0
ORIGO ACQUISITION CORP
RIGHT 12/03/2017
G67789134
231
600200
SH
SOLE
600200
0
0
ORIGO ACQUISITION CORP
*W EXP 12/17/202
G67789118
104
363450
SH
SOLE
363450
0
0
PACE HLDGS CORP
CL A
G6865N103
9405
929307
SH
SOLE
929307
0
0
PACE HLDGS CORP
UNIT 99/99/9999
G6865N129
4889
455170
SH
SOLE
455170
0
0
PACE HLDGS CORP
*W EXP 99/99/999
G6865N111
639
1066150
SH
SOLE
1066150
0
0
PACIFIC SPL ACQUISITION CORP
SHS
G68588105
3229
312000
SH
SOLE
312000
0
0
PACIFIC SPL ACQUISITION CORP
UNIT 99/99/9999
G68588139
2412
218300
SH
SOLE
218300
0
0
PACIFIC SPL ACQUISITION CORP
RIGHT 03/15/2017
G68588113
265
500000
SH
SOLE
500000
0
0
PACIFIC SPL ACQUISITION CORP
*W EXP 10/20/202
G68588121
121
432800
SH
SOLE
432800
0
0
PATTERN ENERGY GROUP INC
NOTE 4.000% 7/1
70338PAB6
24335
25000000
PRN
SOLE
0
0
0
PEPSICO INC
COM
713448108
10945
104603
SH
SOLE
104603
0
0
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
44430
375000
SH
Put
SOLE
0
0
0
PRIVATEBANCORP INC
COM
742962103
5419
100000
SH
SOLE
100000
0
0
QUALCOMM INC
COM
747525103
4890
75000
SH
Put
SOLE
0
0
0
QUINPARIO ACQUISITION CORP 2
COM
74874U101
26360
2649290
SH
SOLE
2649290
0
0
QUINPARIO ACQUISITION CORP 2
*W EXP 01/01/202
74874U119
104
534317
SH
SOLE
534317
0
0
REALOGY HLDGS CORP
COM
75605Y106
8869
344700
SH
SOLE
344700
0
0
RED LION HOTELS CORP
COM
756764106
4727
566094
SH
SOLE
566094
0
0
RESTORATION HARDWARE HLDGS I
COM
761283100
5372
175000
SH
SOLE
175000
0
0
REYNOLDS AMERICAN INC
COM
761713106
3923
70000
SH
SOLE
70000
0
0
RITE AID CORP
COM
767754104
4120
500000
SH
SOLE
500000
0
0
ROBERT HALF INTL INC
COM
770323103
6098
125000
SH
SOLE
125000
0
0
SABAN CAP ACQUISITION CORP
UNIT 99/99/9999
78516C205
1045
100500
SH
SOLE
100500
0
0
SABAN CAP ACQUISITION CORP
COM CL A
78516C106
992
99187
SH
SOLE
99187
0
0
SABAN CAP ACQUISITION CORP
*W EXP 09/21/202
78516C114
49
50000
SH
SOLE
50000
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
8014
165000
SH
Put
SOLE
0
0
0
SENESTECH INC
COM
81720R109
1324
162500
SH
SOLE
162500
0
0
SERVICE CORP INTL
COM
817565104
14399
507000
SH
SOLE
507000
0
0
SHIRE PLC
SPONSORED ADR
82481R106
426
2500
SH
SOLE
2500
0
0
SOUTHWESTERN ENERGY CO
COM
845467109
4328
400000
SH
SOLE
400000
0
0
SOUTHWESTERN ENERGY CO
COM
845467109
2164
200000
SH
Put
SOLE
0
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
27403
250000
SH
SOLE
250000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
373854
1672500
SH
Put
SOLE
0
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
156471
700000
SH
Call
SOLE
0
0
0
SPDR SERIES TRUST
S&P RETAIL ETF
78464A714
24380
553200
SH
SOLE
553200
0
0
SPDR SERIES TRUST
S&P RETAIL ETF
78464A714
13221
300000
SH
Put
SOLE
0
0
0
SPROTT PHYSICAL GOLD TRUST
UNIT
85207H104
95518
10172304
SH
SOLE
10172304
0
0
SPROTT PHYSICAL PLAT PALLAD
UNIT
85207Q104
3153
457002
SH
SOLE
457002
0
0
SPROTT PHYSICAL SILVER TR
TR UNIT
85207K107
12905
2122604
SH
SOLE
2122604
0
0
ST JUDE MED INC
COM
790849103
2406
30000
SH
SOLE
30000
0
0
STELLAR ACQUISITION III INC
UNIT 03/22/2022
Y8172W123
3157
306500
SH
SOLE
306500
0
0
STILLWATER MNG CO
NOTE 1.750%10/1
86074QAL6
12085
9466000
PRN
SOLE
0
0
0
SWIFT TRANSN CO
CL A
87074U101
3654
150000
SH
Call
SOLE
0
0
0
SYNGENTA AG
SPONSORED ADR
87160A100
5929
75000
SH
SOLE
75000
0
0
TD AMERITRADE HLDG CORP
COM
87236Y108
14619
335300
SH
SOLE
335300
0
0
TEAM HEALTH HOLDINGS INC
COM
87817A107
2607
60000
SH
SOLE
60000
0
0
TERRAFORM PWR INC
CL A COM
88104R100
1281
100000
SH
SOLE
100000
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
6090
168000
SH
Put
SOLE
0
0
0
TIME INC NEW
COM
887228104
625
35000
SH
SOLE
35000
0
0
TIME WARNER INC
COM NEW
887317303
12945
134100
SH
Call
SOLE
0
0
0
TIME WARNER INC
COM NEW
887317303
3379
35000
SH
Put
SOLE
0
0
0
TIME WARNER INC
COM NEW
887317303
3379
35000
SH
SOLE
35000
0
0
TIPTREE FINL INC
CL A
88822Q103
3737
607679
SH
SOLE
607679
0
0
TOTAL SYS SVCS INC
COM
891906109
21465
437800
SH
SOLE
437800
0
0
TRANSALTA CORP
COM
89346D107
15517
2821300
SH
SOLE
2821300
0
0
TRANSDIGM GROUP INC
COM
893641100
6224
25000
SH
Call
SOLE
0
0
0
TRUEBLUE INC
COM
89785X101
5743
233000
SH
SOLE
233000
0
0
TTM TECHNOLOGIES INC
NOTE 1.750%12/1
87305RAD1
15252
10000000
PRN
SOLE
0
0
0
UNITED STATES STL CORP NEW
COM
912909108
4952
150000
SH
Call
SOLE
0
0
0
UNIVERSAL AMERN CORP NEW
COM
91338E101
1990
200000
SH
SOLE
200000
0
0
VALSPAR CORP
COM
920355104
4921
47500
SH
SOLE
47500
0
0
VALSPAR CORP
COM
920355104
249
2400
SH
Call
SOLE
0
0
0
VASCULAR SOLUTIONS INC
COM
92231M109
2524
45000
SH
SOLE
45000
0
0
VCA INC
COM
918194101
15453
225096
SH
SOLE
225096
0
0
VERISIGN INC
SDCV 3.250% 8/1
92343EAD4
111298
50000000
PRN
SOLE
0
0
0
VIVOPOWER INTERNATIONAL PLC
SHS
G9376R100
1118
203294
SH
SOLE
203294
0
0
WCI CMNTYS INC
COM PAR $0.01
92923C807
3283
140000
SH
SOLE
140000
0
0
WHITEWAVE FOODS CO
COM
966244105
4170
75000
SH
SOLE
75000
0
0
WORKDAY INC
NOTE 1.500% 7/1
98138HAD3
22065
20000000
PRN
SOLE
0
0
0
WRIGHT MED GROUP INC
NOTE 2.000% 2/1
98235TAE7
5232
5000000
PRN
SOLE
0
0
0
YATRA ONLINE INC
ORD SHS
G98338109
605
64675
SH
SOLE
64675
0
0
ZENDESK INC
COM
98936J101
5334
251600
SH
SOLE
251600
0
0