0001062993-16-011161.txt : 20160815
0001062993-16-011161.hdr.sgml : 20160815
20160815160857
ACCESSION NUMBER: 0001062993-16-011161
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160630
FILED AS OF DATE: 20160815
DATE AS OF CHANGE: 20160815
EFFECTIVENESS DATE: 20160815
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Polar Asset Management Partners Inc.
CENTRAL INDEX KEY: 0001326389
IRS NUMBER: 000000000
STATE OF INCORPORATION: A6
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12489
FILM NUMBER: 161832723
BUSINESS ADDRESS:
STREET 1: 401 BAY STREET
STREET 2: SUITE 1900, P.O. BOX 19
CITY: TORONTO
STATE: A6
ZIP: M5H 2Y4
BUSINESS PHONE: 416-367-4364
MAIL ADDRESS:
STREET 1: 401 BAY STREET
STREET 2: SUITE 1900, P.O. BOX 19
CITY: TORONTO
STATE: A6
ZIP: M5H 2Y4
FORMER COMPANY:
FORMER CONFORMED NAME: Polar Securities Inc.
DATE OF NAME CHANGE: 20050506
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001326389
XXXXXXXX
06-30-2016
06-30-2016
Polar Asset Management Partners Inc.
401 BAY STREET
SUITE 1900, P.O. BOX 19
TORONTO
A6
M5H 2Y4
13F HOLDINGS REPORT
028-12489
N
Greg Lemaich
Chief Compliance Officer
416-369-8087
Greg Lemaich
Toronto
A6
08-15-2016
0
273
2464013
false
INFORMATION TABLE
2
form13fInfoTable.xml
FORM 13F INFORMATION TABLE
1347 CAP CORP
COM
68245V103
5912
591171
SH
SOLE
591171
0
0
1347 CAP CORP
RIGHT 07/21/2016
68245V111
125
581570
SH
SOLE
581570
0
0
1347 CAP CORP
*W EXP 07/15/202
68245V129
66
218654
SH
SOLE
218654
0
0
ABBOTT LABS
COM
002824100
295
7500
SH
Call
SOLE
0
0
0
ABBOTT LABS
COM
002824100
786
20000
SH
SOLE
20000
0
0
ACORDA THERAPEUTICS INC
NOTE 1.750% 6/1
00484MAA4
9439
10750000
PRN
SOLE
0
0
0
ACTUA CORP
COM
005094107
13300
1472828
SH
SOLE
1472828
0
0
ADVISORY BRD CO
COM
00762W107
12889
364196
SH
SOLE
364196
0
0
AGILENT TECHNOLOGIES INC
COM
00846U101
20143
454071
SH
SOLE
454071
0
0
ALERE INC
COM
01449J105
1563
37500
SH
SOLE
37500
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
26682
335500
SH
Put
SOLE
0
0
0
ALLERGAN PLC
PFD CONV SER A
G0177J116
18317
22000
SH
SOLE
22000
0
0
ALLERGAN PLC
SHS
G0177J108
240
31500
SH
Put
SOLE
0
0
0
ALLERGAN PLC
SHS
G0177J108
1387
6000
SH
SOLE
6000
0
0
ALLSCRIPTS HEALTHCARE SOLUTN
NOTE 1.250% 7/0
01988PAD0
10793
10750000
PRN
SOLE
0
0
0
ALPHABET INC
CAP STK CL C
02079K107
6921
10000
SH
Put
SOLE
0
0
0
ALPHABET INC
CAP STK CL C
02079K107
17651
25504
SH
SOLE
25504
0
0
AMAYA INC
COM
02314M108
2683
175000
SH
SOLE
175000
0
0
AMC NETWORKS INC
CL A
00164V103
9673
160104
SH
SOLE
160104
0
0
AMERICAN CAP LTD
COM
02503Y103
317
20000
SH
Put
SOLE
0
0
0
AMERICAN SCIENCE & ENGR INC
COM
029429107
969
25900
SH
SOLE
25900
0
0
ANDINA ACQUISITION CORP II
SHS
G0441P104
5838
600000
SH
SOLE
600000
0
0
ANDINA ACQUISITION CORP II
UNIT 99/99/9999
G0441P112
2020
200000
SH
SOLE
200000
0
0
ANDINA ACQUISITION CORP II
RIGHT 09/01/2017
G0441P120
108
600000
SH
SOLE
600000
0
0
ANDINA ACQUISITION CORP II
*W EXP 11/23/202
G0441P138
56
563800
SH
SOLE
563800
0
0
APOLLO ED GROUP INC
CL A
037604105
730
80000
SH
SOLE
80000
0
0
APPLIED MATLS INC
COM
038222105
2397
100000
SH
SOLE
100000
0
0
AR CAP ACQUISITION CORP
COM
00191R109
14771
1487500
SH
SOLE
1487500
0
0
AR CAP ACQUISITION CORP
UNIT 10/06/2019
00191R208
5983
599500
SH
SOLE
599500
0
0
AR CAP ACQUISITION CORP
*W EXP 10/06/201
00191R117
11
150000
SH
SOLE
150000
0
0
ARES CAP CORP
COM
04010L103
284
20000
SH
Put
SOLE
0
0
0
ARMSTRONG WORLD INDS INC NEW
COM
04247X102
12784
326541
SH
SOLE
326541
0
0
AROWANA INC
SHS
G05011104
9226
916220
SH
SOLE
916220
0
0
AROWANA INC
UNIT 99/99/9999
G05011138
5625
551492
SH
SOLE
551492
0
0
AROWANA INC
RIGHT 01/01/2017
G05011120
129
739100
SH
SOLE
739100
0
0
AROWANA INC
*W EXP 04/29/202
G05011112
79
874700
SH
SOLE
874700
0
0
ATLANTIC ALLIANCE PARTNER CO
SHS
G04897107
13795
1327732
SH
SOLE
1327732
0
0
AXIALL CORP
COM
05463D100
5870
180000
SH
SOLE
180000
0
0
BARINGTON HILCO ACQUISITION
COM
06759V101
5015
500000
SH
SOLE
500000
0
0
BARINGTON HILCO ACQUISITION
UNIT 99/99/9999T
06759V200
1017
100000
SH
SOLE
100000
0
0
BARINGTON HILCO ACQUISITION
RIGHT 02/13/2017
06759V119
77
510900
SH
SOLE
510900
0
0
BARINGTON HILCO ACQUISITION
*W EXP 02/11/201
06759V127
32
489000
SH
SOLE
489000
0
0
BIO RAD LABS INC
CL A
090572207
18430
128861
SH
SOLE
128861
0
0
BOULEVARD ACQUISITION
CL A
10157Q102
8126
833474
SH
SOLE
833474
0
0
BOULEVARD ACQUISITION
UNIT 99/99/9999
10157Q201
1978
200000
SH
SOLE
200000
0
0
BOULEVARD ACQUISITION
*W EXP 09/25/202
10157Q110
264
823886
SH
SOLE
823886
0
0
BP PLC
SPONSORED ADR
055622104
888
25000
SH
Call
SOLE
0
0
0
BROOKFIELD BUSINESS PARTNERS
UNIT LTD LP
G16234109
2860
149815
SH
SOLE
149815
0
0
BRUNSWICK CORP
COM
117043109
9911
218696
SH
SOLE
218696
0
0
BUNGE LIMITED
COM
G16962105
6513
110110
SH
SOLE
110110
0
0
CAPITOL ACQUISITION CORP III
COM
14055M106
11370
1174631
SH
SOLE
1174631
0
0
CAPITOL ACQUISITION CORP III
UNIT 99/99/9999
14055M205
1909
192430
SH
SOLE
192430
0
0
CAPITOL ACQUISITION CORP III
*W EXP 10/13/202
14055M114
195
519750
SH
SOLE
519750
0
0
CARDINAL HEALTH INC
COM
14149Y108
21679
277901
SH
SOLE
277901
0
0
CARMIKE CINEMAS INC
COM
143436400
452
15000
SH
SOLE
15000
0
0
CAROLINA BK HLDGS INC GREENS
COM
143785103
202
11535
SH
SOLE
11535
0
0
CBIZ INC
COM
124805102
9709
932639
SH
SOLE
932639
0
0
CEB INC
COM
125134106
7349
119143
SH
SOLE
119143
0
0
CENOVUS ENERGY INC
COM
15135U109
484
35000
SH
SOLE
35000
0
0
CENTRAL FD CDA LTD
CL A
153501101
10942
787219
SH
SOLE
787219
0
0
CF CORP
UNIT 99/99/9999
G20307123
16967
1710433
SH
SOLE
1710433
0
0
COACH INC
COM
189754104
4074
100000
SH
Put
SOLE
0
0
0
COACH INC
COM
189754104
17746
435600
SH
SOLE
435600
0
0
COLUMBIA PIPELINE GROUP INC
COM
198280109
3186
125000
SH
SOLE
125000
0
0
CONTINENTAL RESOURCES INC
COM
212015101
4527
100000
SH
Put
SOLE
0
0
0
CORELOGIC INC
COM
21871D103
23113
600641
SH
SOLE
600641
0
0
CSRA INC
COM
12650T104
14344
612200
SH
SOLE
612200
0
0
CTRIP COM INTL LTD
NOTE 1.990% 7/0
22943FAH3
5961
5500000
PRN
SOLE
0
0
0
CVENT INC
COM
23247G109
1429
40000
SH
SOLE
40000
0
0
DEMANDWARE INC
COM
24802Y105
1311
17500
SH
SOLE
17500
0
0
DIAMOND RESORTS INTL INC
COM
25272T104
1498
50000
SH
SOLE
50000
0
0
DOLBY LABORATORIES INC
COM
25659T107
7058
147500
SH
SOLE
147500
0
0
DOLLAR GEN CORP NEW
COM
256677105
18292
194600
SH
SOLE
194600
0
0
DOMINION DIAMOND CORP
COM
257287102
530
60000
SH
SOLE
60000
0
0
DOUBLE EAGLE ACQUISITION COR
UNIT 99/99/9999
G28195108
3451
345766
SH
SOLE
345766
0
0
DOUBLE EAGLE ACQUISITION COR
COM
G28195124
13406
1369358
SH
SOLE
1369358
0
0
DOUBLE EAGLE ACQUISITION COR
*W EXP 09/16/202
G28195116
168
698499
SH
SOLE
698499
0
0
DREAMWORKS ANIMATION SKG INC
CL A
26153C103
2044
50000
SH
SOLE
50000
0
0
DST SYS INC DEL
COM
233326107
14263
122500
SH
SOLE
122500
0
0
DT ASIA INVTS LTD
SHS
G2615J104
1026
100000
SH
SOLE
100000
0
0
DT ASIA INVTS LTD
RIGHT 03/30/2016
G2615J112
250
723337
SH
SOLE
723337
0
0
DT ASIA INVTS LTD
*W EXP 03/29/202
G2615J138
125
1143581
SH
SOLE
1143581
0
0
DYNEGY INC NEW DEL
UNIT 07/01/20191
26817R405
12931
120000
SH
SOLE
120000
0
0
E COMPASS ACQUISITION CORP
ORD SHS
G2920Y101
5090
500000
SH
SOLE
500000
0
0
E COMPASS ACQUISITION CORP
UNIT 99/99/9999
G2920Y200
2938
283820
SH
SOLE
283820
0
0
E COMPASS ACQUISITION CORP
RIGHT 02/18/2017
G2920Y119
95
500000
SH
SOLE
500000
0
0
E M C CORP MASS
COM
268648102
9510
350000
SH
SOLE
350000
0
0
EAGLE PHARMACEUTICALS INC
COM
269796108
1552
40000
SH
SOLE
40000
0
0
EASTERLY ACQUISITION CORP
COM
27616L102
11786
1203904
SH
SOLE
1203904
0
0
EASTERLY ACQUISITION CORP
UNIT 99/99/9999
27616L201
8842
871995
SH
SOLE
871995
0
0
EASTERLY ACQUISITION CORP
*W EXP 07/29/202
27616L110
424
633002
SH
SOLE
633002
0
0
EASTMAN CHEM CO
COM
277432100
13595
200226
SH
SOLE
200226
0
0
ECHO GLOBAL LOGISTICS INC
NOTE 2.500% 5/0
27875TAA9
7591
8000000
PRN
SOLE
0
0
0
ELECTRO RENT CORP
COM
285218103
2142
139023
SH
SOLE
139023
0
0
ELECTRUM SPL ACQUISITION COR
SHS
G3105C104
12860
1319008
SH
SOLE
1319008
0
0
ELECTRUM SPL ACQUISITION COR
UNIT 99/99/9999
G3105C120
2734
272900
SH
SOLE
272900
0
0
ELECTRUM SPL ACQUISITION COR
*W EXP 99/99/999
G3105C112
42
180072
SH
SOLE
180072
0
0
EMCORE CORP
COM NEW
290846203
6900
1161605
SH
SOLE
1161605
0
0
EMERGENT BIOSOLUTIONS INC
NOTE 2.875% 1/1
29089QAB1
12210
10750000
PRN
SOLE
0
0
0
ENVESTNET INC
NOTE 1.750%12/1
29404KAA4
7302
8000000
PRN
SOLE
0
0
0
EVINE LIVE INC
CL A
300487105
2460
1490905
SH
SOLE
1490905
0
0
EXACT SCIENCES CORP
COM
30063P105
2605
212630
SH
SOLE
212630
0
0
EXXON MOBIL CORP
COM
30231G102
937
10000
SH
Put
SOLE
0
0
0
FACEBOOK INC
CL A
30303M102
11428
100000
SH
Put
SOLE
0
0
0
FACEBOOK INC
CL A
30303M102
15462
135299
SH
SOLE
135299
0
0
FARMER BROS CO
COM
307675108
7639
263416
SH
SOLE
263416
0
0
FARO TECHNOLOGIES INC
COM
311642102
5471
161722
SH
SOLE
161722
0
0
FEI CO
COM
30241L109
5344
50000
SH
SOLE
50000
0
0
FIDELITY & GTY LIFE
COM
315785105
2898
125000
SH
SOLE
125000
0
0
FIDELITY NATIONAL FINANCIAL
NOTE 4.250% 8/1
31620RAE5
30221
14650000
PRN
SOLE
0
0
0
FINTECH ACQUISITION CORP
COM
31809H100
12227
1222655
SH
SOLE
1222655
0
0
FINTECH ACQUISITION CORP
UNIT 99/99/9999
31809H209
1088
100000
SH
SOLE
100000
0
0
FINTECH ACQUISITION CORP
*W EXP 02/19/202
31809H118
953
1169020
SH
SOLE
1169020
0
0
FMC TECHNOLOGIES INC
COM
30249U101
867
32500
SH
SOLE
32500
0
0
GARNERO GROUP ACQUISITION CO
RIGHT 06/25/2016
G5866L132
161
1837731
SH
SOLE
1837731
0
0
GARNERO GROUP ACQUISITION CO
*W EXP 06/24/201
G5866L116
80
1908237
SH
SOLE
1908237
0
0
GENESEE & WYO INC
CL A
371559105
15756
267272
SH
SOLE
267272
0
0
GENTEX CORP
COM
371901109
9796
634069
SH
SOLE
634069
0
0
G-III APPAREL GROUP LTD
COM
36237H101
12365
270445
SH
SOLE
270445
0
0
GLOBAL PARTNER ACQUISITION C
COM
37954X105
5246
539392
SH
SOLE
539392
0
0
GLOBAL PARTNER ACQUISITION C
UNIT 07/01/2020
37954X204
1988
200370
SH
SOLE
200370
0
0
GLOBAL PARTNER ACQUISITION C
*W EXP 07/01/202
37954X113
240
1291370
SH
SOLE
1291370
0
0
GLOBAL WTR RES INC
COM
379463102
5714
649305
SH
SOLE
649305
0
0
GORES HLDGS INC
CL A
382866101
7341
756800
SH
SOLE
756800
0
0
GORES HLDGS INC
UNIT 99/99/9999
382866200
3292
329154
SH
SOLE
329154
0
0
GORES HLDGS INC
*W EXP 08/13/202
382866119
169
717300
SH
SOLE
717300
0
0
GP INVTS ACQUISITION COR
UNIT 99/99/9999
G40357116
3037
300725
SH
SOLE
300725
0
0
GP INVTS ACQUISITION COR
SHS
G40357124
18882
1946609
SH
SOLE
1946609
0
0
GP INVTS ACQUISITION COR
*W EXP 05/19/202
G40357108
503
825205
SH
SOLE
825205
0
0
GRAN TIERRA ENERGY INC
COM
38500T101
152
45000
SH
SOLE
45000
0
0
GREAT PLAINS ENERGY INC
COM
391164100
1824
60000
SH
SOLE
60000
0
0
GUESS INC
COM
401617105
13086
869500
SH
SOLE
869500
0
0
HARMONY MERGER CORP
COM
413247107
12680
1267975
SH
SOLE
1267975
0
0
HARMONY MERGER CORP
UNIT 99/99/9999
413247206
2040
200000
SH
SOLE
200000
0
0
HARMONY MERGER CORP
*W EXP 01/01/202
413247123
295
1402700
SH
SOLE
1402700
0
0
HARVARD BIOSCIENCE INC
COM
416906105
4692
1640702
SH
SOLE
1640702
0
0
HEALTHSTREAM INC
COM
42222N103
11694
440966
SH
SOLE
440966
0
0
HEARTWARE INTL INC
NOTE 1.750%12/1
422368AC4
2477
2500000
PRN
SOLE
0
0
0
HEARTWARE INTL INC
COM
422368100
1444
25000
SH
SOLE
25000
0
0
HENNESSY CAP ACQUISITION COR
COM
42588J100
7532
768772
SH
SOLE
768772
0
0
HENNESSY CAP ACQUISITION COR
*W EXP 07/28/202
42588J118
883
1423827
SH
SOLE
1423827
0
0
HORIZON PHARMA INVT LTD
NOTE 2.500% 3/1
44052TAB7
14619
16000000
PRN
SOLE
0
0
0
HUDSON GLOBAL INC
COM
443787106
3366
1708765
SH
SOLE
1708765
0
0
HUNTSMAN CORP
COM
447011107
3895
289600
SH
SOLE
289600
0
0
HYDRA INDS ACQUISITION CORP
COM
448740100
10368
1048300
SH
SOLE
1048300
0
0
HYDRA INDS ACQUISITION CORP
UNIT 10/20/2021
448740209
2581
250000
SH
SOLE
250000
0
0
HYDRA INDS ACQUISITION CORP
RIGHT 99/99/9999
448740126
197
987095
SH
SOLE
987095
0
0
HYDRA INDS ACQUISITION CORP
*W EXP 10/20/202
448740118
195
905601
SH
SOLE
905601
0
0
INCONTACT INC
NOTE 2.500% 4/0
45336EAB5
29987
25000000
PRN
SOLE
0
0
0
INCONTACT INC
COM
45336E109
1385
100000
SH
SOLE
100000
0
0
INFOBLOX INC
COM
45672H104
4526
241248
SH
SOLE
241248
0
0
INGRAM MICRO INC
CL A
457153104
2435
70000
SH
SOLE
70000
0
0
INPHI CORP
COM
45772F107
6451
201394
SH
SOLE
201394
0
0
INSULET CORP
NOTE 2.000% 6/1
45784PAD3
10240
10750000
PRN
SOLE
0
0
0
INTEGRATED DEVICE TECHNOLOGY
NOTE 0.875%11/1
458118AB2
19435
20000000
PRN
SOLE
0
0
0
INTEL CORP
SDCV 3.250% 8/0
458140AF7
36654
22500000
PRN
SOLE
0
0
0
INTERACTIVE INTELLIGENCE GRO
NOTE 1.250% 6/0
45841VAB5
10203
10750000
PRN
SOLE
0
0
0
INTEROIL CORP
COM
460951106
7200
160000
SH
SOLE
160000
0
0
INTERPUBLIC GROUP COS INC
COM
460690100
7519
325512
SH
SOLE
325512
0
0
IRONWOOD PHARMACEUTICALS INC
DBCV 2.250% 6/1
46333XAD0
16606
16000000
PRN
SOLE
0
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
45992
400000
SH
Call
SOLE
0
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
575
5000
SH
SOLE
5000
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
271583
2362000
SH
Put
SOLE
0
0
0
ITC HLDGS CORP
COM
465685105
2341
50000
SH
SOLE
50000
0
0
J2 GLOBAL INC
NOTE 3.250% 6/1
48123VAC6
15203
13500000
PRN
SOLE
0
0
0
JENSYN ACQUISITION CORP
COM
47632B102
4738
480000
SH
SOLE
480000
0
0
JENSYN ACQUISITION CORP
UNIT 99/99/9999
47632B201
3027
300000
SH
SOLE
300000
0
0
JENSYN ACQUISITION CORP
RIGHT 99/99/9999
47632B128
61
452000
SH
SOLE
452000
0
0
JENSYN ACQUISITION CORP
*W EXP 03/01/202
47632B110
36
480000
SH
SOLE
480000
0
0
JM GLOBAL HLDG CO
COM
46590H101
1219
125012
SH
SOLE
125012
0
0
JM GLOBAL HLDG CO
UNIT 99/99/9999
46590H200
484
48928
SH
SOLE
48928
0
0
JM GLOBAL HLDG CO
*W EXP 07/29/201
46590H119
16
95000
SH
SOLE
95000
0
0
JOHNSON & JOHNSON
COM
478160104
9875
81412
SH
SOLE
81412
0
0
KAR AUCTION SVCS INC
COM
48238T109
18727
448667
SH
SOLE
448667
0
0
KATE SPADE & CO
COM
485865109
4534
220000
SH
SOLE
220000
0
0
KINDER MORGAN INC DEL
COM
49456B101
842
45000
SH
SOLE
45000
0
0
KINDER MORGAN INC DEL
*W EXP 05/25/201
49456B119
18
1000000
SH
SOLE
1000000
0
0
KLR ENERGY ACQUISITION CORP
CL A
49877M108
5000
500000
SH
SOLE
500000
0
0
KLR ENERGY ACQUISITION CORP
UNIT 12/31/2020
49877M207
4056
400000
SH
SOLE
400000
0
0
KLR ENERGY ACQUISITION CORP
*W EXP 09/16/202
49877M116
50
300000
SH
SOLE
300000
0
0
KNOLL INC
COM NEW
498904200
6387
263055
SH
SOLE
263055
0
0
KRISPY KREME DOUGHNUTS INC
COM
501014104
1048
50000
SH
SOLE
50000
0
0
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
18696
143520
SH
SOLE
143520
0
0
LANDCADIA HLDGS INC
UNIT 12/31/2021T
51476W206
12684
1263338
SH
SOLE
1263338
0
0
LAS VEGAS SANDS CORP
COM
517834107
6841
157300
SH
Call
SOLE
0
0
0
LAS VEGAS SANDS CORP
COM
517834107
11251
258703
SH
SOLE
258703
0
0
LDR HLDG CORP
COM
50185U105
1016
27500
SH
SOLE
27500
0
0
LEXMARK INTL INC
CL A
529771107
944
25000
SH
SOLE
25000
0
0
LINKEDIN CORP
NOTE 0.500%11/0
53578AAB4
14823
15000000
PRN
SOLE
0
0
0
LINKEDIN CORP
COM CL A
53578A108
10409
55000
SH
SOLE
55000
0
0
LIONS GATE ENTMNT CORP
COM NEW
535919203
202
10000
SH
SOLE
10000
0
0
M/I HOMES INC
NOTE 3.250% 9/1
55292PAA3
7105
7000000
PRN
SOLE
0
0
0
MANITEX INTL INC
COM
563420108
3337
481571
SH
SOLE
481571
0
0
MARKETO INC
COM
57063L107
1567
45000
SH
SOLE
45000
0
0
MEDICINES CO
NOTE 2.500% 1/1
584688AE5
11863
10000000
PRN
SOLE
0
0
0
MEDIVATION INC
COM
58501N101
302
5000
SH
SOLE
5000
0
0
MERCADOLIBRE INC
NOTE 2.250% 7/0
58733RAB8
13607
10750000
PRN
SOLE
0
0
0
MICRON TECHNOLOGY INC
NOTE 2.375% 5/0
595112AW3
71157
47500000
PRN
SOLE
0
0
0
MONSANTO CO NEW
COM
61166W101
5170
50000
SH
Call
SOLE
0
0
0
MONSANTO CO NEW
COM
61166W101
465
4500
SH
SOLE
4500
0
0
NEVRO CORP
NOTE 1.750% 6/0
64157FAA1
5271
5000000
PRN
SOLE
0
0
0
NORTH AMERN ENERGY PARTNERS
COM
656844107
5076
1800000
SH
SOLE
1800000
0
0
NOVANTA INC
COM
67000B104
34721
2291845
SH
SOLE
2291845
0
0
NXP SEMICONDUCTORS N V
DBCV 1.000%12/0
62952QAB6
16331
15000000
PRN
SOLE
0
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
10939
139629
SH
SOLE
139629
0
0
OCLARO INC
COM NEW
67555N206
9914
2031462
SH
SOLE
2031462
0
0
ORIGO ACQUISITION CORP
UNIT 12/17/2021T
G67789100
2110
200000
SH
SOLE
200000
0
0
ORIGO ACQUISITION CORP
SHS
G67789126
5621
550000
SH
SOLE
550000
0
0
ORIGO ACQUISITION CORP
RIGHT 12/12/2016
G67789134
59
400000
SH
SOLE
400000
0
0
ORIGO ACQUISITION CORP
*W EXP 12/17/202
G67789118
20
239775
SH
SOLE
239775
0
0
OXFORD INDS INC
COM
691497309
4586
81000
SH
SOLE
81000
0
0
PACE HLDGS CORP
CL A
G6865N103
5731
581807
SH
SOLE
581807
0
0
PACE HLDGS CORP
UNIT 99/99/9999
G6865N129
3264
326375
SH
SOLE
326375
0
0
PACE HLDGS CORP
*W EXP 99/99/999
G6865N111
104
470764
SH
SOLE
470764
0
0
PACIFIC SPL ACQUISITION CORP
SHS
G68588105
5110
500000
SH
SOLE
500000
0
0
PACIFIC SPL ACQUISITION CORP
UNIT 99/99/9999
G68588139
5692
550000
SH
SOLE
550000
0
0
PACIFIC SPL ACQUISITION CORP
RIGHT 03/15/2017
G68588113
106
500000
SH
SOLE
500000
0
0
PACIFIC SPL ACQUISITION CORP
*W EXP 10/20/202
G68588121
43
450300
SH
SOLE
450300
0
0
PERRIGO CO PLC
SHS
G97822103
907
10000
SH
SOLE
10000
0
0
PFIZER INC
COM
717081103
880
25000
SH
Call
SOLE
0
0
0
POLYCOM INC
COM
73172K104
1069
95000
SH
SOLE
95000
0
0
POTASH CORP SASK INC
COM
73755L107
731
45000
SH
SOLE
45000
0
0
PRIMERO MNG CORP
COM
74164W106
47
22474
SH
SOLE
22474
0
0
PRIVATEBANCORP INC
COM
742962103
3743
85000
SH
SOLE
85000
0
0
QLIK TECHNOLOGIES INC
COM
74733T105
4881
165000
SH
SOLE
165000
0
0
QUINPARIO ACQUISITION CORP 2
COM
74874U101
14940
1510590
SH
SOLE
1510590
0
0
QUINPARIO ACQUISITION CORP 2
UNIT 01/01/2023
74874U200
5522
550000
SH
SOLE
550000
0
0
QUINPARIO ACQUISITION CORP 2
*W EXP 01/01/202
74874U119
264
1427433
SH
SOLE
1427433
0
0
REVOLUTION LIGHTING TECHNOLO
COM NEW
76155G206
2598
420378
SH
SOLE
420378
0
0
RITE AID CORP
COM
767754104
3370
450000
SH
SOLE
450000
0
0
ROGERS CORP
COM
775133101
9773
159958
SH
SOLE
159958
0
0
SCOTTS MIRACLE GRO CO
CL A
810186106
8928
127702
SH
SOLE
127702
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
5509
105000
SH
Put
SOLE
0
0
0
SHAW COMMUNICATIONS INC
CL B CONV
82028K200
480
25000
SH
SOLE
25000
0
0
SHIRE PLC
SPONSORED ADR
82481R106
644
3500
SH
SOLE
3500
0
0
SILVER RUN ACQUISITION CORP
UNIT 99/99/9999T
82811P200
7043
705740
SH
SOLE
705740
0
0
SKULLCANDY INC
COM
83083J104
1229
200100
SH
SOLE
200100
0
0
SOLARCITY CORP
COM
83416T100
957
40000
SH
SOLE
40000
0
0
SOUTHWESTERN ENERGY CO
COM
845467109
2516
200000
SH
Put
SOLE
0
0
0
SOUTHWESTERN ENERGY CO
COM
845467109
5032
400000
SH
SOLE
400000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
334134
1595100
SH
Put
SOLE
0
0
0
SPROTT PHYSICAL GOLD TRUST
UNIT
85207H104
36556
3329370
SH
SOLE
3329370
0
0
SPROTT PHYSICAL PLAT PALLAD
UNIT
85207Q104
2436
348035
SH
SOLE
348035
0
0
SPROTT PHYSICAL SILVER TR
TR UNIT
85207K107
9356
1290482
SH
SOLE
1290482
0
0
ST JUDE MED INC
COM
790849103
5367
68812
SH
SOLE
68812
0
0
STERICYCLE INC
DEP PFD A 1/10
858912207
15369
185000
SH
SOLE
185000
0
0
STERIS PLC
SHS USD
G84720104
9857
143372
SH
SOLE
143372
0
0
SUFFOLK BANCORP
COM
864739107
548
17500
SH
SOLE
17500
0
0
SWIFT TRANSN CO
CL A
87074U101
1541
100000
SH
Call
SOLE
0
0
0
SYNGENTA AG
SPONSORED ADR
87160A100
691
9000
SH
SOLE
9000
0
0
TALEN ENERGY CORP
COM
87422J105
4200
310000
SH
SOLE
310000
0
0
TERRAPIN 3 ACQUISITION CORP
COM CL A
88104P104
15887
1595111
SH
SOLE
1595111
0
0
TERRAPIN 3 ACQUISITION CORP
UNIT 06/27/2019
88104P203
2020
200000
SH
SOLE
200000
0
0
TERRAPIN 3 ACQUISITION CORP
*W EXP 06/27/201
88104P112
239
1275626
SH
SOLE
1275626
0
0
TESARO INC
NOTE 3.000%10/0
881569AA5
62657
25000000
PRN
SOLE
0
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
8464
168500
SH
Put
SOLE
0
0
0
TIPTREE FINL INC
CL A
88822Q103
8237
1503040
SH
SOLE
1503040
0
0
TRANSGLOBE ENERGY CORP
COM
893662106
3006
1642467
SH
SOLE
1642467
0
0
TRONC INC
COM
89703P107
690
50000
SH
SOLE
50000
0
0
TUCOWS INC
COM NEW
898697206
4461
183128
SH
SOLE
183128
0
0
UNI PIXEL INC
COM NEW
904572203
977
664618
SH
SOLE
664618
0
0
UNITED STATES OIL FUND LP
UNITS
91232N108
7446
643600
SH
Call
SOLE
0
0
0
VALSPAR CORP
COM
920355104
4321
40000
SH
SOLE
40000
0
0
VCA INC
COM
918194101
19094
282407
SH
SOLE
282407
0
0
VIRGIN AMER INC
COM VTG
92765X208
5340
95000
SH
SOLE
95000
0
0
VMWARE INC
CL A COM
928563402
13100
228940
SH
SOLE
228940
0
0
WEATHERFORD INTL LTD
NOTE 5.875% 7/0
947075AH0
21839
20000000
PRN
SOLE
0
0
0
WESTAR ENERGY INC
COM
95709T100
2945
52500
SH
SOLE
52500
0
0
WILLIAMS COS INC DEL
COM
969457100
433
20000
SH
SOLE
20000
0
0
WRIGHT MED GROUP INC
NOTE 2.000% 2/1
98235TAE7
4863
5300000
PRN
SOLE
0
0
0
XURA INC
COM
98420V107
3298
135000
SH
SOLE
135000
0
0
YAHOO INC
COM
984332106
939
25000
SH
SOLE
25000
0
0
ZIMMER BIOMET HLDGS INC
COM
98956P102
7295
60600
SH
SOLE
60600
0
0