0001062993-14-004950.txt : 20140814
0001062993-14-004950.hdr.sgml : 20140814
20140814162314
ACCESSION NUMBER: 0001062993-14-004950
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140630
FILED AS OF DATE: 20140814
DATE AS OF CHANGE: 20140814
EFFECTIVENESS DATE: 20140814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Polar Securities Inc.
CENTRAL INDEX KEY: 0001326389
IRS NUMBER: 000000000
STATE OF INCORPORATION: A6
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12489
FILM NUMBER: 141043203
BUSINESS ADDRESS:
STREET 1: 401 BAY STREET
STREET 2: SUITE 1900, P.O. BOX 19
CITY: TORONTO
STATE: A6
ZIP: M5H 2Y4
BUSINESS PHONE: 416-367-4364
MAIL ADDRESS:
STREET 1: 401 BAY STREET
STREET 2: SUITE 1900, P.O. BOX 19
CITY: TORONTO
STATE: A6
ZIP: M5H 2Y4
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001326389
XXXXXXXX
06-30-2014
06-30-2014
Polar Securities Inc.
401 BAY STREET
SUITE 1900, P.O. BOX 19
TORONTO
A6
M5H 2Y4
13F HOLDINGS REPORT
028-12489
N
Robyn Schultz
Chief Compliance Officer
416-369-4453
Robyn Schultz
Toronto
A6
08-14-2014
0
200
1883256
false
INFORMATION TABLE
2
form13fInfoTable.xml
FORM 13F INFORMATION TABLE
ABBVIE INC
COM
00287Y109
909
16100
SH
Call
SOLE
0
0
0
ABRAXAS PETE CORP
COM
003830106
205
32700
SH
SOLE
32700
0
0
ADVANTAGE OIL & GAS LTD
COM
00765F101
214
31900
SH
SOLE
31900
0
0
AEGEAN MARINE PETE NETWORK I
NOTE 4.000%11/0
Y0020QAA9
5100
5000000
PRN
SOLE
0
0
0
AMSURG CORP
COM
03232P405
9114
200000
SH
SOLE
200000
0
0
APACHE CORP
COM
037411105
45279
450000
SH
Call
SOLE
0
0
0
APACHE CORP
COM
037411105
23143
230000
SH
SOLE
230000
0
0
APOGEE ENTERPRISES INC
COM
037598109
6903
198019
SH
SOLE
198019
0
0
AQUASITION CORP
COM
Y0192H103
7213
705748
SH
SOLE
705748
0
0
AQUASITION CORP
*W EXP 10/25/201
Y0192H111
63
432559
SH
SOLE
432559
0
0
ARC DOCUMENT SOLUTIONS INC
COM
00191G103
500
85369
SH
SOLE
85369
0
0
AUGUSTA RES CORP
COM NEW
050912203
790
250000
SH
SOLE
250000
0
0
AUXILIUM PHARMACEUTICALS INC
COM
05334D107
3009
150000
SH
SOLE
150000
0
0
BARNES & NOBLE INC
COM
067774109
3418
150000
SH
Put
SOLE
0
0
0
BASIC ENERGY SVCS INC NEW
COM
06985P100
219
7500
SH
SOLE
7500
0
0
BELLATRIX EXPLORATION LTD
COM
078314101
97
11200
SH
SOLE
11200
0
0
BIO RAD LABS INC
CL A
090572207
21442
179114
SH
SOLE
179114
0
0
BIOLIFE SOLUTIONS INC
COM NEW
09062W204
160
70000
SH
SOLE
70000
0
0
BOB EVANS FARMS INC
COM
096761101
3554
71000
SH
Call
SOLE
0
0
0
BOULEVARD ACQUISITION CORP
COM
10157P104
2909
296800
SH
SOLE
296800
0
0
BOULEVARD ACQUISITION CORP
UNIT 99/99/9999
10157P203
1303
129000
SH
SOLE
129000
0
0
BOULEVARD ACQUISITION CORP
*W EXP 02/19/201
10157P112
105
149900
SH
SOLE
149900
0
0
BRUNSWICK CORP
COM
117043109
10423
247407
SH
SOLE
247407
0
0
C&J ENERGY SVCS INC
COM
12467B304
1226
36300
SH
SOLE
36300
0
0
CALLON PETE CO DEL
COM
13123X102
198
17000
SH
SOLE
17000
0
0
CAMBRIDGE CAP ACQUISITION CO
COM
13215Q106
1064
108976
SH
SOLE
108976
0
0
CAMBRIDGE CAP ACQUISITION CO
UNIT 03/17/2014
13215Q205
980
96495
SH
SOLE
96495
0
0
CAMBRIDGE CAP ACQUISITION CO
*W EXP 12/23/201
13215Q114
28
81237
SH
SOLE
81237
0
0
CAPITOL ACQUISITION CORP II
COM
14056V105
1528
154298
SH
SOLE
154298
0
0
CARDTRONICS INC
COM
14161H108
15287
448572
SH
SOLE
448572
0
0
CARDTRONICS INC
COM
14161H108
1704
50000
SH
Call
SOLE
0
0
0
CARMIKE CINEMAS INC
COM
143436400
6890
196130
SH
SOLE
196130
0
0
CATAMARAN CORP
COM
148887102
16839
381314
SH
SOLE
381314
0
0
CENOVUS ENERGY INC
COM
15135U109
4257
131500
SH
Call
SOLE
0
0
0
CENTRAL FD CDA LTD
CL A
153501101
41359
2844509
SH
SOLE
2844509
0
0
CENTRAL GARDEN & PET CO
COM
153527106
455
50000
SH
SOLE
50000
0
0
CENTRAL GOLDTRUST
TR UNIT
153546106
12340
259954
SH
SOLE
259954
0
0
CENTURY ALUM CO
COM
156431108
213
13600
SH
SOLE
13600
0
0
CHART ACQUISITION CORP
COM
161151105
7041
710886
SH
SOLE
710886
0
0
CHART ACQUISITION CORP
UNIT 99/99/9999
161151204
198
18892
SH
SOLE
18892
0
0
CHELSEA THERAPEUTICS INTL LT
COM
163428105
60
750000
SH
SOLE
750000
0
0
CIMAREX ENERGY CO
COM
171798101
20084
140000
SH
SOLE
140000
0
0
CIS ACQUISITION LTD
SHS SER A
G21490209
7740
750000
SH
SOLE
750000
0
0
CITRIX SYS INC
COM
177376100
12510
200000
SH
Call
SOLE
0
0
0
COLLABRIUM JAPAN ACQUISITN C
SHS
G2266G102
6303
600839
SH
SOLE
600839
0
0
COLLABRIUM JAPAN ACQUISITN C
UNIT 99/99/9999
G2266G128
1141
108059
SH
SOLE
108059
0
0
COLLABRIUM JAPAN ACQUISITN C
*W EXP 99/99/999
G2266G110
23
281460
SH
SOLE
281460
0
0
COMMSCOPE HLDG CO INC
COM
20337X109
10946
473234
SH
SOLE
473234
0
0
CONTANGO OIL & GAS COMPANY
COM NEW
21075N204
233
5500
SH
SOLE
5500
0
0
COTT CORP QUE
COM
22163N106
253
35800
SH
SOLE
35800
0
0
COVIDIEN PLC
SHS
G2554F113
2453
27200
SH
Call
SOLE
0
0
0
CUBIST PHARMACEUTICALS INC
NOTE 2.500%11/0
229678AD9
98064
39975000
PRN
SOLE
0
0
0
DENTSPLY INTL INC NEW
COM
249030107
18794
396915
SH
SOLE
396915
0
0
DOLLAR TREE INC
COM
256746108
6089
111800
SH
SOLE
111800
0
0
EGAIN CORP
COM NEW
28225C806
576
85052
SH
SOLE
85052
0
0
ELECTRONICS FOR IMAGING INC
COM
286082102
11311
250250
SH
SOLE
250250
0
0
ELIZABETH ARDEN INC
COM
28660G106
2142
100000
SH
Call
SOLE
0
0
0
ENDEAVOUR SILVER CORP
COM
29258Y103
6499
1188800
SH
SOLE
1188800
0
0
ENERGY XXI BERMUDA LTD
USD UNRS SHS
G10082140
9334
395000
SH
SOLE
395000
0
0
ENTEGRIS INC
COM
29362U104
4387
319200
SH
SOLE
319200
0
0
EQUAL ENERGY LTD
COM
29390Q109
115
21200
SH
SOLE
21200
0
0
EXFO INC
SUB VTG SHS
302046107
6494
1352962
SH
SOLE
1352962
0
0
FIESTA RESTAURANT GROUP INC
COM
31660B101
4265
91900
SH
SOLE
91900
0
0
FURIEX PHARMACEUTICALS INC
COM
36106P101
1062
10000
SH
SOLE
10000
0
0
FUSION-IO INC
COM
36112J107
1695
150000
SH
SOLE
150000
0
0
FUSION-IO INC
COM
36112J107
565
50000
SH
Call
SOLE
0
0
0
GALENA BIOPHARMA INC
COM
363256108
38
12500
SH
Call
SOLE
0
0
0
GLOBAL DEFENSE & NATL SEC SY
COM
37953N108
11552
1129186
SH
SOLE
1129186
0
0
GLOBAL PMTS INC
COM
37940X102
21571
296095
SH
SOLE
296095
0
0
GLOBUS MED INC
CL A
379577208
4707
196800
SH
SOLE
196800
0
0
GOLD RESOURCE CORP
COM
38068T105
107
21200
SH
SOLE
21200
0
0
GRAN TIERRA ENERGY INC
COM
38500T101
237
29200
SH
SOLE
29200
0
0
GROUP 1 AUTOMOTIVE INC
FRNT 2.250% 6/1
398905AE9
21474
15000000
PRN
SOLE
0
0
0
GSI GROUP INC CDA NEW
COM NEW
36191C205
20056
1575504
SH
SOLE
1575504
0
0
HENNESSY CAP ACQUISITION COR
UNIT 99/99/9999
425886207
2023
200000
SH
SOLE
200000
0
0
HENNESSY CAP ACQUISITION COR
COM
425886108
486
50000
SH
SOLE
50000
0
0
HENNESSY CAP ACQUISITION COR
*W EXP 01/23/201
425886116
22
48000
SH
SOLE
48000
0
0
HENRY JACK & ASSOC INC
COM
426281101
11006
185200
SH
SOLE
185200
0
0
HF2 FINL MGMT INC
CL A
40421A104
18214
1768342
SH
SOLE
1768342
0
0
HOMEAWAY INC
COM
43739Q100
3677
105600
SH
SOLE
105600
0
0
HUDSON GLOBAL INC
COM
443787106
6391
1626264
SH
SOLE
1626264
0
0
ICG GROUP INC
COM
44928D108
8473
405786
SH
SOLE
405786
0
0
INCONTACT INC
COM
45336E109
21400
2328670
SH
SOLE
2328670
0
0
INFINERA CORPORATION
COM
45667G103
12452
1353521
SH
SOLE
1353521
0
0
INSULET CORP
NOTE 2.000% 6/1
45784PAD3
8876
8000000
PRN
SOLE
0
0
0
INTEGRYS ENERGY GROUP INC
COM
45822P105
2134
30000
SH
SOLE
30000
0
0
INTERFACE INC
COM
458665304
11378
603914
SH
SOLE
603914
0
0
ISHARES
US HOME CONS ETF
464288752
5364
216300
SH
SOLE
216300
0
0
J2 GLOBAL INC
NOTE 3.250% 6/1
48123VAC6
25482
25000000
PRN
SOLE
0
0
0
KAR AUCTION SVCS INC
COM
48238T109
26703
837885
SH
SOLE
837885
0
0
KINROSS GOLD CORP
COM NO PAR
496902404
4140
1000000
SH
Call
SOLE
0
0
0
KIRKLANDS INC
COM
497498105
20876
1125364
SH
SOLE
1125364
0
0
LA Z BOY INC
COM
505336107
5445
235000
SH
SOLE
235000
0
0
LAS VEGAS SANDS CORP
COM
517834107
6014
78900
SH
SOLE
78900
0
0
LATTICE SEMICONDUCTOR CORP
COM
518415104
4883
591900
SH
SOLE
591900
0
0
LEVY ACQUISITION CORP
UNIT 99/99/9999
52748T203
585
58069
SH
SOLE
58069
0
0
LEVY ACQUISITION CORP
COM
52748T104
351
36036
SH
SOLE
36036
0
0
M/I HOMES INC
NOTE 3.250% 9/1
55292PAA3
3144
2500000
PRN
SOLE
0
0
0
MAG SILVER CORP
COM
55903Q104
237
25000
SH
SOLE
25000
0
0
MANITEX INTL INC
COM
563420108
5504
338924
SH
SOLE
338924
0
0
MASTERCARD INC
CL A
57636Q104
14988
204000
SH
SOLE
204000
0
0
MAXIMUS INC
COM
577933104
13001
302203
SH
SOLE
302203
0
0
MEASUREMENT SPECIALTIES INC
COM
583421102
3873
45000
SH
SOLE
45000
0
0
MEDIFAST INC
COM
58470H101
4327
142300
SH
SOLE
142300
0
0
MEDTRONIC INC
COM
585055106
1594
25000
SH
Call
SOLE
0
0
0
MENTOR GRAPHICS CORP
SDCV 4.000% 4/0
587200AK2
6156
5000000
PRN
SOLE
0
0
0
MERGEWORTHRX CORP
COM
58952R106
8325
1011546
SH
SOLE
1011546
0
0
MERITOR INC
COM
59001K100
1304
100000
SH
Call
SOLE
0
0
0
METLIFE INC
COM
59156R108
11112
200000
SH
SOLE
200000
0
0
MGM RESORTS INTERNATIONAL
COM
552953101
7329
277600
SH
SOLE
277600
0
0
MICHAEL KORS HLDGS LTD
SHS
G60754101
4432
50000
SH
Call
SOLE
0
0
0
MICRON TECHNOLOGY INC
NOTE 2.375% 5/0
595112AW3
172250
50000000
PRN
SOLE
0
0
0
MICROS SYS INC
COM
594901100
2716
40000
SH
SOLE
40000
0
0
MISTRAS GROUP INC
COM
60649T107
15035
613158
SH
SOLE
613158
0
0
MITEL NETWORKS CORP
COM
60671Q104
2635
250000
SH
Call
SOLE
0
0
0
MITEL NETWORKS CORP
COM
60671Q104
1739
165000
SH
SOLE
165000
0
0
MOLYCORP INC DEL
NOTE 5.500% 2/0
608753AH2
3524
5400000
PRN
SOLE
0
0
0
MOLYCORP INC DEL
COM
608753109
227
88494
SH
SOLE
88494
0
0
MOTORCAR PTS AMER INC
COM
620071100
4315
177188
SH
SOLE
177188
0
0
MOUNTAIN PROV DIAMONDS INC
COM NEW
62426E402
237
50000
SH
SOLE
50000
0
0
MOVE INC
COM NEW
62458M207
21447
1450100
SH
SOLE
1450100
0
0
MUELLER WTR PRODS INC
COM SER A
624758108
21037
2434809
SH
SOLE
2434809
0
0
MULTIMEDIA GAMES HLDG CO INC
COM
625453105
11421
385331
SH
SOLE
385331
0
0
NABORS INDUSTRIES LTD
SHS
G6359F103
1175
40000
SH
Call
SOLE
0
0
0
NEONODE INC
COM NEW
64051M402
1443
461162
SH
SOLE
461162
0
0
NEVSUN RES LTD
COM
64156L101
528
140700
SH
SOLE
140700
0
0
NEWPORT CORP
COM
651824104
31689
1712894
SH
SOLE
1712894
0
0
NEWS CORP NEW
CL B
65249B208
3490
200000
SH
SOLE
200000
0
0
NORTH AMERN ENERGY PARTNERS
COM
656844107
6715
834700
SH
SOLE
834700
0
0
NORWEGIAN CRUISE LINE HLDGS
SHS
G66721104
10144
320000
SH
SOLE
320000
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
10000
151100
SH
SOLE
151100
0
0
OPENTABLE INC
COM
68372A104
6216
60000
SH
Call
SOLE
0
0
0
OPENTABLE INC
COM
68372A104
1554
15000
SH
SOLE
15000
0
0
OWENS CORNING NEW
COM
690742101
9945
257100
SH
SOLE
257100
0
0
PARSLEY ENERGY INC
CL A
701877102
13238
550000
SH
SOLE
550000
0
0
PENGROWTH ENERGY CORP
COM
70706P104
154
21500
SH
SOLE
21500
0
0
PENN WEST PETE LTD NEW
COM
707887105
274
28000
SH
SOLE
28000
0
0
PERKINELMER INC
COM
714046109
16455
351300
SH
SOLE
351300
0
0
PETROLOGISTICS LP
UNIT LTD PTH INT
71672U101
2298
160000
SH
SOLE
160000
0
0
PETROQUEST ENERGY INC
COM
716748108
266
35400
SH
SOLE
35400
0
0
PIONEER ENERGY SVCS CORP
COM
723664108
249
14200
SH
SOLE
14200
0
0
PLX TECHNOLOGY INC
COM
693417107
2588
400000
SH
SOLE
400000
0
0
PRECISION DRILLING CORP
COM 2010
74022D308
188
13300
SH
SOLE
13300
0
0
PROTECTIVE LIFE CORP
COM
743674103
3813
55000
SH
SOLE
55000
0
0
QLT INC
COM
746927102
618
100000
SH
SOLE
100000
0
0
QUARTET MERGER CORP
COM
747717106
16064
1600000
SH
SOLE
1600000
0
0
QUARTET MERGER CORP
RIGHT 99/99/9999
747717205
801
1194850
SH
SOLE
1194850
0
0
RELIANCE STEEL & ALUMINUM CO
COM
759509102
13636
185000
SH
SOLE
185000
0
0
REXNORD CORP NEW
COM
76169B102
21559
765844
SH
SOLE
765844
0
0
ROADRUNNER TRNSN SVCS HLDG I
COM
76973Q105
13188
469335
SH
SOLE
469335
0
0
ROI ACQUISITION CORP II
COM
74966G101
1102
112820
SH
SOLE
112820
0
0
ROI ACQUISITION CORP II
*W EXP 09/17/201
74966G119
33
94017
SH
SOLE
94017
0
0
ROSETTA STONE INC
COM
777780107
97
10000
SH
Call
SOLE
0
0
0
RYDER SYS INC
COM
783549108
10712
121600
SH
SOLE
121600
0
0
SAFEWAY INC
COM NEW
786514208
2576
75000
SH
SOLE
75000
0
0
SALIX PHARMACEUTICALS INC
NOTE 1.500% 3/1
795435AE6
4911
2500000
PRN
SOLE
0
0
0
SCHULMAN A INC
COM
808194104
248
6400
SH
SOLE
6400
0
0
SEAWORLD ENTMT INC
COM
81282V100
15625
551540
SH
SOLE
551540
0
0
SELECT COMFORT CORP
COM
81616X103
10293
498200
SH
SOLE
498200
0
0
SELECT SECTOR SPDR TR
SBI INT-ENERGY
81369Y506
120120
1200000
SH
Call
SOLE
0
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
6639
150000
SH
Put
SOLE
0
0
0
SILVER BULL RES INC
COM
827458100
95
312500
SH
SOLE
312500
0
0
SILVER EAGLE ACQUISITION COR
COM
827694100
11453
1169871
SH
SOLE
1169871
0
0
SILVER EAGLE ACQUISITION COR
UNIT 99/99/9999
827694209
1083
103519
SH
SOLE
103519
0
0
SILVER EAGLE ACQUISITION COR
*W EXP 07/26/202
827694118
16
25000
SH
SOLE
25000
0
0
SINA CORP
ORD
G81477104
1991
40000
SH
SOLE
40000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
137004
700000
SH
Put
SOLE
0
0
0
SPECTRANETICS CORP
MTNF 2.625% 6/0
84760CAA5
10444
10000000
PRN
SOLE
0
0
0
SPECTRANETICS CORP
COM
84760C107
8305
363000
SH
SOLE
363000
0
0
SPRINT CORP
COM SER 1
85207U105
507
59400
SH
SOLE
59400
0
0
SPRINT CORP
COM SER 1
85207U105
507
59400
SH
Put
SOLE
0
0
0
SPROTT PHYSICAL GOLD TRUST
UNIT
85207H104
27285
2478168
SH
SOLE
2478168
0
0
SPROTT PHYSICAL PLAT PALLAD
UNIT
85207Q104
12786
1263454
SH
SOLE
1263454
0
0
STANTEC INC
COM
85472N109
221
3560
SH
SOLE
3560
0
0
SYNOPSYS INC
COM
871607107
18651
480438
SH
SOLE
480438
0
0
TANGOE INC
COM
87582Y108
16124
1070671
SH
SOLE
1070671
0
0
TECHNE CORP
COM
878377100
7369
79609
SH
SOLE
79609
0
0
TECNOGLASS INC
SHS
G87264100
7108
588404
SH
SOLE
588404
0
0
TELEFLEX INC
NOTE 3.875% 8/0
879369AA4
35100
20000000
PRN
SOLE
0
0
0
TIMMINS GOLD CORP
COM
88741P103
1343
750000
SH
SOLE
750000
0
0
TIPTREE FINL INC
CL A
88822Q103
1226
140954
SH
SOLE
140954
0
0
TRANSGLOBE ENERGY CORP
COM
893662106
290
38600
SH
SOLE
38600
0
0
TRIMAS CORP
COM NEW
896215209
5323
139600
SH
SOLE
139600
0
0
TRINITY BIOTECH PLC
SPON ADR NEW
896438306
8504
369262
SH
SOLE
369262
0
0
TRINSEO S A
SHS
L9340P101
8320
400000
SH
SOLE
400000
0
0
TUMI HLDGS INC
COM
89969Q104
5001
248425
SH
SOLE
248425
0
0
TWENTY FIRST CENTY FOX INC
CL B
90130A200
4878
142500
SH
SOLE
142500
0
0
UAL CORP
NOTE 6.000%10/1
902549AJ3
31398
6625000
PRN
SOLE
0
0
0
UNIVERSAL TRUCKLOAD SVCS INC
COM
91388P105
1902
75000
SH
SOLE
75000
0
0
VALEANT PHARMACEUTICALS INTL
COM
91911K102
5360
42500
SH
SOLE
42500
0
0
VALUEVISION MEDIA INC
CL A
92047K107
3856
772705
SH
SOLE
772705
0
0
VCA INC
COM
918194101
11846
337600
SH
SOLE
337600
0
0
VERTEX ENERGY INC
COM
92534K107
940
100000
SH
SOLE
100000
0
0
VIGGLE INC
COM NEW
92672V204
130
30000
SH
SOLE
30000
0
0
WESTERN REFNG INC
COM
959319104
222
5900
SH
SOLE
5900
0
0
WISCONSIN ENERGY CORP
COM
976657106
1877
40000
SH
SOLE
40000
0
0
WL ROSS HLDG CORP
UNIT 99/99/9999
92939D203
4386
425000
SH
SOLE
425000
0
0
WORLD WRESTLING ENTMT INC
CL A
98156Q108
1193
100000
SH
SOLE
100000
0
0
XPO LOGISTICS INC
NOTE 4.500%10/0
983793AA8
9316
5000000
PRN
SOLE
0
0
0
YAMANA GOLD INC
COM
98462Y100
411
50000
SH
Call
SOLE
0
0
0