Chief Compliance Officer

0001062993-15-004602.txt : 20150814 0001062993-15-004602.hdr.sgml : 20150814 20150814163233 ACCESSION NUMBER: 0001062993-15-004602 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150630 FILED AS OF DATE: 20150814 DATE AS OF CHANGE: 20150814 EFFECTIVENESS DATE: 20150814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Polar Securities Inc. CENTRAL INDEX KEY: 0001326389 IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12489 FILM NUMBER: 151056399 BUSINESS ADDRESS: STREET 1: 401 BAY STREET STREET 2: SUITE 1900, P.O. BOX 19 CITY: TORONTO STATE: A6 ZIP: M5H 2Y4 BUSINESS PHONE: 416-367-4364 MAIL ADDRESS: STREET 1: 401 BAY STREET STREET 2: SUITE 1900, P.O. BOX 19 CITY: TORONTO STATE: A6 ZIP: M5H 2Y4 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001326389 XXXXXXXX 06-30-2015 06-30-2015 Polar Securities Inc.

401 BAY STREET SUITE 1900, P.O. BOX 19 TORONTO A6 M5H 2Y4

13F HOLDINGS REPORT 028-12489 N Robyn Schultz Chief Compliance Officer 416-369-4453 Robyn Schultz Toronto A6 08-14-2015 0 229 2301911 false INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE 1347 CAP CORP COM 68245V103 3297 338146 SH SOLE 338146 0 0 1347 CAP CORP UNIT 07/18/2016 68245V202 2130 207370 SH SOLE 207370 0 0 1347 CAP CORP RIGHT 07/21/2016 68245V111 76 200000 SH SOLE 200000 0 0 1347 CAP CORP *W EXP 07/15/202 68245V129 45 190000 SH SOLE 190000 0 0 ACORDA THERAPEUTICS INC NOTE 1.750% 6/1 00484MAA4 10119 10000000 PRN SOLE 0 0 0 ACTUA CORP COM 005094107 14060 986000 SH SOLE 986000 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 14468 375000 SH SOLE 375000 0 0 ALAMOS GOLD INC COM 011527108 3113 550000 SH SOLE 550000 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 1190 6581 SH SOLE 6581 0 0 ALLERGAN PLC PFD CONV SER A G0177J116 52239 50000 SH SOLE 50000 0 0 ALLERGAN PLC SHS G0177J108 45519 150000 SH Put SOLE 0 0 0 ALLSCRIPTS HEALTHCARE SOLUTN NOTE 1.250% 7/0 01988PAD0 15430 15000000 PRN SOLE 0 0 0 ALTERA CORP COM 021441100 3840 75000 SH SOLE 75000 0 0 AMAG PHARMACEUTICALS INC NOTE 2.500% 2/1 00163UAA4 38793 15000000 PRN SOLE 0 0 0 ANADARKO PETE CORP UNIT 99/99/9999 032511404 10115 200000 SH SOLE 200000 0 0 APACHE CORP COM 037411105 14408 250000 SH SOLE 250000 0 0 APPLIED MATLS INC COM 038222105 757 39400 SH Call SOLE 0 0 0 AR CAP ACQUISITION CORP COM 00191R109 10799 1092437 SH SOLE 1092437 0 0 AR CAP ACQUISITION CORP UNIT 10/06/2019 00191R208 1800 178527 SH SOLE 178527 0 0 AROWANA INC SHS G05011104 8519 866585 SH SOLE 866585 0 0 AROWANA INC UNIT 99/99/9999 G05011138 1414 139606 SH SOLE 139606 0 0 AROWANA INC *W EXP 04/29/202 G05011112 104 800000 SH SOLE 800000 0 0 AROWANA INC RIGHT 01/01/2017 G05011120 168 600000 SH SOLE 600000 0 0 ARRAY BIOPHARMA INC NOTE 3.000% 6/0 04269XAA3 6263 5000000 PRN SOLE 0 0 0 ASSOCIATED ESTATES RLTY CORP COM 045604105 3579 125000 SH SOLE 125000 0 0 ATLANTIC ALLIANCE PARTNER CO SHS G04897107 7133 695863 SH SOLE 695863 0 0 ATLAS AIR WORLDWIDE HLDGS IN NOTE 2.250% 6/0 049164BH8 4929 5000000 PRN SOLE 0 0 0 ATMEL CORP COM 049513104 99 10000 SH SOLE 10000 0 0 AURICO GOLD INC COM 05155C105 1988 700000 SH SOLE 700000 0 0 B2GOLD CORP NOTE 3.250%10/0 11777QAB6 2209 2500000 PRN SOLE 0 0 0 BARINGTON HILCO ACQUISITION COM 06759V101 4880 500000 SH SOLE 500000 0 0 BARINGTON HILCO ACQUISITION UNIT 99/99/9999T 06759V200 1010 100000 SH SOLE 100000 0 0 BARINGTON HILCO ACQUISITION RIGHT 02/13/2017 06759V119 140 500000 SH SOLE 500000 0 0 BARINGTON HILCO ACQUISITION *W EXP 02/11/201 06759V127 78 500000 SH SOLE 500000 0 0 BIO RAD LABS INC CL A 090572207 21989 146000 SH SOLE 146000 0 0 BLOOMIN BRANDS INC COM 094235108 5103 239000 SH SOLE 239000 0 0 BOULEVARD ACQUISITION CORP *W EXP 02/19/201 10157P112 404 110685 SH SOLE 110685 0 0 BROADCOM CORP CL A 111320107 3347 65000 SH Call SOLE 0 0 0 C B PHARMA ACQUISITION CORP SHS G2029P126 5434 550000 SH SOLE 550000 0 0 C B PHARMA ACQUISITION CORP UNIT 12/17/2021 G2029P100 2113 200000 SH SOLE 200000 0 0 C B PHARMA ACQUISITION CORP RIGHT 06/17/2016 G2029P134 150 350000 SH SOLE 350000 0 0 C B PHARMA ACQUISITION CORP *W EXP 12/17/202 G2029P118 142 350000 SH SOLE 350000 0 0 CALLIDUS SOFTWARE INC COM 13123E500 4677 300167 SH SOLE 300167 0 0 CAMBRIDGE CAP ACQUISITION CO COM 13215Q106 9306 935243 SH SOLE 935243 0 0 CAMBRIDGE CAP ACQUISITION CO *W EXP 12/17/201 13215Q114 28 175422 SH SOLE 175422 0 0 CAPITOL ACQUISITION CORP II COM 14056V105 475 45047 SH SOLE 45047 0 0 CAPITOL ACQUISITION CORP II *W EXP 05/15/201 14056V113 392 166620 SH SOLE 166620 0 0 CARDTRONICS INC COM 14161H108 17673 477000 SH SOLE 477000 0 0 CATAMARAN CORP COM 148887102 1527 25000 SH SOLE 25000 0 0 CBIZ INC COM 124805102 9485 983900 SH SOLE 983900 0 0 CDK GLOBAL INC COM 12508E101 3417 63300 SH SOLE 63300 0 0 CENTRAL FD CDA LTD CL A 153501101 13221 1133845 SH SOLE 1133845 0 0 CENTRAL GOLDTRUST TR UNIT 153546106 45814 1115521 SH SOLE 1115521 0 0 CHEMOURS CO COM 163851108 240 15000 SH SOLE 15000 0 0 CIMAREX ENERGY CO COM 171798101 6619 60000 SH SOLE 60000 0 0 CITY NATL CORP COM 178566105 4971 55000 SH SOLE 55000 0 0 CLECO CORP NEW COM 12561W105 539 10000 SH SOLE 10000 0 0 COOPER COS INC COM NEW 216648402 9788 55000 SH SOLE 55000 0 0 CYAN INC COM 23247W104 1179 225000 SH SOLE 225000 0 0 DEALERTRACK TECHNOLOGIES INC NOTE 1.500% 3/1 242309AB8 11675 6910000 PRN SOLE 0 0 0 DISH NETWORK CORP CL A 25470M109 4130 61000 SH SOLE 61000 0 0 DISH NETWORK CORP CL A 25470M109 4130 61000 SH Put SOLE 0 0 0 DOLLAR GEN CORP NEW COM 256677105 15859 204000 SH SOLE 204000 0 0 DT ASIA INVTS LTD UNIT 03/29/2021T G2615J120 6545 642581 SH SOLE 642581 0 0 DT ASIA INVTS LTD SHS G2615J104 4950 500000 SH SOLE 500000 0 0 DT ASIA INVTS LTD RIGHT 03/30/2016 G2615J112 68 300000 SH SOLE 300000 0 0 DT ASIA INVTS LTD *W EXP 03/29/202 G2615J138 33 300000 SH SOLE 300000 0 0 EASTMAN CHEM CO COM 277432100 24546 300000 SH SOLE 300000 0 0 EATON CORP PLC SHS G29183103 11622 172200 SH SOLE 172200 0 0 ECHO GLOBAL LOGISTICS INC NOTE 2.500% 5/0 27875TAA9 6489 6000000 PRN SOLE 0 0 0 ELECTRUM SPL ACQUISITION COR UNIT 99/99/9999 G3105C120 5511 550000 SH SOLE 550000 0 0 EMCORE CORP COM NEW 290846203 5463 907396 SH SOLE 907396 0 0 ENBRIDGE INC COM 29250N105 702 15000 SH Put SOLE 0 0 0 ENBRIDGE INC COM 29250N105 702 15000 SH SOLE 15000 0 0 ENDO INTL PLC SHS G30401106 6881 86395 SH SOLE 86395 0 0 ENDO INTL PLC SHS G30401106 279 3500 SH Put SOLE 0 0 0 ENERPLUS CORP COM 292766102 4395 500000 SH SOLE 500000 0 0 ENVESTNET INC NOTE 1.750%12/1 29404KAA4 12154 12500000 PRN SOLE 0 0 0 EVINE LIVE INC CL A 300487105 7292 2710667 SH SOLE 2710667 0 0 EXCEL TR INC COM 30068C109 2366 150000 SH SOLE 150000 0 0 FACEBOOK INC CL A 30303M102 18354 214000 SH SOLE 214000 0 0 FARO TECHNOLOGIES INC COM 311642102 7098 152000 SH SOLE 152000 0 0 FIDELITY NATIONAL FINANCIAL NOTE 4.250% 8/1 31620RAE5 13352 6500000 PRN SOLE 0 0 0 FINISH LINE INC CL A 317923100 5066 182100 SH SOLE 182100 0 0 FINTECH ACQUISITION CORP COM 31809H100 4420 448749 SH SOLE 448749 0 0 FINTECH ACQUISITION CORP UNIT 99/99/9999 31809H209 1403 137800 SH SOLE 137800 0 0 FINTECH ACQUISITION CORP *W EXP 02/19/202 31809H118 119 297181 SH SOLE 297181 0 0 FIRST MAJESTIC SILVER CORP COM 32076V103 966 200000 SH SOLE 200000 0 0 FITBIT INC CL A 33812L102 573 15000 SH Call SOLE 0 0 0 FRONTIER COMMUNICATIONS CORP PFD CONV SER-A 35906A207 37284 375000 SH SOLE 375000 0 0 FTI CONSULTING INC COM 302941109 6741 163461 SH SOLE 163461 0 0 GARNERO GROUP ACQUISITION CO SHS G5866L108 17612 1793510 SH SOLE 1793510 0 0 GARNERO GROUP ACQUISITION CO UNIT 06/25/2016 G5866L124 4847 480331 SH SOLE 480331 0 0 GARNERO GROUP ACQUISITION CO RIGHT 06/25/2016 G5866L132 229 1254900 SH SOLE 1254900 0 0 GARNERO GROUP ACQUISITION CO *W EXP 06/24/201 G5866L116 151 1260000 SH SOLE 1260000 0 0 GEEKNET INC COM NEW 36846Q203 997 50000 SH SOLE 50000 0 0 GENTEX CORP COM 371901109 17477 1064399 SH SOLE 1064399 0 0 GLOBAL DEFENSE & NATL SEC SY COM 37953N108 11851 1128686 SH SOLE 1128686 0 0 GOOGLE INC CL C 38259P706 30058 57748 SH SOLE 57748 0 0 GOOGLE INC CL C 38259P706 23423 45000 SH Call SOLE 0 0 0 GP INVTS ACQUISITION COR UNIT 99/99/9999 G40357116 8024 800000 SH SOLE 800000 0 0 GRAFTECH INTL LTD COM 384313102 3720 750000 SH SOLE 750000 0 0 GSI GROUP INC CDA NEW COM NEW 36191C205 25080 1668686 SH SOLE 1668686 0 0 HALLIBURTON CO COM 406216101 14428 335000 SH Put SOLE 0 0 0 HALLIBURTON CO COM 406216101 14428 335000 SH SOLE 335000 0 0 HARMONY MERGER CORP COM 413247107 12805 1300000 SH SOLE 1300000 0 0 HARMONY MERGER CORP UNIT 99/99/9999 413247206 2032 200000 SH SOLE 200000 0 0 HARMONY MERGER CORP *W EXP 01/01/202 413247123 518 1295400 SH SOLE 1295400 0 0 HARVARD BIOSCIENCE INC COM 416906105 4446 780033 SH SOLE 780033 0 0 HCC INS HLDGS INC COM 404132102 2689 35000 SH SOLE 35000 0 0 HOLLYFRONTIER CORP COM 436106108 10673 250000 SH SOLE 250000 0 0 HOME PROPERTIES INC COM 437306103 1461 20000 SH SOLE 20000 0 0 HOSPIRA INC COM 441060100 3992 45000 SH SOLE 45000 0 0 HUDSON GLOBAL INC COM 443787106 3724 1626264 SH SOLE 1626264 0 0 HURON CONSULTING GROUP INC COM 447462102 4696 67000 SH SOLE 67000 0 0 HYDRA INDS ACQUISITION CORP COM 448740100 5128 530000 SH SOLE 530000 0 0 HYDRA INDS ACQUISITION CORP UNIT 10/20/2021 448740209 4546 450300 SH SOLE 450300 0 0 HYDRA INDS ACQUISITION CORP RIGHT 99/99/9999 448740126 170 500000 SH SOLE 500000 0 0 HYDRA INDS ACQUISITION CORP *W EXP 10/20/202 448740118 85 500000 SH SOLE 500000 0 0 INCONTACT INC COM 45336E109 6803 689217 SH SOLE 689217 0 0 INFINERA CORPORATION COM 45667G103 9378 447000 SH SOLE 447000 0 0 INFORMATICA CORP COM 45666Q102 2424 50000 SH SOLE 50000 0 0 INPHI CORP COM 45772F107 8687 380000 SH SOLE 380000 0 0 INTEGRATED DEVICE TECHNOLOGY COM 458118106 9114 420000 SH SOLE 420000 0 0 INTEGRATED SILICON SOLUTION COM 45812P107 1882 85000 SH SOLE 85000 0 0 INTERFACE INC COM 458665304 2756 110000 SH SOLE 110000 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 31215 250000 SH Put SOLE 0 0 0 J2 GLOBAL INC NOTE 3.250% 6/1 48123VAC6 23361 20000000 PRN SOLE 0 0 0 JOHNSON CTLS INC COM 478366107 3715 75000 SH Call SOLE 0 0 0 KAR AUCTION SVCS INC COM 48238T109 19874 531400 SH SOLE 531400 0 0 KNOLL INC COM NEW 498904200 8222 328499 SH SOLE 328499 0 0 KRISPY KREME DOUGHNUTS INC COM 501014104 4245 220400 SH SOLE 220400 0 0 KYTHERA BIOPHARMACEUTICALS I COM 501570105 565 7500 SH SOLE 7500 0 0 LANNET INC COM 516012101 8916 150000 SH Call SOLE 0 0 0 LAS VEGAS SANDS CORP COM 517834107 10514 200000 SH Call SOLE 0 0 0 LIBERTY GLOBAL PLC SHS CL C G5480U120 1519 30000 SH SOLE 30000 0 0 LIBERTY TRIPADVISOR HLDGS IN COM SER A 531465102 7088 220000 SH SOLE 220000 0 0 LUMBER LIQUIDATORS HLDGS INC COM 55003T107 2071 100000 SH Call SOLE 0 0 0 LUMENIS LTD SHS CL B M6778Q121 1715 125000 SH SOLE 125000 0 0 M/I HOMES INC NOTE 3.250% 9/1 55292PAA3 3001 2500000 PRN SOLE 0 0 0 MANITEX INTL INC COM 563420108 4243 555400 SH SOLE 555400 0 0 MARTHA STEWART LIVING OMNIME CL A 573083102 62 10000 SH SOLE 10000 0 0 MASTERCARD INC CL A 57636Q104 20332 217500 SH SOLE 217500 0 0 MCDONALDS CORP COM 580135101 24053 253000 SH SOLE 253000 0 0 MERUS LABS INTL INC NEW COM 59047R101 6303 2705000 SH SOLE 2705000 0 0 METLIFE INC COM 59156R108 10694 191000 SH SOLE 191000 0 0 MICREL INC COM 594793101 1140 82000 SH SOLE 82000 0 0 MICRON TECHNOLOGY INC NOTE 2.375% 5/0 595112AW3 100746 50000000 PRN SOLE 0 0 0 MILLER HERMAN INC COM 600544100 12151 420000 SH SOLE 420000 0 0 MOBILE MINI INC COM 60740F105 7819 186000 SH SOLE 186000 0 0 MYLAN INC NOTE 3.750% 9/1 628530AJ6 115301 22632000 PRN SOLE 0 0 0 NCR CORP NEW COM 62886E108 17647 586267 SH SOLE 586267 0 0 NCR CORP NEW COM 62886E108 3868 128500 SH Call SOLE 0 0 0 NEWPORT CORP COM 651824104 25975 1370000 SH SOLE 1370000 0 0 NISKA GAS STORAGE PARTNERS L UNIT LTD LIABI 654678101 423 115000 SH SOLE 115000 0 0 NORTH AMERN ENERGY PARTNERS COM 656844107 7356 3027100 SH SOLE 3027100 0 0 NOVABAY PHARMACEUTICALS INC COM 66987P102 168 271543 SH SOLE 271543 0 0 OM GROUP INC COM 670872100 3024 90000 SH SOLE 90000 0 0 OMNICARE INC DBCV 3.250%12/1 681904AR9 15562 12500000 PRN SOLE 0 0 0 OMNICARE INC DBCV 3.250%12/1 681904AL2 10370 8403000 PRN SOLE 0 0 0 ON SEMICONDUCTOR CORP COM 682189105 303 25900 SH SOLE 25900 0 0 ORBCOMM INC COM 68555P100 1925 285200 SH SOLE 285200 0 0 PALL CORP COM 696429307 4978 40000 SH SOLE 40000 0 0 PARTNERRE LTD COM G6852T105 1221 9500 SH SOLE 9500 0 0 PFIZER INC COM 717081103 335 10000 SH Put SOLE 0 0 0 PILGRIMS PRIDE CORP NEW COM 72147K108 866 37700 SH Put SOLE 0 0 0 PMFG INC COM 69345P103 64 10000 SH SOLE 10000 0 0 PRETIUM RES INC COM 74139C102 1874 345715 SH SOLE 345715 0 0 QUALITY DISTR INC FLA COM 74756M102 2319 150000 SH SOLE 150000 0 0 QUANTUM CORP COM DSSG 747906204 2016 1200000 SH SOLE 1200000 0 0 QUINPARIO ACQUISITION CORP 2 COM 74874U101 9835 993900 SH SOLE 993900 0 0 QUINPARIO ACQUISITION CORP 2 UNIT 01/01/2023 74874U200 2820 269900 SH SOLE 269900 0 0 QUINPARIO ACQUISITION CORP 2 *W EXP 01/01/202 74874U119 226 595000 SH SOLE 595000 0 0 RALLY SOFTWARE DEV CORP COM 751198102 2431 125000 SH SOLE 125000 0 0 RED ROBIN GOURMET BURGERS IN COM 75689M101 7123 83000 SH SOLE 83000 0 0 RELIANCE STEEL & ALUMINUM CO COM 759509102 9677 160000 SH SOLE 160000 0 0 ROI ACQUISITION CORP II COM 74966G101 8112 791418 SH SOLE 791418 0 0 ROI ACQUISITION CORP II *W EXP 09/17/201 74966G119 91 348800 SH SOLE 348800 0 0 RTI INTL METALS INC NOTE 1.625%10/1 74973WAB3 32614 30000000 PRN SOLE 0 0 0 RUBICON MINERALS CORP COM 780911103 788 750000 SH SOLE 750000 0 0 RYLAND GROUP INC NOTE 1.625% 5/1 783764AQ6 30332 20000000 PRN SOLE 0 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 45096 600000 SH Call SOLE 0 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 14579 598000 SH SOLE 598000 0 0 SFX ENTMT INC COM 784178303 180 40000 SH SOLE 40000 0 0 SHIRE PLC SPONSORED ADR 82481R106 241 1000 SH Put SOLE 0 0 0 SHUTTERSTOCK INC COM 825690100 4492 76600 SH SOLE 76600 0 0 SINO MERCURY ACQUISITION COR COM 82936K102 2932 294700 SH SOLE 294700 0 0 SINO MERCURY ACQUISITION COR UNIT 08/26/2016 82936K201 1070 100000 SH SOLE 100000 0 0 SINO MERCURY ACQUISITION COR RIGHT 08/26/2016 82936K110 186 300000 SH SOLE 300000 0 0 SKECHERS U S A INC CL A 830566105 10979 100000 SH Put SOLE 0 0 0 SMITH & WESSON HLDG CORP COM 831756101 9125 550000 SH SOLE 550000 0 0 SOUTHWESTERN ENERGY CO DEP SHS 1/20 B 845467208 19899 400000 SH SOLE 400000 0 0 SOUTHWESTERN ENERGY CO COM 845467109 4546 200000 SH Put SOLE 0 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 247020 1200000 SH Put SOLE 0 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 82340 400000 SH Call SOLE 0 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 12612 50000 SH Put SOLE 0 0 0 SPECTRANETICS CORP MTNF 2.625% 6/0 84760CAA5 15382 15000000 PRN SOLE 0 0 0 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 16985 1758267 SH SOLE 1758267 0 0 SPROTT PHYSICAL PLAT PALLAD UNIT 85207Q104 13457 1796719 SH SOLE 1796719 0 0 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 3271 530224 SH SOLE 530224 0 0 SUNEDISON INC COM 86732Y109 299 10000 SH Put SOLE 0 0 0 SUNEDISON INC COM 86732Y109 299 10000 SH SOLE 10000 0 0 SWIFT TRANSN CO CL A 87074U101 9218 406600 SH SOLE 406600 0 0 TAKE-TWO INTERACTIVE SOFTWAR NOTE 1.000% 7/0 874054AD1 10385 7500000 PRN SOLE 0 0 0 TECNOGLASS INC SHS G87264100 2748 217595 SH SOLE 217595 0 0 TELEFLEX INC NOTE 3.875% 8/0 879369AA4 44179 20000000 PRN SOLE 0 0 0 TERRAPIN 3 ACQUISITION CORP COM CL A 88104P104 5990 596069 SH SOLE 596069 0 0 TERRAPIN 3 ACQUISITION CORP UNIT 06/27/2019 88104P203 324 31278 SH SOLE 31278 0 0 TERRAPIN 3 ACQUISITION CORP *W EXP 06/27/201 88104P112 120 387800 SH SOLE 387800 0 0 TESARO INC NOTE 3.000%10/0 881569AA5 27493 15000000 PRN SOLE 0 0 0 TIPTREE FINL INC CL A 88822Q103 6283 866720 SH SOLE 866720 0 0 TRANSCANADA CORP COM 89353D107 812 20000 SH Call SOLE 0 0 0 TRANSGLOBE ENERGY CORP COM 893662106 6883 1725000 SH SOLE 1725000 0 0 TRANSUNION COM 89400J107 1802 71800 SH SOLE 71800 0 0 TWENTY FIRST CENTY FOX INC CL A 90130A101 651 20000 SH SOLE 20000 0 0 UNITED STATES OIL FUND LP UNITS 91232N108 22862 1150000 SH Call SOLE 0 0 0 UNITED STATES OIL FUND LP UNITS 91232N108 12922 650000 SH SOLE 650000 0 0 UNIVERSAL FST PRODS INC COM 913543104 9105 175000 SH SOLE 175000 0 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 222 1000 SH Put SOLE 0 0 0 VERACYTE INC COM 92337F107 4784 429447 SH SOLE 429447 0 0 VISA INC COM CL A 92826C839 11818 176000 SH SOLE 176000 0 0 WABASH NATL CORP NOTE 3.375% 5/0 929566AH0 10109 8050000 PRN SOLE 0 0 0 WENDYS CO COM 95058W100 2256 200000 SH SOLE 200000 0 0 WEST CORP COM 952355204 6923 230000 SH SOLE 230000 0 0 WILLIAMS COS INC DEL COM 969457100 2870 50000 SH Call SOLE 0 0 0 WILLIAMS PARTNERS L P NEW COM UNIT LTD PAR 96949L105 2664 55000 SH SOLE 55000 0 0 WL ROSS HLDG CORP COM SHS 92939D104 4861 466931 SH SOLE 466931 0 0 WL ROSS HLDG CORP UNIT 06/11/2019 92939D203 888 78083 SH SOLE 78083 0 0 WL ROSS HLDG CORP *W EXP 06/11/201 92939D112 295 295365 SH SOLE 295365 0 0