The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
1347 CAP CORP | COM | 68245V103 | 5,467 | 555,066 | SH | SOLE | 555,066 | 0 | 0 | ||
1347 CAP CORP | RIGHT 07/21/2016 | 68245V111 | 87 | 540,470 | SH | SOLE | 45 | 540,470 | 0 | 0 | |
1347 CAP CORP | *W EXP 07/15/202 | 68245V129 | 33 | 187,554 | SH | SOLE | 54 | 187,554 | 0 | 0 | |
ACORDA THERAPEUTICS INC | NOTE 1.750% 6/1 | 00484MAA4 | 11,533 | 10,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
ACTUA CORP | COM | 005094107 | 11,806 | 1,031,096 | SH | SOLE | 1,031,096 | 0 | 0 | ||
AGILENT TECHNOLOGIES INC | COM | 00846U101 | 15,741 | 376,500 | SH | SOLE | 376,500 | 0 | 0 | ||
ALLERGAN PLC | PFD CONV SER A | G0177J116 | 61,593 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
ALLERGAN PLC | SHS | G0177J108 | 18,750 | 60,000 | SH | Put | SOLE | 0 | 0 | 0 | |
ALLSCRIPTS HEALTHCARE SOLUTN | NOTE 1.250% 7/0 | 01988PAD0 | 10,828 | 10,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 18,972 | 25,000 | SH | Call | SOLE | 0 | 0 | 0 | |
AMAG PHARMACEUTICALS INC | NOTE 2.500% 2/1 | 00163UAA4 | 12,673 | 10,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
AMERICAN RESIDENTIAL PPTYS I | COM | 02927E303 | 3,024 | 160,000 | SH | SOLE | 160,000 | 0 | 0 | ||
ANADARKO PETE CORP | UNIT 99/99/9999 | 032511404 | 3,410 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
ANADARKO PETE CORP | COM | 032511107 | 243 | 5,000 | SH | Call | SOLE | 23 | 0 | 0 | 0 |
ANDINA ACQUISITION CORP II | SHS | G0441P104 | 5,700 | 600,000 | SH | SOLE | 600,000 | 0 | 0 | ||
ANDINA ACQUISITION CORP II | UNIT 99/99/9999 | G0441P112 | 1,984 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
ANDINA ACQUISITION CORP II | RIGHT 09/01/2017 | G0441P120 | 162 | 600,000 | SH | SOLE | 30 | 600,000 | 0 | 0 | |
ANDINA ACQUISITION CORP II | *W EXP 11/23/202 | G0441P138 | 66 | 563,800 | SH | SOLE | 49 | 563,800 | 0 | 0 | |
ANGIES LIST INC | COM | 034754101 | 280 | 30,000 | SH | Put | SOLE | 18 | 0 | 0 | 0 |
ANGIES LIST INC | COM | 034754101 | 140 | 15,000 | SH | SOLE | 32 | 15,000 | 0 | 0 | |
AR CAP ACQUISITION CORP | COM | 00191R109 | 15,207 | 1,562,900 | SH | SOLE | 1,562,900 | 0 | 0 | ||
AR CAP ACQUISITION CORP | UNIT 10/06/2019 | 00191R208 | 5,265 | 541,100 | SH | SOLE | 541,100 | 0 | 0 | ||
AR CAP ACQUISITION CORP | *W EXP 10/06/201 | 00191R117 | 23 | 150,000 | SH | SOLE | 56 | 150,000 | 0 | 0 | |
AROWANA INC | SHS | G05011104 | 8,997 | 916,220 | SH | SOLE | 916,220 | 0 | 0 | ||
AROWANA INC | UNIT 99/99/9999 | G05011138 | 5,542 | 551,492 | SH | SOLE | 551,492 | 0 | 0 | ||
AROWANA INC | RIGHT 01/01/2017 | G05011120 | 192 | 800,000 | SH | SOLE | 24 | 800,000 | 0 | 0 | |
AROWANA INC | *W EXP 04/29/202 | G05011112 | 92 | 875,000 | SH | SOLE | 40 | 875,000 | 0 | 0 | |
ATLANTIC ALLIANCE PARTNER CO | SHS | G04897107 | 9,777 | 967,050 | SH | SOLE | 967,050 | 0 | 0 | ||
ATLANTIC PWR CORP | COM NEW | 04878Q863 | 846 | 429,348 | SH | SOLE | 429,348 | 0 | 0 | ||
ATMEL CORP | COM | 049513104 | 3,014 | 350,000 | SH | SOLE | 350,000 | 0 | 0 | ||
BAKER HUGHES INC | COM | 057224107 | 1,384 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
BARINGTON HILCO ACQUISITION | COM | 06759V101 | 4,915 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
BARINGTON HILCO ACQUISITION | UNIT 99/99/9999T | 06759V200 | 1,008 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
BARINGTON HILCO ACQUISITION | RIGHT 02/13/2017 | 06759V119 | 85 | 510,900 | SH | SOLE | 46 | 510,900 | 0 | 0 | |
BARINGTON HILCO ACQUISITION | *W EXP 02/11/201 | 06759V127 | 69 | 489,000 | SH | SOLE | 47 | 489,000 | 0 | 0 | |
BCE INC | COM NEW | 05534B760 | 386 | 10,000 | SH | SOLE | 14 | 10,000 | 0 | 0 | |
BCE INC | COM NEW | 05534B760 | 386 | 10,000 | SH | Put | SOLE | 15 | 0 | 0 | 0 |
BIO RAD LABS INC | CL A | 090572207 | 18,738 | 135,139 | SH | SOLE | 135,139 | 0 | 0 | ||
BIOMARIN PHARMACEUTICAL INC | NOTE 1.500%10/1 | 09061GAF8 | 10,041 | 7,500,000 | PRN | SOLE | 0 | 0 | 0 | ||
BIOMED REALTY TRUST INC | COM | 09063H107 | 1,184 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
BOULDER BRANDS INC | COM | 101405108 | 1,903 | 173,341 | SH | SOLE | 173,341 | 0 | 0 | ||
BOULEVARD ACQUISITION | UNIT 99/99/9999 | 10157Q201 | 3,511 | 354,600 | SH | SOLE | 354,600 | 0 | 0 | ||
BOULEVARD ACQUISITION | CL A | 10157Q102 | 1,152 | 117,000 | SH | SOLE | 117,000 | 0 | 0 | ||
BOULEVARD ACQUISITION | *W EXP 09/25/202 | 10157Q110 | 25 | 50,000 | SH | SOLE | 55 | 50,000 | 0 | 0 | |
BROADCOM CORP | CL A | 111320107 | 3,758 | 65,000 | SH | SOLE | 65,000 | 0 | 0 | ||
BROADCOM CORP | CL A | 111320107 | 1,156 | 20,000 | SH | Call | SOLE | 0 | 0 | 0 | |
C B PHARMA ACQUISITION CORP | SHS | G2029P126 | 5,472 | 550,000 | SH | SOLE | 550,000 | 0 | 0 | ||
C B PHARMA ACQUISITION CORP | UNIT 12/17/2021 | G2029P100 | 2,050 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
C B PHARMA ACQUISITION CORP | RIGHT 06/17/2016 | G2029P134 | 68 | 350,000 | SH | SOLE | 48 | 350,000 | 0 | 0 | |
C B PHARMA ACQUISITION CORP | *W EXP 12/17/202 | G2029P118 | 43 | 239,775 | SH | SOLE | 51 | 239,775 | 0 | 0 | |
C1 FINL INC | COM | 12591N109 | 1,210 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
CAMERON INTERNATIONAL CORP | COM | 13342B105 | 948 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
CAPITOL ACQUISITION CORP III | COM | 14055M106 | 10,560 | 1,100,000 | SH | SOLE | 1,100,000 | 0 | 0 | ||
CAPITOL ACQUISITION CORP III | UNIT 99/99/9999 | 14055M205 | 1,990 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
CAPITOL ACQUISITION CORP III | *W EXP 10/13/202 | 14055M114 | 184 | 400,000 | SH | SOLE | 26 | 400,000 | 0 | 0 | |
CARDINAL HEALTH INC | COM | 14149Y108 | 13,033 | 146,000 | SH | SOLE | 146,000 | 0 | 0 | ||
CARDTRONICS INC | COM | 14161H108 | 13,870 | 412,195 | SH | SOLE | 412,195 | 0 | 0 | ||
CBIZ INC | COM | 124805102 | 7,667 | 777,563 | SH | SOLE | 777,563 | 0 | 0 | ||
CENTRAL FD CDA LTD | CL A | 153501101 | 22,048 | 2,206,984 | SH | SOLE | 2,206,984 | 0 | 0 | ||
CENTRAL GOLDTRUST | TR UNIT | 153546106 | 56,694 | 1,501,425 | SH | SOLE | 1,501,425 | 0 | 0 | ||
CHUBB CORP | COM | 171232101 | 3,316 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
CLECO CORP NEW | COM | 12561W105 | 1,175 | 22,500 | SH | SOLE | 22,500 | 0 | 0 | ||
CONSTANT CONTACT INC | COM | 210313102 | 877 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
COOPER COS INC | COM NEW | 216648402 | 9,555 | 71,200 | SH | SOLE | 71,200 | 0 | 0 | ||
CORELOGIC INC | COM | 21871D103 | 13,274 | 392,039 | SH | SOLE | 392,039 | 0 | 0 | ||
DECKERS OUTDOOR CORP | COM | 243537107 | 11,800 | 250,000 | SH | Call | SOLE | 0 | 0 | 0 | |
DIAMOND FOODS INC | COM | 252603105 | 964 | 25,000 | SH | Call | SOLE | 0 | 0 | 0 | |
DISH NETWORK CORP | CL A | 25470M109 | 3,488 | 61,000 | SH | Put | SOLE | 0 | 0 | 0 | |
DISH NETWORK CORP | CL A | 25470M109 | 3,488 | 61,000 | SH | SOLE | 61,000 | 0 | 0 | ||
DOLLAR GEN CORP NEW | COM | 256677105 | 16,408 | 228,300 | SH | SOLE | 228,300 | 0 | 0 | ||
DOUBLE EAGLE ACQUISITION COR | COM | G28195124 | 5,725 | 598,800 | SH | SOLE | 598,800 | 0 | 0 | ||
DOUBLE EAGLE ACQUISITION COR | UNIT 99/99/9999 | G28195108 | 2,400 | 240,000 | SH | SOLE | 240,000 | 0 | 0 | ||
DOUBLE EAGLE ACQUISITION COR | *W EXP 09/16/202 | G28195116 | 172 | 340,200 | SH | SOLE | 28 | 340,200 | 0 | 0 | |
DT ASIA INVTS LTD | UNIT 03/29/2021T | G2615J120 | 6,490 | 642,581 | SH | SOLE | 642,581 | 0 | 0 | ||
DT ASIA INVTS LTD | SHS | G2615J104 | 5,035 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
DT ASIA INVTS LTD | RIGHT 03/30/2016 | G2615J112 | 62 | 495,000 | SH | SOLE | 50 | 495,000 | 0 | 0 | |
DT ASIA INVTS LTD | *W EXP 03/29/202 | G2615J138 | 42 | 500,000 | SH | SOLE | 53 | 500,000 | 0 | 0 | |
DU PONT E I DE NEMOURS & CO | COM | 263534109 | 1,332 | 20,000 | SH | Put | SOLE | 0 | 0 | 0 | |
DU PONT E I DE NEMOURS & CO | COM | 263534109 | 832 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
DYAX CORP | COM | 26746E103 | 6,395 | 170,000 | SH | SOLE | 170,000 | 0 | 0 | ||
E COMPASS ACQUISITION CORP | ORD SHS | G2920Y101 | 4,975 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
E COMPASS ACQUISITION CORP | UNIT 99/99/9999 | G2920Y200 | 2,844 | 283,820 | SH | SOLE | 283,820 | 0 | 0 | ||
E COMPASS ACQUISITION CORP | RIGHT 02/18/2017 | G2920Y119 | 97 | 500,000 | SH | SOLE | 38 | 500,000 | 0 | 0 | |
E M C CORP MASS | COM | 268648102 | 2,568 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
EASTERLY ACQUISITION CORP | UNIT 99/99/9999 | 27616L201 | 7,076 | 697,186 | SH | SOLE | 697,186 | 0 | 0 | ||
EASTERLY ACQUISITION CORP | COM | 27616L102 | 5,734 | 579,199 | SH | SOLE | 579,199 | 0 | 0 | ||
EASTERLY ACQUISITION CORP | *W EXP 07/29/202 | 27616L110 | 110 | 300,000 | SH | SOLE | 36 | 300,000 | 0 | 0 | |
EASTMAN CHEM CO | COM | 277432100 | 19,645 | 291,000 | SH | SOLE | 291,000 | 0 | 0 | ||
EATON CORP PLC | SHS | G29183103 | 10,122 | 194,500 | SH | SOLE | 194,500 | 0 | 0 | ||
ECHO GLOBAL LOGISTICS INC | NOTE 2.500% 5/0 | 27875TAA9 | 6,600 | 7,500,000 | PRN | SOLE | 0 | 0 | 0 | ||
ELECTRUM SPL ACQUISITION COR | SHS | G3105C104 | 6,615 | 686,212 | SH | SOLE | 686,212 | 0 | 0 | ||
ELECTRUM SPL ACQUISITION COR | UNIT 99/99/9999 | G3105C120 | 3,601 | 361,860 | SH | SOLE | 361,860 | 0 | 0 | ||
ELECTRUM SPL ACQUISITION COR | *W EXP 99/99/999 | G3105C112 | 5 | 25,212 | SH | SOLE | 59 | 25,212 | 0 | 0 | |
EMCORE CORP | COM NEW | 290846203 | 5,145 | 839,262 | SH | SOLE | 839,262 | 0 | 0 | ||
EMERGENT BIOSOLUTIONS INC | NOTE 2.875% 1/1 | 29089QAB1 | 13,804 | 10,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
ENBRIDGE INC | COM | 29250N105 | 332 | 10,000 | SH | Put | SOLE | 16 | 0 | 0 | 0 |
ENVESTNET INC | NOTE 1.750%12/1 | 29404KAA4 | 7,076 | 8,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
EVINE LIVE INC | CL A | 300487105 | 4,127 | 2,318,792 | SH | SOLE | 2,318,792 | 0 | 0 | ||
EXPEDIA INC DEL | COM NEW | 30212P303 | 5,719 | 46,007 | SH | SOLE | 46,007 | 0 | 0 | ||
FABRINET | SHS | G3323L100 | 4,311 | 181,000 | SH | SOLE | 181,000 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 16,850 | 161,000 | SH | SOLE | 161,000 | 0 | 0 | ||
FARO TECHNOLOGIES INC | COM | 311642102 | 10,935 | 370,412 | SH | SOLE | 370,412 | 0 | 0 | ||
FASTENAL CO | COM | 311900104 | 12,985 | 318,100 | SH | SOLE | 318,100 | 0 | 0 | ||
FIDELITY NATIONAL FINANCIAL | NOTE 4.250% 8/1 | 31620RAE5 | 12,403 | 6,500,000 | PRN | SOLE | 0 | 0 | 0 | ||
FIESTA RESTAURANT GROUP INC | COM | 31660B101 | 6,102 | 181,600 | SH | SOLE | 181,600 | 0 | 0 | ||
FINISH LINE INC | CL A | 317923100 | 4,460 | 246,708 | SH | SOLE | 246,708 | 0 | 0 | ||
FINTECH ACQUISITION CORP | UNIT 99/99/9999 | 31809H209 | 10,594 | 1,038,583 | SH | SOLE | 1,038,583 | 0 | 0 | ||
FINTECH ACQUISITION CORP | COM | 31809H100 | 4,376 | 450,905 | SH | SOLE | 450,905 | 0 | 0 | ||
FINTECH ACQUISITION CORP | *W EXP 02/19/202 | 31809H118 | 88 | 277,881 | SH | SOLE | 44 | 277,881 | 0 | 0 | |
GARNERO GROUP ACQUISITION CO | SHS | G5866L108 | 17,594 | 1,793,510 | SH | SOLE | 1,793,510 | 0 | 0 | ||
GARNERO GROUP ACQUISITION CO | UNIT 06/25/2016 | G5866L124 | 4,827 | 480,331 | SH | SOLE | 480,331 | 0 | 0 | ||
GARNERO GROUP ACQUISITION CO | RIGHT 06/25/2016 | G5866L132 | 319 | 1,357,400 | SH | SOLE | 17 | 1,357,400 | 0 | 0 | |
GARNERO GROUP ACQUISITION CO | *W EXP 06/24/201 | G5866L116 | 175 | 1,427,906 | SH | SOLE | 27 | 1,427,906 | 0 | 0 | |
GENERAL ELECTRIC CO | COM | 369604103 | 1,246 | 40,000 | SH | Put | SOLE | 0 | 0 | 0 | |
GENTEX CORP | COM | 371901109 | 15,246 | 952,300 | SH | SOLE | 952,300 | 0 | 0 | ||
GLOBAL PARTNER ACQUISITION C | COM | 37954X105 | 4,474 | 451,895 | SH | SOLE | 451,895 | 0 | 0 | ||
GLOBAL PARTNER ACQUISITION C | UNIT 07/01/2020 | 37954X204 | 1,988 | 198,752 | SH | SOLE | 198,752 | 0 | 0 | ||
GLOBAL PARTNER ACQUISITION C | *W EXP 07/01/202 | 37954X113 | 141 | 449,800 | SH | SOLE | 31 | 449,800 | 0 | 0 | |
GORES HLDGS INC | CL A | 382866101 | 5,804 | 599,900 | SH | SOLE | 599,900 | 0 | 0 | ||
GORES HLDGS INC | UNIT 99/99/9999 | 382866200 | 2,563 | 256,300 | SH | SOLE | 256,300 | 0 | 0 | ||
GORES HLDGS INC | *W EXP 08/13/202 | 382866119 | 184 | 550,100 | SH | SOLE | 25 | 550,100 | 0 | 0 | |
GP INVTS ACQUISITION COR | SHS | G40357124 | 9,075 | 944,300 | SH | SOLE | 944,300 | 0 | 0 | ||
GP INVTS ACQUISITION COR | UNIT 99/99/9999 | G40357116 | 1,400 | 140,750 | SH | SOLE | 140,750 | 0 | 0 | ||
GP INVTS ACQUISITION COR | *W EXP 05/19/202 | G40357108 | 166 | 346,205 | SH | SOLE | 29 | 346,205 | 0 | 0 | |
GRANITE REAL ESTATE INVT TR | UNIT 99/99/9999 | 387437114 | 550 | 20,000 | SH | Call | SOLE | 9 | 0 | 0 | 0 |
GSI GROUP INC CDA NEW | COM NEW | 36191C205 | 27,428 | 2,013,817 | SH | SOLE | 2,013,817 | 0 | 0 | ||
HALLIBURTON CO | COM | 406216101 | 11,403 | 335,000 | SH | Put | SOLE | 0 | 0 | 0 | |
HALLIBURTON CO | COM | 406216101 | 11,403 | 335,000 | SH | SOLE | 335,000 | 0 | 0 | ||
HALLIBURTON CO | COM | 406216101 | 1,532 | 45,000 | SH | Call | SOLE | 0 | 0 | 0 | |
HARMONY MERGER CORP | COM | 413247107 | 12,902 | 1,299,975 | SH | SOLE | 1,299,975 | 0 | 0 | ||
HARMONY MERGER CORP | UNIT 99/99/9999 | 413247206 | 2,012 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
HARMONY MERGER CORP | *W EXP 01/01/202 | 413247123 | 389 | 1,295,300 | SH | SOLE | 13 | 1,295,300 | 0 | 0 | |
HARVARD BIOSCIENCE INC | COM | 416906105 | 5,958 | 1,716,993 | SH | SOLE | 1,716,993 | 0 | 0 | ||
HEALTH NET INC | COM | 42222G108 | 685 | 10,000 | SH | SOLE | 3 | 10,000 | 0 | 0 | |
HEALTHSTREAM INC | COM | 42222N103 | 5,508 | 250,381 | SH | SOLE | 250,381 | 0 | 0 | ||
HEARTLAND PMT SYS INC | COM | 42235N108 | 948 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
HENNESSY CAP ACQUISITION COR | COM | 42588J100 | 4,332 | 449,334 | SH | SOLE | 449,334 | 0 | 0 | ||
HENNESSY CAP ACQUISITION COR | UNIT 99/99/9999 | 42588J209 | 3,178 | 324,266 | SH | SOLE | 324,266 | 0 | 0 | ||
HENNESSY CAP ACQUISITION COR | *W EXP 07/28/202 | 42588J118 | 91 | 465,000 | SH | SOLE | 42 | 465,000 | 0 | 0 | |
HUDSON GLOBAL INC | COM | 443787106 | 4,749 | 1,626,264 | SH | SOLE | 1,626,264 | 0 | 0 | ||
HUMANA INC | COM | 444859102 | 1,785 | 10,000 | SH | Put | SOLE | 0 | 0 | 0 | |
HUMANA INC | COM | 444859102 | 1,785 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
HYDRA INDS ACQUISITION CORP | COM | 448740100 | 5,327 | 548,000 | SH | SOLE | 548,000 | 0 | 0 | ||
HYDRA INDS ACQUISITION CORP | UNIT 10/20/2021 | 448740209 | 4,548 | 450,300 | SH | SOLE | 450,300 | 0 | 0 | ||
HYDRA INDS ACQUISITION CORP | RIGHT 99/99/9999 | 448740126 | 129 | 486,795 | SH | SOLE | 33 | 486,795 | 0 | 0 | |
HYDRA INDS ACQUISITION CORP | *W EXP 10/20/202 | 448740118 | 95 | 405,301 | SH | SOLE | 39 | 405,301 | 0 | 0 | |
INCONTACT INC | COM | 45336E109 | 10,749 | 1,126,718 | SH | SOLE | 1,126,718 | 0 | 0 | ||
INFINERA CORPORATION | COM | 45667G103 | 10,764 | 594,035 | SH | SOLE | 594,035 | 0 | 0 | ||
INTEGRATED DEVICE TECHNOLOGY | NOTE 0.875%11/1 | 458118AB2 | 7,725 | 7,500,000 | PRN | SOLE | 0 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 101,358 | 900,000 | SH | Put | SOLE | 0 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 16,330 | 145,000 | SH | SOLE | 145,000 | 0 | 0 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 3,702 | 115,000 | SH | Put | SOLE | 0 | 0 | 0 | |
ISHARES TR | TRANS AVG ETF | 464287192 | 2,021 | 15,000 | SH | Call | SOLE | 0 | 0 | 0 | |
J2 GLOBAL INC | NOTE 3.250% 6/1 | 48123VAC6 | 9,851 | 7,500,000 | PRN | SOLE | 0 | 0 | 0 | ||
JARDEN CORP | NOTE 1.875% 9/1 | 471109AH1 | 81,997 | 45,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
JARDEN CORP | NOTE 1.125% 3/1 | 471109AM0 | 12,265 | 10,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
JARDEN CORP | NOTE 1.500% 6/1 | 471109AL2 | 2,238 | 1,500,000 | PRN | SOLE | 0 | 0 | 0 | ||
JM GLOBAL HLDG CO | COM | 46590H101 | 978 | 103,000 | SH | SOLE | 103,000 | 0 | 0 | ||
JM GLOBAL HLDG CO | UNIT 99/99/9999 | 46590H200 | 760 | 79,365 | SH | SOLE | 79,365 | 0 | 0 | ||
JM GLOBAL HLDG CO | *W EXP 07/29/201 | 46590H119 | 11 | 65,000 | SH | SOLE | 58 | 65,000 | 0 | 0 | |
JOHNSON & JOHNSON | COM | 478160104 | 16,250 | 158,200 | SH | SOLE | 158,200 | 0 | 0 | ||
KAR AUCTION SVCS INC | COM | 48238T109 | 16,556 | 447,100 | SH | SOLE | 447,100 | 0 | 0 | ||
KEURIG GREEN MTN INC | COM | 49271M100 | 4,499 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
KINDER MORGAN INC DEL | *W EXP 05/25/201 | 49456B119 | 98 | 1,500,000 | SH | SOLE | 37 | 1,500,000 | 0 | 0 | |
KING DIGITAL ENTMT PLC | ORD SHS | G5258J109 | 3,576 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
KNOLL INC | COM NEW | 498904200 | 3,399 | 180,808 | SH | SOLE | 180,808 | 0 | 0 | ||
KRISPY KREME DOUGHNUTS INC | COM | 501014104 | 8,488 | 563,246 | SH | SOLE | 563,246 | 0 | 0 | ||
LAS VEGAS SANDS CORP | COM | 517834107 | 12,560 | 286,500 | SH | SOLE | 286,500 | 0 | 0 | ||
LAS VEGAS SANDS CORP | COM | 517834107 | 8,768 | 200,000 | SH | Call | SOLE | 0 | 0 | 0 | |
M/I HOMES INC | NOTE 3.250% 9/1 | 55292PAA3 | 7,562 | 7,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
MANITEX INTL INC | COM | 563420108 | 3,305 | 555,400 | SH | SOLE | 555,400 | 0 | 0 | ||
MCDONALDS CORP | COM | 580135101 | 12,499 | 105,800 | SH | SOLE | 105,800 | 0 | 0 | ||
MEDIA GEN INC NEW | COM | 58441K100 | 646 | 40,000 | SH | SOLE | 7 | 40,000 | 0 | 0 | |
MERCADOLIBRE INC | NOTE 2.250% 7/0 | 58733RAB8 | 11,199 | 10,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
METLIFE INC | COM | 59156R108 | 12,197 | 253,000 | SH | SOLE | 253,000 | 0 | 0 | ||
MICRON TECHNOLOGY INC | NOTE 2.375% 5/0 | 595112AW3 | 87,038 | 55,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
MILLER HERMAN INC | COM | 600544100 | 3,969 | 138,293 | SH | SOLE | 138,293 | 0 | 0 | ||
MOBILE MINI INC | COM | 60740F105 | 14,086 | 452,503 | SH | SOLE | 452,503 | 0 | 0 | ||
NATIONAL PENN BANCSHARES INC | COM | 637138108 | 3,699 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
NCI BUILDING SYS INC | COM NEW | 628852204 | 2,610 | 210,300 | SH | SOLE | 210,300 | 0 | 0 | ||
NEWELL RUBBERMAID INC | COM | 651229106 | 661 | 15,000 | SH | Call | SOLE | 4 | 0 | 0 | 0 |
NEWPORT CORP | COM | 651824104 | 14,507 | 914,090 | SH | SOLE | 914,090 | 0 | 0 | ||
NEXSTAR BROADCASTING GROUP I | CL A | 65336K103 | 587 | 10,000 | SH | Put | SOLE | 8 | 0 | 0 | 0 |
NORFOLK SOUTHERN CORP | COM | 655844108 | 423 | 5,000 | SH | Put | SOLE | 12 | 0 | 0 | 0 |
NORFOLK SOUTHERN CORP | COM | 655844108 | 254 | 3,000 | SH | SOLE | 20 | 3,000 | 0 | 0 | |
NORTH AMERN ENERGY PARTNERS | COM | 656844107 | 5,773 | 3,337,166 | SH | SOLE | 3,337,166 | 0 | 0 | ||
NORTHERN TIER ENERGY LP | COM UN REPR PART | 665826103 | 259 | 10,000 | SH | SOLE | 19 | 10,000 | 0 | 0 | |
NXP SEMICONDUCTORS N V | DBCV 1.000%12/0 | 62952QAB6 | 21,978 | 20,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
OCLARO INC | COM NEW | 67555N206 | 6,081 | 1,747,531 | SH | SOLE | 1,747,531 | 0 | 0 | ||
PACE HLDGS CORP | UNIT 99/99/9999 | G6865N129 | 1,598 | 156,700 | SH | SOLE | 156,700 | 0 | 0 | ||
PACE HLDGS CORP | CL A | G6865N103 | 494 | 49,900 | SH | SOLE | 10 | 49,900 | 0 | 0 | |
PACE HLDGS CORP | *W EXP 99/99/999 | G6865N111 | 15 | 50,000 | SH | SOLE | 57 | 50,000 | 0 | 0 | |
PACIFIC SPL ACQUISITION CORP | UNIT 99/99/9999 | G68588139 | 5,528 | 550,000 | SH | SOLE | 550,000 | 0 | 0 | ||
PACIFIC SPL ACQUISITION CORP | SHS | G68588105 | 4,925 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
PACIFIC SPL ACQUISITION CORP | RIGHT 03/15/2017 | G68588113 | 91 | 500,000 | SH | SOLE | 41 | 500,000 | 0 | 0 | |
PACIFIC SPL ACQUISITION CORP | *W EXP 10/20/202 | G68588121 | 43 | 450,300 | SH | SOLE | 52 | 450,300 | 0 | 0 | |
PEP BOYS MANNY MOE & JACK | COM | 713278109 | 460 | 25,000 | SH | SOLE | 11 | 25,000 | 0 | 0 | |
PEPCO HOLDINGS INC | COM | 713291102 | 3,327 | 127,902 | SH | SOLE | 127,902 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 968 | 30,000 | SH | Put | SOLE | 0 | 0 | 0 | |
PIEDMONT NAT GAS INC | COM | 720186105 | 1,426 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
PRECISION CASTPARTS CORP | COM | 740189105 | 8,700 | 37,500 | SH | SOLE | 37,500 | 0 | 0 | ||
PRICELINE GRP INC | COM NEW | 741503403 | 10,200 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
QUINPARIO ACQUISITION CORP 2 | COM | 74874U101 | 13,952 | 1,438,390 | SH | SOLE | 1,438,390 | 0 | 0 | ||
QUINPARIO ACQUISITION CORP 2 | UNIT 01/01/2023 | 74874U200 | 2,703 | 275,800 | SH | SOLE | 275,800 | 0 | 0 | ||
QUINPARIO ACQUISITION CORP 2 | *W EXP 01/01/202 | 74874U119 | 117 | 593,800 | SH | SOLE | 34 | 593,800 | 0 | 0 | |
REALD INC | COM | 75604L105 | 1,055 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
RED ROBIN GOURMET BURGERS IN | COM | 75689M101 | 7,518 | 121,767 | SH | SOLE | 121,767 | 0 | 0 | ||
RENTECH NITROGEN PARTNERS L | COM UNIT | 760113100 | 252 | 23,785 | SH | SOLE | 21 | 23,785 | 0 | 0 | |
RITE AID CORP | COM | 767754104 | 1,233 | 157,300 | SH | Call | SOLE | 0 | 0 | 0 | |
ROGERS COMMUNICATIONS INC | CL B | 775109200 | 689 | 20,000 | SH | SOLE | 1 | 20,000 | 0 | 0 | |
ROGERS COMMUNICATIONS INC | CL B | 775109200 | 689 | 20,000 | SH | Put | SOLE | 2 | 0 | 0 | 0 |
RYLAND GROUP INC | NOTE 1.625% 5/1 | 783764AQ6 | 13,186 | 10,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
SANDISK CORP | NOTE 1.500% 8/1 | 80004CAD3 | 11,774 | 7,500,000 | PRN | SOLE | 0 | 0 | 0 | ||
SCOTTS MIRACLE GRO CO | CL A | 810186106 | 12,184 | 188,876 | SH | SOLE | 188,876 | 0 | 0 | ||
SOLERA HOLDINGS INC | COM | 83421A104 | 3,016 | 55,000 | SH | Call | SOLE | 0 | 0 | 0 | |
SOUTHWESTERN ENERGY CO | COM | 845467109 | 2,844 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
SOUTHWESTERN ENERGY CO | COM | 845467109 | 1,422 | 200,000 | SH | Put | SOLE | 0 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 136,593 | 670,000 | SH | Put | SOLE | 0 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 16,310 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
SPROTT PHYSICAL GOLD TRUST | UNIT | 85207H104 | 15,350 | 1,758,267 | SH | SOLE | 1,758,267 | 0 | 0 | ||
SPROTT PHYSICAL PLAT PALLAD | UNIT | 85207Q104 | 3,572 | 579,897 | SH | SOLE | 579,897 | 0 | 0 | ||
SPROTT PHYSICAL SILVER TR | TR UNIT | 85207K107 | 5,153 | 977,764 | SH | SOLE | 977,764 | 0 | 0 | ||
STANCORP FINL GROUP INC | COM | 852891100 | 1,139 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
STERICYCLE INC | DEP PFD A 1/10 | 858912207 | 36,506 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
SWIFT TRANSN CO | CL A | 87074U101 | 12,727 | 920,900 | SH | SOLE | 920,900 | 0 | 0 | ||
SYMETRA FINL CORP | COM | 87151Q106 | 1,112 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
TAKE-TWO INTERACTIVE SOFTWAR | NOTE 1.000% 7/0 | 874054AD1 | 12,501 | 7,500,000 | PRN | SOLE | 0 | 0 | 0 | ||
TECO ENERGY INC | COM | 872375100 | 1,732 | 65,000 | SH | SOLE | 65,000 | 0 | 0 | ||
TELEFLEX INC | NOTE 3.875% 8/0 | 879369AA4 | 42,875 | 20,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
TERRAPIN 3 ACQUISITION CORP | COM CL A | 88104P104 | 7,698 | 780,683 | SH | SOLE | 780,683 | 0 | 0 | ||
TERRAPIN 3 ACQUISITION CORP | UNIT 06/27/2019 | 88104P203 | 1,433 | 141,878 | SH | SOLE | 141,878 | 0 | 0 | ||
TERRAPIN 3 ACQUISITION CORP | *W EXP 06/27/201 | 88104P112 | 113 | 380,600 | SH | SOLE | 35 | 380,600 | 0 | 0 | |
TESARO INC | NOTE 3.000%10/0 | 881569AA5 | 25,224 | 15,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
TEVA PHARMACEUTICAL INDS LTD | ADR | 881624209 | 656 | 10,000 | SH | Put | SOLE | 5 | 0 | 0 | 0 |
TIME WARNER CABLE INC | COM | 88732J207 | 650 | 3,500 | SH | Put | SOLE | 6 | 0 | 0 | 0 |
TIPTREE FINL INC | CL A | 88822Q103 | 9,538 | 1,553,351 | SH | SOLE | 1,553,351 | 0 | 0 | ||
TRANSALTA CORP | COM | 89346D107 | 248 | 70,000 | SH | Call | SOLE | 22 | 0 | 0 | 0 |
TRANSGLOBE ENERGY CORP | COM | 893662106 | 1,917 | 1,065,000 | SH | SOLE | 1,065,000 | 0 | 0 | ||
TRANSUNION | COM | 89400J107 | 11,263 | 408,509 | SH | SOLE | 408,509 | 0 | 0 | ||
UNITED RENTALS INC | COM | 911363109 | 6,536 | 90,100 | SH | SOLE | 90,100 | 0 | 0 | ||
UNITED STATES OIL FUND LP | UNITS | 91232N108 | 11,000 | 1,000,000 | SH | Call | SOLE | 0 | 0 | 0 | |
UTI WORLDWIDE INC | NOTE 4.500% 3/0 | 90349LAB0 | 7,422 | 7,500,000 | PRN | SOLE | 0 | 0 | 0 | ||
VCA INC | COM | 918194101 | 15,130 | 275,100 | SH | SOLE | 275,100 | 0 | 0 | ||
WESTERN DIGITAL CORP | COM | 958102105 | 2,402 | 40,000 | SH | Call | SOLE | 0 | 0 | 0 | |
WL ROSS HLDG CORP | UNIT 06/11/2019 | 92939D203 | 1,364 | 133,079 | SH | SOLE | 133,079 | 0 | 0 | ||
WL ROSS HLDG CORP | COM SHS | 92939D104 | 1,128 | 113,231 | SH | SOLE | 113,231 | 0 | 0 | ||
WL ROSS HLDG CORP | *W EXP 06/11/201 | 92939D112 | 88 | 266,665 | SH | SOLE | 43 | 266,665 | 0 | 0 | |
YOUKU TUDOU INC | SPONSORED ADR | 98742U100 | 3,527 | 130,000 | SH | SOLE | 130,000 | 0 | 0 |