0001062993-14-002921.txt : 20140514
0001062993-14-002921.hdr.sgml : 20140514
20140514161526
ACCESSION NUMBER: 0001062993-14-002921
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140331
FILED AS OF DATE: 20140514
DATE AS OF CHANGE: 20140514
EFFECTIVENESS DATE: 20140514
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Polar Securities Inc.
CENTRAL INDEX KEY: 0001326389
IRS NUMBER: 000000000
STATE OF INCORPORATION: A6
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12489
FILM NUMBER: 14841702
BUSINESS ADDRESS:
STREET 1: 401 BAY STREET
STREET 2: SUITE 1900, P.O. BOX 19
CITY: TORONTO
STATE: A6
ZIP: M5H 2Y4
BUSINESS PHONE: 416-367-4364
MAIL ADDRESS:
STREET 1: 401 BAY STREET
STREET 2: SUITE 1900, P.O. BOX 19
CITY: TORONTO
STATE: A6
ZIP: M5H 2Y4
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001326389
XXXXXXXX
03-31-2014
03-31-2014
Polar Securities Inc.
401 BAY STREET
SUITE 1900, P.O. BOX 19
TORONTO
A6
M5H 2Y4
13F HOLDINGS REPORT
028-12489
N
Robyn Schultz
Chief Compliance Officer
416-369-4453
Robyn Schultz
Toronto
A6
05-13-2014
0
171
2269509
false
INFORMATION TABLE
2
form13fInfoTable.xml
FORM 13F INFORMATION TABLE
AEGEAN MARINE PETE NETWORK I
NOTE 4.000%11/0
Y0020QAA9
5019
5000000
PRN
SOLE
0
0
0
ALLIANCE DATA SYSTEMS CORP
NOTE 4.750% 5/1
018581AC2
346757
60000000
PRN
SOLE
0
0
0
AMAZON COM INC
COM
023135106
15675
46600
SH
SOLE
46600
0
0
APACHE CORP
COM
037411105
22396
270000
SH
SOLE
270000
0
0
APOGEE ENTERPRISES INC
COM
037598109
5680
170942
SH
SOLE
170942
0
0
AQUASITION CORP
COM
Y0192H103
7253
709371
SH
SOLE
709371
0
0
AQUASITION CORP
*W EXP 10/25/201
Y0192H111
126
458159
SH
SOLE
458159
0
0
ARC DOCUMENT SOLUTIONS INC
COM
00191G103
3128
420407
SH
SOLE
420407
0
0
ATMEL CORP
COM
049513104
7642
914100
SH
SOLE
914100
0
0
BIO RAD LABS INC
CL A
090572207
21026
164114
SH
SOLE
164114
0
0
BOULEVARD ACQUISITION CORP
UNIT 99/99/9999
10157P203
4311
429000
SH
SOLE
429000
0
0
BROOKFIELD RESIDENTIAL PPTYS
COM
11283W104
13049
622252
SH
SOLE
622252
0
0
CAMBRIDGE CAP ACQUISITION CO
UNIT 03/17/2014
13215Q205
1052
104300
SH
SOLE
104300
0
0
CAMBRIDGE CAP ACQUISITION CO
COM
13215Q106
1009
104176
SH
SOLE
104176
0
0
CAMBRIDGE CAP ACQUISITION CO
*W EXP 12/23/201
13215Q114
34
81237
SH
SOLE
81237
0
0
CAPITOL ACQUISITION CORP II
COM
14056V105
1523
154598
SH
SOLE
154598
0
0
CARMIKE CINEMAS INC
COM
143436400
6976
233630
SH
SOLE
233630
0
0
CATAMARAN CORP
COM
148887102
37551
838761
SH
SOLE
838761
0
0
CELESTICA INC
SUB VTG SHS
15101Q108
13140
1200000
SH
SOLE
1200000
0
0
CENTRAL FD CDA LTD
CL A
153501101
38635
2807792
SH
SOLE
2807792
0
0
CENTRAL GOLDTRUST
TR UNIT
153546106
13013
287633
SH
SOLE
287633
0
0
CHART ACQUISITION CORP
COM
161151105
7037
707950
SH
SOLE
707950
0
0
CIMAREX ENERGY CO
COM
171798101
13102
110000
SH
SOLE
110000
0
0
CIS ACQUISITION LTD
SHS SER A
G21490209
7684
750000
SH
SOLE
750000
0
0
CIS ACQUISITION LTD
*W EXP 12/18/201
G21490118
57
249149
SH
SOLE
249149
0
0
COLLABRIUM JAPAN ACQUISITN C
SHS
G2266G102
7299
705170
SH
SOLE
705170
0
0
COLLABRIUM JAPAN ACQUISITN C
*W EXP 99/99/999
G2266G110
55
381460
SH
SOLE
381460
0
0
COMMSCOPE HLDG CO INC
COM
20337X109
6170
250000
SH
SOLE
250000
0
0
CORPORATE EXECUTIVE BRD CO
COM
21988R102
17819
240049
SH
SOLE
240049
0
0
CUBIST PHARMACEUTICALS INC
NOTE 2.500%11/0
229678AD9
103785
40500000
PRN
SOLE
0
0
0
DENTSPLY INTL INC NEW
COM
249030107
15539
337515
SH
SOLE
337515
0
0
DIEBOLD INC
COM
253651103
5784
145000
SH
Call
SOLE
0
0
0
DOLLAR TREE INC
COM
256746108
11386
218200
SH
SOLE
218200
0
0
ELDORADO GOLD CORP NEW
COM
284902103
7114
1275000
SH
SOLE
1275000
0
0
ELECTRONICS FOR IMAGING INC
COM
286082102
9539
220250
SH
SOLE
220250
0
0
ENBRIDGE INC
COM
29250N105
7054
155000
SH
SOLE
155000
0
0
ENDEAVOUR SILVER CORP
COM
29258Y103
5124
1188800
SH
SOLE
1188800
0
0
ENDO HEALTH SOLUTIONS INC
NOTE 1.750% 4/1
29264FAB2
100269
42577000
PRN
SOLE
0
0
0
ENERGY XXI BERMUDA LTD
USD UNRS SHS
G10082140
9664
410000
SH
SOLE
410000
0
0
ENVISION HEALTHCARE HLDGS IN
COM
29413U103
3383
100000
SH
SOLE
100000
0
0
EPL OIL & GAS INC
COM
26883D108
1930
50000
SH
SOLE
50000
0
0
EXFO INC
SUB VTG SHS
302046107
6684
1352962
SH
SOLE
1352962
0
0
FASTENAL CO
COM
311900104
23201
470600
SH
SOLE
470600
0
0
FIESTA RESTAURANT GROUP INC
COM
31660B101
2922
64100
SH
SOLE
64100
0
0
FIRST MAJESTIC SILVER CORP
COM
32076V103
5175
536862
SH
SOLE
536862
0
0
FLOTEK INDS INC DEL
COM
343389102
2777
99700
SH
Call
SOLE
0
0
0
FUSION-IO INC
COM
36112J107
4340
412500
SH
SOLE
412500
0
0
GALENA BIOPHARMA INC
COM
363256108
31
12500
SH
Call
SOLE
0
0
0
GLOBAL DEFENSE & NATL SEC SY
COM
37953N108
11436
1130000
SH
SOLE
1130000
0
0
GLOBAL PMTS INC
COM
37940X102
19164
269500
SH
SOLE
269500
0
0
GLOBUS MED INC
CL A
379577208
5233
196800
SH
SOLE
196800
0
0
GRAN TIERRA ENERGY INC
COM
38500T101
13179
1761932
SH
SOLE
1761932
0
0
GROUPE CGI INC
CL A SUB VTG
39945C109
17835
576827
SH
SOLE
576827
0
0
GSI GROUP INC CDA NEW
COM NEW
36191C205
20018
1532771
SH
SOLE
1532771
0
0
GUESS INC
COM
401617105
4979
180384
SH
SOLE
180384
0
0
HENNESSY CAP ACQUISITION COR
UNIT 99/99/9999
425886207
503
50000
SH
SOLE
50000
0
0
HENNESSY CAP ACQUISITION COR
COM
425886108
478
50000
SH
SOLE
50000
0
0
HENNESSY CAP ACQUISITION COR
*W EXP 01/23/201
425886116
24
50000
SH
SOLE
50000
0
0
HF2 FINL MGMT INC
CL A
40421A104
17637
1719044
SH
SOLE
1719044
0
0
HOMEAWAY INC
COM
43739Q100
2372
62976
SH
SOLE
62976
0
0
HUDSON GLOBAL INC
COM
443787106
6147
1626264
SH
SOLE
1626264
0
0
HUNT J B TRANS SVCS INC
COM
445658107
9947
138300
SH
SOLE
138300
0
0
HYDE PK ACQUISITION CORP II
COM
448640102
6350
609988
SH
SOLE
609988
0
0
ICG GROUP INC
COM
44928D108
14008
685973
SH
SOLE
685973
0
0
INCONTACT INC
COM
45336E109
14339
1493670
SH
SOLE
1493670
0
0
INFINERA CORPORATION
COM
45667G103
9694
1067621
SH
SOLE
1067621
0
0
INFINITY CROSS BORDER ACQUIS
SHS
G4772R101
4690
588450
SH
SOLE
588450
0
0
INFINITY CROSS BORDER ACQUIS
*W EXP 07/25/201
G4772R119
376
490167
SH
SOLE
490167
0
0
INFINITY CROSS BORDER ACQUIS
UNIT 99/99/9999
G4772R127
118
13533
SH
SOLE
13533
0
0
INTERFACE INC
COM
458665304
4105
199733
SH
SOLE
199733
0
0
ISHARES
RUSSELL 2000 ETF
464287655
34902
300000
SH
Put
SOLE
0
0
0
JOS A BANK CLOTHIERS INC
COM
480838101
1929
30000
SH
SOLE
30000
0
0
KAR AUCTION SVCS INC
COM
48238T109
26046
858200
SH
SOLE
858200
0
0
KINROSS GOLD CORP
COM NO PAR
496902404
8280
2000000
SH
Call
SOLE
0
0
0
KINROSS GOLD CORP
COM NO PAR
496902404
1531
369818
SH
SOLE
369818
0
0
KIRKLANDS INC
COM
497498105
19100
1032964
SH
SOLE
1032964
0
0
KRISPY KREME DOUGHNUTS INC
COM
501014104
3581
201953
SH
SOLE
201953
0
0
LCA-VISION INC
COM PAR $.001
501803308
669
125000
SH
SOLE
125000
0
0
LEVY ACQUISITION CORP
COM
52748T104
384
39611
SH
SOLE
39611
0
0
LULULEMON ATHLETICA INC
COM
550021109
15777
300000
SH
Call
SOLE
0
0
0
M/I HOMES INC
NOTE 3.250% 9/1
55292PAA3
3012
2500000
PRN
SOLE
0
0
0
MANITEX INTL INC
COM
563420108
5166
316902
SH
SOLE
316902
0
0
MARATHON PETE CORP
COM
56585A102
12186
140000
SH
SOLE
140000
0
0
MASCO CORP
COM
574599106
9346
420800
SH
SOLE
420800
0
0
MENTOR GRAPHICS CORP
SDCV 4.000% 4/0
587200AK2
8861
7000000
PRN
SOLE
0
0
0
MERCER INTL INC
COM
588056101
3825
510000
SH
SOLE
510000
0
0
MERGEWORTHRX CORP
COM
58952R106
8219
1011546
SH
SOLE
1011546
0
0
MERITOR INC
COM
59001K100
1334
108900
SH
Call
SOLE
0
0
0
METLIFE INC
COM
59156R108
19800
375000
SH
SOLE
375000
0
0
MICRON TECHNOLOGY INC
NOTE 2.375% 5/0
595112AW3
56728
22500000
PRN
SOLE
0
0
0
MICRON TECHNOLOGY INC
NOTE 3.125% 5/0
595112AX1
49775
20000000
PRN
SOLE
0
0
0
MISTRAS GROUP INC
COM
60649T107
12799
562085
SH
SOLE
562085
0
0
MOLYCORP INC DEL
NOTE 6.000% 9/0
608753AF6
6009
7500000
PRN
SOLE
0
0
0
MOLYCORP INC DEL
NOTE 5.500% 2/0
608753AH2
4916
5500000
PRN
SOLE
0
0
0
MOLYCORP INC DEL
COM
608753109
360
76794
SH
SOLE
76794
0
0
MOTORCAR PTS AMER INC
COM
620071100
12645
475900
SH
SOLE
475900
0
0
MOUNTAIN PROV DIAMONDS INC
COM NEW
62426E402
237
50000
SH
SOLE
50000
0
0
MOVE INC
COM NEW
62458M207
11559
999945
SH
SOLE
999945
0
0
MUELLER WTR PRODS INC
COM SER A
624758108
19943
2099274
SH
SOLE
2099274
0
0
MULTIMEDIA GAMES HLDG CO INC
COM
625453105
7981
274831
SH
SOLE
274831
0
0
NATIONAL INTERSTATE CORP
COM
63654U100
737
27500
SH
SOLE
27500
0
0
NCI BUILDING SYS INC
COM NEW
628852204
662
37921
SH
SOLE
37921
0
0
NEONODE INC
COM NEW
64051M402
3517
618127
SH
SOLE
618127
0
0
NEW GOLD INC CDA
COM
644535106
3831
785000
SH
SOLE
785000
0
0
NEWPARK RES INC
NOTE 4.000%10/0
651718AC2
6431
5000000
PRN
SOLE
0
0
0
NEWPORT CORP
COM
651824104
30803
1489522
SH
SOLE
1489522
0
0
NEWS CORP NEW
CL B
65249B208
7019
420300
SH
SOLE
420300
0
0
NORWEGIAN CRUISE LINE HLDGS
SHS
G66721104
12747
395000
SH
SOLE
395000
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
8863
150700
SH
SOLE
150700
0
0
OWENS CORNING NEW
COM
690742101
19414
449700
SH
SOLE
449700
0
0
PACER INTL INC TENN
COM
69373H106
672
75000
SH
SOLE
75000
0
0
POWERSHS DB US DOLLAR INDEX
DOLL INDX BULL
73936D107
6438
300000
SH
Put
SOLE
0
0
0
QUARTET MERGER CORP
COM
747717106
15680
1600000
SH
SOLE
1600000
0
0
QUARTET MERGER CORP
RIGHT 99/99/9999
747717205
656
1599700
SH
SOLE
1599700
0
0
QUINPARIO ACQUISITION CORP
COM
74874R108
23062
2241163
SH
SOLE
2241163
0
0
QUINPARIO ACQUISITION CORP
UNIT 99/99/9999
74874R207
1949
178819
SH
SOLE
178819
0
0
QUINPARIO ACQUISITION CORP
*W EXP 09/27/201
74874R116
603
987949
SH
SOLE
987949
0
0
RANDGOLD RES LTD
ADR
752344309
6750
90000
SH
SOLE
90000
0
0
RELIANCE STEEL & ALUMINUM CO
COM
759509102
12719
180000
SH
SOLE
180000
0
0
REXNORD CORP NEW
COM
76169B102
17613
607779
SH
SOLE
607779
0
0
ROADRUNNER TRNSN SVCS HLDG I
COM
76973Q105
15618
618798
SH
SOLE
618798
0
0
ROI ACQUISITION CORP II
COM
74966G101
1164
120048
SH
SOLE
120048
0
0
ROI ACQUISITION CORP II
*W EXP 09/17/201
74966G119
41
94118
SH
SOLE
94118
0
0
ROSETTA RESOURCES INC
COM
777779307
10248
220000
SH
SOLE
220000
0
0
RYDER SYS INC
COM
783549108
16631
208100
SH
SOLE
208100
0
0
SALIX PHARMACEUTICALS INC
NOTE 1.500% 3/1
795435AE6
23642
14000000
PRN
SOLE
0
0
0
SANDISK CORP
NOTE 1.500% 8/1
80004CAD3
8231
5000000
PRN
SOLE
0
0
0
SEAWORLD ENTMT INC
COM
81282V100
3030
100240
SH
SOLE
100240
0
0
SELECT COMFORT CORP
COM
81616X103
7861
434800
SH
SOLE
434800
0
0
SELECT SECTOR SPDR TR
SBI INT-ENERGY
81369Y506
35624
400000
SH
Call
SOLE
0
0
0
SILVER BULL RES INC
COM
827458100
103
312500
SH
SOLE
312500
0
0
SILVER EAGLE ACQUISITION COR
COM
827694100
11080
1141683
SH
SOLE
1141683
0
0
SILVER EAGLE ACQUISITION COR
UNIT 99/99/9999
827694209
389
37586
SH
SOLE
37586
0
0
SILVER EAGLE ACQUISITION COR
*W EXP 07/26/202
827694118
22
31200
SH
SOLE
31200
0
0
SILVER STD RES INC
COM
82823L106
1376
138552
SH
SOLE
138552
0
0
SINA CORP
ORD
G81477104
6041
100000
SH
Call
SOLE
0
0
0
SIRIUS XM HLDGS INC
COM
82968B103
933
291600
SH
Call
SOLE
0
0
0
SODASTREAM INTERNATIONAL LTD
USD SHS
M9068E105
8820
200000
SH
Call
SOLE
0
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
93505
500000
SH
Put
SOLE
0
0
0
SPDR SERIES TRUST
S&P REGL BKG
78464A698
19970
482600
SH
SOLE
482600
0
0
SPROTT PHYSICAL GOLD TRUST
UNIT
85207H104
19692
1845541
SH
SOLE
1845541
0
0
SPROTT PHYSICAL PLAT PALLAD
UNIT
85207Q104
12589
1310019
SH
SOLE
1310019
0
0
STOCK BLDG SUPPLY HLDGS INC
COM
86101X104
5928
291716
SH
SOLE
291716
0
0
SUPERCONDUCTOR TECHNOLOGIES
COM PAR $0.001
867931404
188
69483
SH
SOLE
69483
0
0
SYNOPSYS INC
COM
871607107
8235
214400
SH
SOLE
214400
0
0
TAHOE RES INC
COM
873868103
21843
1032787
SH
SOLE
1032787
0
0
TAMINCO CORP
COM
87509U106
9349
445000
SH
SOLE
445000
0
0
TANGOE INC
COM
87582Y108
16511
888172
SH
SOLE
888172
0
0
TECHNE CORP
COM
878377100
6172
72302
SH
SOLE
72302
0
0
TECNOGLASS INC
SHS
G87264100
6916
649382
SH
SOLE
649382
0
0
TELEFLEX INC
NOTE 3.875% 8/0
879369AA4
26720
15000000
PRN
SOLE
0
0
0
TESLA MTRS INC
NOTE 1.250% 3/0
88160RAC5
13622
15000000
PRN
SOLE
0
0
0
TESLA MTRS INC
NOTE 0.250% 3/0
88160RAB7
11546
12500000
PRN
SOLE
0
0
0
TIMMINS GOLD CORP
COM
88741P103
1860
1500000
SH
SOLE
1500000
0
0
TIPTREE FINL INC
CL A
88822Q103
1125
150000
SH
SOLE
150000
0
0
TOWER GROUP INC
NOTE 5.000% 9/1
891777AC8
1888
2000000
PRN
SOLE
0
0
0
TRANSALTA CORP
COM
89346D107
233
20000
SH
SOLE
20000
0
0
TRANSGLOBE ENERGY CORP
COM
893662106
15256
2012603
SH
SOLE
2012603
0
0
TRINITY BIOTECH PLC
SPON ADR NEW
896438306
3416
141000
SH
SOLE
141000
0
0
TUESDAY MORNING CORP
COM NEW
899035505
6307
445702
SH
SOLE
445702
0
0
TUMI HLDGS INC
COM
89969Q104
2813
124300
SH
SOLE
124300
0
0
TWENTY FIRST CENTY FOX INC
CL B
90130A200
7002
225000
SH
SOLE
225000
0
0
UAL CORP
NOTE 6.000%10/1
902549AJ3
39259
7625000
PRN
SOLE
0
0
0
UNITED RENTALS INC
COM
911363109
11402
120100
SH
SOLE
120100
0
0
VALEANT PHARMACEUTICALS INTL
COM
91911K102
7148
54223
SH
SOLE
54223
0
0
VCA ANTECH INC
COM
918194101
11606
360100
SH
SOLE
360100
0
0
VIASAT INC
COM
92552V100
6904
100000
SH
Put
SOLE
0
0
0
VIPSHOP HLDGS LTD
SPONSORED ADR
92763W103
14930
100000
SH
Call
SOLE
0
0
0
VIPSHOP HLDGS LTD
SPONSORED ADR
92763W103
14930
100000
SH
Put
SOLE
0
0
0
WHIRLPOOL CORP
COM
963320106
15155
101400
SH
SOLE
101400
0
0
ZULILY INC
CL A
989774104
5019
100000
SH
Call
SOLE
0
0
0