0001062993-15-006123.txt : 20151113
0001062993-15-006123.hdr.sgml : 20151113
20151113172259
ACCESSION NUMBER: 0001062993-15-006123
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150930
FILED AS OF DATE: 20151113
DATE AS OF CHANGE: 20151113
EFFECTIVENESS DATE: 20151113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Polar Asset Management Partners Inc.
CENTRAL INDEX KEY: 0001326389
IRS NUMBER: 000000000
STATE OF INCORPORATION: A6
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12489
FILM NUMBER: 151230236
BUSINESS ADDRESS:
STREET 1: 401 BAY STREET
STREET 2: SUITE 1900, P.O. BOX 19
CITY: TORONTO
STATE: A6
ZIP: M5H 2Y4
BUSINESS PHONE: 416-367-4364
MAIL ADDRESS:
STREET 1: 401 BAY STREET
STREET 2: SUITE 1900, P.O. BOX 19
CITY: TORONTO
STATE: A6
ZIP: M5H 2Y4
FORMER COMPANY:
FORMER CONFORMED NAME: Polar Securities Inc.
DATE OF NAME CHANGE: 20050506
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001326389
XXXXXXXX
09-30-2015
09-30-2015
Polar Asset Management Partners Inc.
401 BAY STREET
SUITE 1900, P.O. BOX 19
TORONTO
A6
M5H 2Y4
13F HOLDINGS REPORT
028-12489
N
Robyn Schultz
Chief Compliance Officer
416-369-4453
Robyn Schultz
Toronto
A6
11-13-2015
0
226
1659448
false
INFORMATION TABLE
2
form13fInfoTable.xml
FORM 13F INFORMATION TABLE
1347 CAP CORP
COM
68245V103
3314
338146
SH
SOLE
338146
0
0
1347 CAP CORP
RIGHT 07/21/2016
68245V111
74
200000
SH
SOLE
200000
0
0
1347 CAP CORP
*W EXP 07/15/202
68245V129
14
48786
SH
SOLE
48786
0
0
1347 CAP CORP
UNIT 07/18/2016
68245V202
2135
207370
SH
SOLE
207370
0
0
ACORDA THERAPEUTICS INC
NOTE 1.750% 6/1
00484MAA4
9143
10000000
PRN
SOLE
0
0
0
ACTUA CORP
COM
005094107
11669
992300
SH
SOLE
992300
0
0
AETNA INC NEW
COM
00817Y108
383
3500
SH
Call
SOLE
0
0
0
AGILENT TECHNOLOGIES INC
COM
00846U101
12894
375600
SH
SOLE
375600
0
0
AGL RES INC
COM
001204106
4578
75000
SH
SOLE
75000
0
0
ALLERGAN PLC
SHS
G0177J108
40772
150000
SH
Put
SOLE
0
0
0
ALLERGAN PLC
PFD CONV SER A
G0177J116
47284
50000
SH
SOLE
50000
0
0
ALLSCRIPTS HEALTHCARE SOLUTN
NOTE 1.250% 7/0
01988PAD0
9924
10000000
PRN
SOLE
0
0
0
ALTERA CORP
COM
021441100
3881
77500
SH
SOLE
77500
0
0
AMAG PHARMACEUTICALS INC
NOTE 2.500% 2/1
00163UAA4
28190
17500000
PRN
SOLE
0
0
0
ANADARKO PETE CORP
UNIT 99/99/9999
032511404
3724
100000
SH
SOLE
100000
0
0
APPLE INC
COM
037833100
11030
100000
SH
Call
SOLE
0
0
0
AR CAP ACQUISITION CORP
COM
00191R109
12413
1264653
SH
SOLE
1264653
0
0
AR CAP ACQUISITION CORP
UNIT 10/06/2019
00191R208
1775
178527
SH
SOLE
178527
0
0
AROWANA INC
SHS
G05011104
8564
869034
SH
SOLE
869034
0
0
AROWANA INC
*W EXP 04/29/202
G05011112
90
800000
SH
SOLE
800000
0
0
AROWANA INC
RIGHT 01/01/2017
G05011120
120
600000
SH
SOLE
600000
0
0
AROWANA INC
UNIT 99/99/9999
G05011138
1455
143332
SH
SOLE
143332
0
0
ATLANTIC ALLIANCE PARTNER CO
SHS
G04897107
8734
856263
SH
SOLE
856263
0
0
ATLANTIC PWR CORP
COM NEW
04878Q863
1242
667800
SH
SOLE
667800
0
0
ATMEL CORP
COM
049513104
7989
990000
SH
SOLE
990000
0
0
BAKER HUGHES INC
COM
057224107
781
15000
SH
SOLE
15000
0
0
BARINGTON HILCO ACQUISITION
COM
06759V101
4915
500000
SH
SOLE
500000
0
0
BARINGTON HILCO ACQUISITION
RIGHT 02/13/2017
06759V119
113
500000
SH
SOLE
500000
0
0
BARINGTON HILCO ACQUISITION
*W EXP 02/11/201
06759V127
88
500000
SH
SOLE
500000
0
0
BARINGTON HILCO ACQUISITION
UNIT 99/99/9999T
06759V200
1018
100000
SH
SOLE
100000
0
0
BIO RAD LABS INC
CL A
090572207
19744
147000
SH
SOLE
147000
0
0
BIOMARIN PHARMACEUTICAL INC
NOTE 0.750%10/1
09061GAE1
3264
2500000
PRN
SOLE
0
0
0
BLOOMIN BRANDS INC
COM
094235108
3191
175500
SH
SOLE
175500
0
0
BOULEVARD ACQUISITION
UNIT 99/99/9999
10157Q201
4985
500000
SH
SOLE
500000
0
0
BROADCOM CORP
CL A
111320107
1543
30000
SH
Call
SOLE
0
0
0
BUFFALO WILD WINGS INC
COM
119848109
3985
20600
SH
SOLE
20600
0
0
C B PHARMA ACQUISITION CORP
UNIT 12/17/2021
G2029P100
2092
200000
SH
SOLE
200000
0
0
C B PHARMA ACQUISITION CORP
*W EXP 12/17/202
G2029P118
80
350000
SH
SOLE
350000
0
0
C B PHARMA ACQUISITION CORP
SHS
G2029P126
5475
550000
SH
SOLE
550000
0
0
C B PHARMA ACQUISITION CORP
RIGHT 06/17/2016
G2029P134
121
350000
SH
SOLE
350000
0
0
CABLEVISION SYS CORP
CL A NY CABLVS
12686C109
3247
100000
SH
SOLE
100000
0
0
CALLIDUS SOFTWARE INC
COM
13123E500
2136
125722
SH
SOLE
125722
0
0
CAMBRIDGE CAP ACQUISITION CO
COM
13215Q106
9360
938813
SH
SOLE
938813
0
0
CAMBRIDGE CAP ACQUISITION CO
*W EXP 12/17/201
13215Q114
44
175422
SH
SOLE
175422
0
0
CAMERON INTERNATIONAL CORP
COM
13342B105
4599
75000
SH
SOLE
75000
0
0
CARDTRONICS INC
COM
14161H108
13276
406000
SH
SOLE
406000
0
0
CBIZ INC
COM
124805102
8757
891734
SH
SOLE
891734
0
0
CENTRAL FD CDA LTD
CL A
153501101
23389
2208584
SH
SOLE
2208584
0
0
CENTRAL GOLDTRUST
TR UNIT
153546106
44264
1115521
SH
SOLE
1115521
0
0
CONCORDIA HEALTHCARE CORP
COM
206519100
213
5000
SH
Put
SOLE
0
0
0
CONCORDIA HEALTHCARE CORP
COM
206519100
213
5000
SH
SOLE
5000
0
0
COOPER COS INC
COM NEW
216648402
12549
84300
SH
SOLE
84300
0
0
CORELOGIC INC
COM
21871D103
8738
234700
SH
SOLE
234700
0
0
DEALERTRACK TECHNOLOGIES INC
NOTE 1.500% 3/1
242309AB8
15141
8910000
PRN
SOLE
0
0
0
DECKERS OUTDOOR CORP
COM
243537107
10201
175700
SH
SOLE
175700
0
0
DECKERS OUTDOOR CORP
COM
243537107
5806
100000
SH
Put
SOLE
0
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
6730
150000
SH
Put
SOLE
0
0
0
DENTSPLY INTL INC NEW
COM
249030107
17827
352523
SH
SOLE
352523
0
0
DISH NETWORK CORP
CL A
25470M109
3559
61000
SH
Put
SOLE
0
0
0
DISH NETWORK CORP
CL A
25470M109
3559
61000
SH
SOLE
61000
0
0
DOLLAR GEN CORP NEW
COM
256677105
13525
186700
SH
SOLE
186700
0
0
DOUBLE EAGLE ACQUISITION COR
UNIT 99/99/9999
G28195108
5545
546800
SH
SOLE
546800
0
0
DT ASIA INVTS LTD
SHS
G2615J104
5010
500000
SH
SOLE
500000
0
0
DT ASIA INVTS LTD
RIGHT 03/30/2016
G2615J112
63
300000
SH
SOLE
300000
0
0
DT ASIA INVTS LTD
UNIT 03/29/2021T
G2615J120
6779
642581
SH
SOLE
642581
0
0
DT ASIA INVTS LTD
*W EXP 03/29/202
G2615J138
28
300000
SH
SOLE
300000
0
0
E COMPASS ACQUISITION CORP
UNIT 99/99/9999
G2920Y200
7901
783820
SH
SOLE
783820
0
0
EASTERLY ACQUISITION CORP
UNIT 99/99/9999
27616L201
9019
893000
SH
SOLE
893000
0
0
EASTMAN CHEM CO
COM
277432100
16180
250000
SH
SOLE
250000
0
0
EATON CORP PLC
SHS
G29183103
8526
166200
SH
SOLE
166200
0
0
ECHO GLOBAL LOGISTICS INC
NOTE 2.500% 5/0
27875TAA9
4503
5000000
PRN
SOLE
0
0
0
ELECTRUM SPL ACQUISITION COR
SHS
G3105C104
5222
542312
SH
SOLE
542312
0
0
ELECTRUM SPL ACQUISITION COR
*W EXP 99/99/999
G3105C112
102
442212
SH
SOLE
442212
0
0
EMCORE CORP
COM NEW
290846203
4110
604388
SH
SOLE
604388
0
0
EMERGENT BIOSOLUTIONS INC
NOTE 2.875% 1/1
29089QAB1
11360
10000000
PRN
SOLE
0
0
0
ENDO INTL PLC
SHS
G30401106
3152
45500
SH
SOLE
45500
0
0
ENDO INTL PLC
SHS
G30401106
866
12500
SH
Put
SOLE
0
0
0
ENVESTNET INC
NOTE 1.750%12/1
29404KAA4
7066
8000000
PRN
SOLE
0
0
0
ENVIVIO INC
COM
29413T106
818
200000
SH
SOLE
200000
0
0
EVINE LIVE INC
CL A
300487105
6650
2538208
SH
SOLE
2538208
0
0
EZCHIP SEMICONDUCTOR LIMITED
ORD
M4146Y108
1258
50000
SH
SOLE
50000
0
0
FACEBOOK INC
CL A
30303M102
6257
69600
SH
SOLE
69600
0
0
FIDELITY NATIONAL FINANCIAL
NOTE 4.250% 8/1
31620RAE5
12500
6500000
PRN
SOLE
0
0
0
FINISH LINE INC
CL A
317923100
6929
359000
SH
SOLE
359000
0
0
FINTECH ACQUISITION CORP
COM
31809H100
4393
448749
SH
SOLE
448749
0
0
FINTECH ACQUISITION CORP
*W EXP 02/19/202
31809H118
96
277881
SH
SOLE
277881
0
0
FINTECH ACQUISITION CORP
UNIT 99/99/9999
31809H209
6360
632789
SH
SOLE
632789
0
0
FTI CONSULTING INC
COM
302941109
6785
163461
SH
SOLE
163461
0
0
GARNERO GROUP ACQUISITION CO
SHS
G5866L108
17702
1793510
SH
SOLE
1793510
0
0
GARNERO GROUP ACQUISITION CO
*W EXP 06/24/201
G5866L116
160
1330406
SH
SOLE
1330406
0
0
GARNERO GROUP ACQUISITION CO
UNIT 06/25/2016
G5866L124
4871
480331
SH
SOLE
480331
0
0
GARNERO GROUP ACQUISITION CO
RIGHT 06/25/2016
G5866L132
276
1254900
SH
SOLE
1254900
0
0
GENTEX CORP
COM
371901109
12699
819300
SH
SOLE
819300
0
0
GLOBAL DEFENSE & NATL SEC SY
COM
37953N108
11874
1128686
SH
SOLE
1128686
0
0
GLOBAL PARTNER ACQUISITION C
COM
37954X105
3940
400000
SH
SOLE
400000
0
0
GLOBAL PARTNER ACQUISITION C
*W EXP 07/01/202
37954X113
104
400000
SH
SOLE
400000
0
0
GLOBAL PARTNER ACQUISITION C
UNIT 07/01/2020
37954X204
2008
200000
SH
SOLE
200000
0
0
GOOGLE INC
CL C
38259P706
16671
27400
SH
SOLE
27400
0
0
GORES HLDGS INC
UNIT 99/99/9999
382866200
8573
849700
SH
SOLE
849700
0
0
GP INVTS ACQUISITION COR
*W EXP 99/99/999
G40357108
225
346736
SH
SOLE
346736
0
0
GP INVTS ACQUISITION COR
UNIT 99/99/9999
G40357116
1069
108000
SH
SOLE
108000
0
0
GP INVTS ACQUISITION COR
SHS
G40357124
6755
700000
SH
SOLE
700000
0
0
GRANITE REAL ESTATE INVT TR
UNIT 99/99/9999
387437114
1126
40000
SH
Call
SOLE
0
0
0
GSI GROUP INC CDA NEW
COM NEW
36191C205
25057
1968325
SH
SOLE
1968325
0
0
HALLIBURTON CO
COM
406216101
11842
335000
SH
Put
SOLE
0
0
0
HALLIBURTON CO
COM
406216101
11842
335000
SH
SOLE
335000
0
0
HARMONY MERGER CORP
COM
413247107
12870
1299975
SH
SOLE
1299975
0
0
HARMONY MERGER CORP
*W EXP 01/01/202
413247123
389
1295300
SH
SOLE
1295300
0
0
HARMONY MERGER CORP
UNIT 99/99/9999
413247206
2040
200000
SH
SOLE
200000
0
0
HARVARD BIOSCIENCE INC
COM
416906105
5725
1514557
SH
SOLE
1514557
0
0
HCC INS HLDGS INC
COM
404132102
1549
20000
SH
SOLE
20000
0
0
HENNESSY CAP ACQUISITION COR
UNIT 99/99/9999
42588J209
7888
800000
SH
SOLE
800000
0
0
HOLLYFRONTIER CORP
COM
436106108
14652
300000
SH
SOLE
300000
0
0
HUDBAY MINERALS INC
COM
443628102
92
25000
SH
Call
SOLE
0
0
0
HUDSON GLOBAL INC
COM
443787106
4049
1626264
SH
SOLE
1626264
0
0
HYDRA INDS ACQUISITION CORP
COM
448740100
5141
530000
SH
SOLE
530000
0
0
HYDRA INDS ACQUISITION CORP
*W EXP 10/20/202
448740118
137
480301
SH
SOLE
480301
0
0
HYDRA INDS ACQUISITION CORP
RIGHT 99/99/9999
448740126
190
486795
SH
SOLE
486795
0
0
HYDRA INDS ACQUISITION CORP
UNIT 10/20/2021
448740209
4616
450300
SH
SOLE
450300
0
0
INCONTACT INC
COM
45336E109
7462
993549
SH
SOLE
993549
0
0
INFINERA CORPORATION
COM
45667G103
8567
438000
SH
SOLE
438000
0
0
INPHI CORP
COM
45772F107
7177
298562
SH
SOLE
298562
0
0
INTEGRATED DEVICE TECHNOLOGY
COM
458118106
9521
469036
SH
SOLE
469036
0
0
J2 GLOBAL INC
NOTE 3.250% 6/1
48123VAC6
8959
7500000
PRN
SOLE
0
0
0
JM GLOBAL HLDG CO
COM
46590H101
970
100000
SH
SOLE
100000
0
0
JM GLOBAL HLDG CO
*W EXP 07/29/201
46590H119
29
100000
SH
SOLE
100000
0
0
JM GLOBAL HLDG CO
UNIT 99/99/9999
46590H200
454
46065
SH
SOLE
46065
0
0
KAR AUCTION SVCS INC
COM
48238T109
17636
496800
SH
SOLE
496800
0
0
KNOLL INC
COM NEW
498904200
4524
205808
SH
SOLE
205808
0
0
KRISPY KREME DOUGHNUTS INC
COM
501014104
8046
549941
SH
SOLE
549941
0
0
LANNET INC
COM
516012101
1408
33900
SH
SOLE
33900
0
0
LAS VEGAS SANDS CORP
COM
517834107
7594
200000
SH
Call
SOLE
0
0
0
LAS VEGAS SANDS CORP
COM
517834107
3607
95000
SH
SOLE
95000
0
0
LIBERTY TRIPADVISOR HLDGS IN
COM SER A
531465102
3991
180000
SH
SOLE
180000
0
0
M/I HOMES INC
NOTE 3.250% 9/1
55292PAA3
2854
2500000
PRN
SOLE
0
0
0
MANITEX INTL INC
COM
563420108
3121
555400
SH
SOLE
555400
0
0
MARATHON PETE CORP
COM
56585A102
4633
100000
SH
SOLE
100000
0
0
MARKWEST ENERGY PARTNERS L P
UNIT LTD PARTN
570759100
215
5000
SH
Call
SOLE
0
0
0
MCDONALDS CORP
COM
580135101
16100
163400
SH
SOLE
163400
0
0
MERCADOLIBRE INC
NOTE 2.250% 7/0
58733RAB8
9817
10000000
PRN
SOLE
0
0
0
MERUS LABS INTL INC NEW
COM
59047R101
2241
1737300
SH
SOLE
1737300
0
0
METLIFE INC
COM
59156R108
8718
184900
SH
SOLE
184900
0
0
MICRON TECHNOLOGY INC
NOTE 2.375% 5/0
595112AW3
82750
50000000
PRN
SOLE
0
0
0
MILLER HERMAN INC
COM
600544100
12220
423700
SH
SOLE
423700
0
0
MOBILE MINI INC
COM
60740F105
11582
376174
SH
SOLE
376174
0
0
NCI BUILDING SYS INC
COM NEW
628852204
3898
368800
SH
SOLE
368800
0
0
NCR CORP NEW
COM
62886E108
2923
128500
SH
Call
SOLE
0
0
0
NETFLIX INC
COM
64110L106
5163
50000
SH
Put
SOLE
0
0
0
NEWPORT CORP
COM
651824104
18284
1329745
SH
SOLE
1329745
0
0
NEXTERA ENERGY INC
UNIT 08/31/2018
65339F846
10254
200000
SH
SOLE
200000
0
0
NORTH AMERN ENERGY PARTNERS
COM
656844107
7144
3277250
SH
SOLE
3277250
0
0
NOVABAY PHARMACEUTICALS INC
COM
66987P102
50
171805
SH
SOLE
171805
0
0
NTELOS HLDGS CORP
COM NEW
67020Q305
181
20000
SH
SOLE
20000
0
0
OM GROUP INC
COM
670872100
329
10000
SH
SOLE
10000
0
0
PACE HLDGS CORP
UNIT 99/99/9999
G6865N129
510
50000
SH
SOLE
50000
0
0
PARTNERRE LTD
COM
G6852T105
3819
27500
SH
SOLE
27500
0
0
PEPCO HOLDINGS INC
COM
713291102
484
20000
SH
SOLE
20000
0
0
PFIZER INC
COM
717081103
1413
45000
SH
Put
SOLE
0
0
0
PFIZER INC
COM
717081103
785
25000
SH
SOLE
25000
0
0
PMC-SIERRA INC
COM
69344F106
4194
619447
SH
SOLE
619447
0
0
PRECISION CASTPARTS CORP
COM
740189105
5168
22500
SH
SOLE
22500
0
0
PREMIERE GLOBAL SVCS INC
COM
740585104
687
50000
SH
SOLE
50000
0
0
PRETIUM RES INC
COM
74139C102
2092
345715
SH
SOLE
345715
0
0
QUINPARIO ACQUISITION CORP 2
COM
74874U101
10262
1039700
SH
SOLE
1039700
0
0
QUINPARIO ACQUISITION CORP 2
*W EXP 01/01/202
74874U119
138
593800
SH
SOLE
593800
0
0
QUINPARIO ACQUISITION CORP 2
UNIT 01/01/2023
74874U200
2527
245800
SH
SOLE
245800
0
0
RED ROBIN GOURMET BURGERS IN
COM
75689M101
6511
85961
SH
SOLE
85961
0
0
RELIANCE STEEL & ALUMINUM CO
COM
759509102
9468
175300
SH
SOLE
175300
0
0
ROI ACQUISITION CORP II
COM
74966G101
7729
772918
SH
SOLE
772918
0
0
ROI ACQUISITION CORP II
*W EXP 09/17/201
74966G119
134
366301
SH
SOLE
366301
0
0
RYLAND GROUP INC
NOTE 1.625% 5/1
783764AQ6
20674
15000000
PRN
SOLE
0
0
0
SCIENTIFIC GAMES CORP
CL A
80874P109
857
82000
SH
SOLE
82000
0
0
SHIRE PLC
SPONSORED ADR
82481R106
410
2000
SH
Put
SOLE
0
0
0
SHIRE PLC
SPONSORED ADR
82481R106
410
2000
SH
SOLE
2000
0
0
SIGMA ALDRICH CORP
COM
826552101
1389
10000
SH
SOLE
10000
0
0
SINO MERCURY ACQUISITION COR
COM
82936K102
3927
394700
SH
SOLE
394700
0
0
SINO MERCURY ACQUISITION COR
RIGHT 08/26/2016
82936K110
168
329998
SH
SOLE
329998
0
0
SIRONA DENTAL SYSTEMS INC
COM
82966C103
933
10000
SH
Call
SOLE
0
0
0
SMITH & WESSON HLDG CORP
COM
831756101
8087
479346
SH
SOLE
479346
0
0
SOLERA HOLDINGS INC
COM
83421A104
1350
25000
SH
SOLE
25000
0
0
SOUTHWESTERN ENERGY CO
COM
845467109
2538
200000
SH
Put
SOLE
0
0
0
SOUTHWESTERN ENERGY CO
DEP SHS 1/20 B
845467208
6241
200000
SH
SOLE
200000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
153304
800000
SH
Put
SOLE
0
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
19163
100000
SH
SOLE
100000
0
0
SPDR SERIES TRUST
S&P RETAIL ETF
78464A714
11669
262699
SH
SOLE
262699
0
0
SPECTRANETICS CORP
MTNF 2.625% 6/0
84760CAA5
7596
10000000
PRN
SOLE
0
0
0
SPROTT PHYSICAL GOLD TRUST
UNIT
85207H104
16141
1758267
SH
SOLE
1758267
0
0
SPROTT PHYSICAL PLAT PALLAD
UNIT
85207Q104
7575
1112296
SH
SOLE
1112296
0
0
SPROTT PHYSICAL SILVER TR
TR UNIT
85207K107
1859
327799
SH
SOLE
327799
0
0
SQUARE 1 FINL INC
CL A
85223W101
642
25000
SH
SOLE
25000
0
0
STEINER LEISURE LTD
ORD
P8744Y102
885
14000
SH
SOLE
14000
0
0
STERICYCLE INC
DEP PFD A 1/10
858912207
30491
300000
SH
SOLE
300000
0
0
STERIS CORP
COM
859152100
5828
89700
SH
SOLE
89700
0
0
STRATEGIC HOTELS & RESORTS I
COM
86272T106
3241
235000
SH
SOLE
235000
0
0
SUNOPTA INC
COM
8676EP108
10935
2250000
SH
SOLE
2250000
0
0
SWIFT TRANSN CO
CL A
87074U101
8362
556700
SH
SOLE
556700
0
0
SWIFT TRANSN CO
CL A
87074U101
3004
200000
SH
Call
SOLE
0
0
0
SYMETRA FINL CORP
COM
87151Q106
3164
100000
SH
SOLE
100000
0
0
TAKE-TWO INTERACTIVE SOFTWAR
NOTE 1.000% 7/0
874054AD1
10691
7500000
PRN
SOLE
0
0
0
TECO ENERGY INC
COM
872375100
4858
185000
SH
SOLE
185000
0
0
TELEFLEX INC
NOTE 3.875% 8/0
879369AA4
40513
20000000
PRN
SOLE
0
0
0
TERRAPIN 3 ACQUISITION CORP
COM CL A
88104P104
6043
611683
SH
SOLE
611683
0
0
TERRAPIN 3 ACQUISITION CORP
*W EXP 06/27/201
88104P112
186
381700
SH
SOLE
381700
0
0
TERRAPIN 3 ACQUISITION CORP
UNIT 06/27/2019
88104P203
319
31278
SH
SOLE
31278
0
0
TESARO INC
NOTE 3.000%10/0
881569AA5
20873
15000000
PRN
SOLE
0
0
0
TESLA MTRS INC
COM
88160R101
4968
20000
SH
Call
SOLE
0
0
0
TESLA MTRS INC
COM
88160R101
2484
10000
SH
Put
SOLE
0
0
0
TIME WARNER CABLE INC
COM
88732J207
897
5000
SH
SOLE
5000
0
0
TIME WARNER CABLE INC
COM
88732J207
628
3500
SH
Put
SOLE
0
0
0
TIPTREE FINL INC
CL A
88822Q103
5547
866720
SH
SOLE
866720
0
0
TOWERS WATSON & CO
CL A
891894107
293
2500
SH
Call
SOLE
0
0
0
TRANSALTA CORP
COM
89346D107
291
62600
SH
Call
SOLE
0
0
0
TRANSALTA CORP
COM
89346D107
219
47200
SH
SOLE
47200
0
0
TRANSGLOBE ENERGY CORP
COM
893662106
5824
2206100
SH
SOLE
2206100
0
0
TRANSUNION
COM
89400J107
7386
294009
SH
SOLE
294009
0
0
TUESDAY MORNING CORP
COM NEW
899035505
2608
482100
SH
SOLE
482100
0
0
UNITED STATES OIL FUND LP
UNITS
91232N108
10276
700000
SH
Call
SOLE
0
0
0
VALEANT PHARMACEUTICALS INTL
COM
91911K102
714
4000
SH
Put
SOLE
0
0
0
VALEANT PHARMACEUTICALS INTL
COM
91911K102
714
4000
SH
SOLE
4000
0
0
VERACYTE INC
COM
92337F107
896
191072
SH
SOLE
191072
0
0
WAYFAIR INC
CL A
94419L101
2559
73000
SH
SOLE
73000
0
0
WEST CORP
COM
952355204
11200
500000
SH
SOLE
500000
0
0
WL ROSS HLDG CORP
COM SHS
92939D104
3342
321931
SH
SOLE
321931
0
0
WL ROSS HLDG CORP
*W EXP 06/11/201
92939D112
226
291665
SH
SOLE
291665
0
0
WL ROSS HLDG CORP
UNIT 06/11/2019
92939D203
877
78083
SH
SOLE
78083
0
0
YODLEE INC
COM
98600P201
1305
80899
SH
SOLE
80899
0
0