0001062993-16-007963.txt : 20160216
0001062993-16-007963.hdr.sgml : 20160215
20160216172226
ACCESSION NUMBER: 0001062993-16-007963
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151123
FILED AS OF DATE: 20160216
DATE AS OF CHANGE: 20160216
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STG Group, Inc.
CENTRAL INDEX KEY: 0001583513
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 463134302
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11091 SUNSET HILLS ROAD
STREET 2: SUITE 200
CITY: RESTON
STATE: VA
ZIP: 20190
BUSINESS PHONE: (703) 691-2480
MAIL ADDRESS:
STREET 1: 11091 SUNSET HILLS ROAD
STREET 2: SUITE 200
CITY: RESTON
STATE: VA
ZIP: 20190
FORMER COMPANY:
FORMER CONFORMED NAME: Global Defense & National Security Systems, Inc.
DATE OF NAME CHANGE: 20130805
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Polar Asset Management Partners Inc.
CENTRAL INDEX KEY: 0001326389
STATE OF INCORPORATION: A6
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36149
FILM NUMBER: 161430377
BUSINESS ADDRESS:
STREET 1: 401 BAY STREET
STREET 2: SUITE 1900, P.O. BOX 19
CITY: TORONTO
STATE: A6
ZIP: M5H 2Y4
BUSINESS PHONE: 416-367-4364
MAIL ADDRESS:
STREET 1: 401 BAY STREET
STREET 2: SUITE 1900, P.O. BOX 19
CITY: TORONTO
STATE: A6
ZIP: M5H 2Y4
FORMER NAME:
FORMER CONFORMED NAME: Polar Securities Inc.
DATE OF NAME CHANGE: 20050506
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0306
4
2015-11-23
1
0001583513
STG Group, Inc.
STGG
0001326389
Polar Asset Management Partners Inc.
SUITE 1900, P.O. BOX 19
TORONTO
A6
M5H 2Y4
ONTARIO, CANADA
0
0
1
0
Common Stock
2015-11-23
4
J
0
755609
10.63
D
0
I
See footnote
Shares of Common Stock were redeemed pursuant to that certain Second Amended and Restated Backstop Common Stock Purchase Agreement, dated as of November 23, 2015, by and between the Issuer and Global Defense & National Security Holdings LLC, as described in the Issuer's Current Report on Form 8-K filed with the Securities and Exchange Commission on November 30, 2015.
Polar Asset Management Partners Inc., a company incorporated under the laws on Ontario, Canada (the "Reporting Person"), serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ( "PMSF") and has investment discretion with respect to the securities reported herein which are held by PMSF. The Reporting Person disclaims beneficial ownership of such securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose, except to the extent of the Reporting Person's pecuniary interest therein.
/s/ Robyn Schultz, Chief Compliance Officer
2016-02-16