The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACTIVE NETWORK INC | COM | 00506D100 | 2,504 | 175,000 | SH | SOLE | 175,000 | 0 | 0 | ||
ALLIANCE DATA SYSTEMS CORP | NOTE 4.750% 5/1 | 018581AC2 | 266,750 | 60,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
AMERICAN WOODMARK CORP | COM | 030506109 | 9,848 | 284,217 | SH | SOLE | 284,217 | 0 | 0 | ||
ANDINA ACQUISITION CORP | COM | G0440W100 | 5,186 | 515,000 | SH | SOLE | 515,000 | 0 | 0 | ||
ANDINA ACQUISITION CORP | *W EXP 03/16/201 | G0440W126 | 227 | 413,420 | SH | SOLE | 413,420 | 0 | 0 | ||
APACHE CORP | COM | 037411105 | 17,328 | 203,520 | SH | SOLE | 203,520 | 0 | 0 | ||
APOGEE ENTERPRISES INC | COM | 037598109 | 4,192 | 141,461 | SH | SOLE | 141,461 | 0 | 0 | ||
AQUASITION CORP | COM | Y0192H103 | 6,764 | 674,396 | SH | SOLE | 674,396 | 0 | 0 | ||
AQUASITION CORP | *W EXP 99/99/999 | Y0192H111 | 131 | 478,059 | SH | SOLE | 478,059 | 0 | 0 | ||
ARC DOCUMENT SOLUTIONS INC | COM | 00191G103 | 2,497 | 543,907 | SH | SOLE | 543,907 | 0 | 0 | ||
ARMOUR RESIDENTIAL REIT INC | *W EXP 11/07/201 | 042315119 | 1 | 305,800 | SH | SOLE | 305,800 | 0 | 0 | ||
ASCENT CAP GROUP INC | NOTE 4.000% 7/1 | 043632AA6 | 5,203 | 5,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
ASTEX PHARMACEUTICALS INC | COM | 04624B103 | 2,486 | 292,800 | SH | SOLE | 292,800 | 0 | 0 | ||
ASTEX PHARMACEUTICALS INC | COM | 04624B103 | 1,094 | 128,900 | SH | Call | SOLE | 0 | 0 | 0 | |
BANNER CORP | COM NEW | 06652V208 | 1,336 | 35,000 | SH | Call | SOLE | 0 | 0 | 0 | |
BELLATRIX EXPLORATION LTD | COM | 078314101 | 11,415 | 1,500,000 | SH | SOLE | 1,500,000 | 0 | 0 | ||
BGS ACQUISITION CORP | SH | G1082J100 | 5,366 | 530,200 | SH | SOLE | 530,200 | 0 | 0 | ||
BGS ACQUISITION CORP | *W EXP 03/21/201 | G1082J118 | 38 | 174,800 | SH | SOLE | 174,800 | 0 | 0 | ||
BIO RAD LABS INC | CL A | 090572207 | 14,930 | 127,002 | SH | SOLE | 127,002 | 0 | 0 | ||
BLACKBERRY LTD | COM | 09228F103 | 2,056 | 253,800 | SH | Call | SOLE | 0 | 0 | 0 | |
BOISE INC | COM | 09746Y105 | 428 | 34,000 | SH | Call | SOLE | 0 | 0 | 0 | |
BROOKDALE SR LIVING INC | NOTE 2.750% 6/1 | 112463AA2 | 8,246 | 7,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
BROOKFIELD RESIDENTIAL PPTYS | COM | 11283W104 | 14,841 | 622,252 | SH | SOLE | 622,252 | 0 | 0 | ||
BRUKER CORP | COM | 116794108 | 11,839 | 573,305 | SH | SOLE | 573,305 | 0 | 0 | ||
BRUNSWICK CORP | COM | 117043109 | 1,996 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
CAMBREX CORP | COM | 132011107 | 6,333 | 479,800 | SH | SOLE | 479,800 | 0 | 0 | ||
CAPITALSOURCE INC | COM | 14055X102 | 1,234 | 103,900 | SH | SOLE | 103,900 | 0 | 0 | ||
CAPITOL ACQUISITION CORP II | COM | 14056V105 | 1,448 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
CARMIKE CINEMAS INC | COM | 143436400 | 14,460 | 654,891 | SH | SOLE | 654,891 | 0 | 0 | ||
CATAMARAN CORP | COM | 148887102 | 10,220 | 222,419 | SH | SOLE | 222,419 | 0 | 0 | ||
CELESTICA INC | SUB VTG SHS | 15101Q108 | 13,236 | 1,200,000 | SH | SOLE | 1,200,000 | 0 | 0 | ||
CENTRAL FD CDA LTD | CL A | 153501101 | 40,486 | 2,754,129 | SH | SOLE | 2,754,129 | 0 | 0 | ||
CENTRAL GOLDTRUST | TR UNIT | 153546106 | 9,860 | 213,516 | SH | SOLE | 213,516 | 0 | 0 | ||
CHART ACQUISITION CORP | COM | 161151105 | 6,629 | 669,625 | SH | SOLE | 669,625 | 0 | 0 | ||
CHART INDS INC | NOTE 2.000% 8/0 | 16115QAC4 | 28,003 | 15,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
CIMAREX ENERGY CO | COM | 171798101 | 14,942 | 155,000 | SH | SOLE | 155,000 | 0 | 0 | ||
CIS ACQUISITION LTD | SHS SER A | G21490209 | 7,575 | 750,000 | SH | SOLE | 750,000 | 0 | 0 | ||
CIS ACQUISITION LTD | *W EXP 99/99/999 | G21490118 | 91 | 249,149 | SH | SOLE | 249,149 | 0 | 0 | ||
COLLABRIUM JAPAN ACQUISITN C | SHS | G2266G102 | 7,169 | 713,370 | SH | SOLE | 713,370 | 0 | 0 | ||
COLLABRIUM JAPAN ACQUISITN C | *W EXP 99/99/999 | G2266G110 | 133 | 501,759 | SH | SOLE | 501,759 | 0 | 0 | ||
COMMERCIAL VEH GROUP INC | COM | 202608105 | 5,611 | 705,777 | SH | SOLE | 705,777 | 0 | 0 | ||
CORNERSTONE THERAPEUTICS INC | COM | 21924P103 | 736 | 78,213 | SH | SOLE | 78,213 | 0 | 0 | ||
CORPORATE EXECUTIVE BRD CO | COM | 21988R102 | 13,743 | 189,249 | SH | SOLE | 189,249 | 0 | 0 | ||
CUBIST PHARMACEUTICALS INC | NOTE 2.500%11/0 | 229678AD9 | 50,760 | 22,500,000 | PRN | SOLE | 0 | 0 | 0 | ||
DECKERS OUTDOOR CORP | COM | 243537107 | 6,922 | 105,000 | SH | SOLE | 105,000 | 0 | 0 | ||
DELL INC | COM | 24702R101 | 1,812 | 131,800 | SH | Call | SOLE | 0 | 0 | 0 | |
DELL INC | COM | 24702R101 | 1,115 | 81,100 | SH | Put | SOLE | 0 | 0 | 0 | |
DENTSPLY INTL INC NEW | COM | 249030107 | 18,887 | 435,032 | SH | SOLE | 435,032 | 0 | 0 | ||
DINEEQUITY INC | COM | 254423106 | 10,336 | 149,800 | SH | SOLE | 149,800 | 0 | 0 | ||
EBAY INC | COM | 278642103 | 9,206 | 165,000 | SH | SOLE | 165,000 | 0 | 0 | ||
EDWARDS GROUP LTD | SPONSORED ADR | 281736108 | 1,822 | 185,000 | SH | SOLE | 185,000 | 0 | 0 | ||
ELAN PLC | ADR | 284131208 | 1,558 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
ELAN PLC | ADR | 284131208 | 779 | 50,000 | SH | Put | SOLE | 0 | 0 | 0 | |
ELDORADO GOLD CORP NEW | COM | 284902103 | 3,355 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
ELECTRONICS FOR IMAGING INC | COM | 286082102 | 18,664 | 589,150 | SH | SOLE | 589,150 | 0 | 0 | ||
EMCOR GROUP INC | COM | 29084Q100 | 11,790 | 301,300 | SH | SOLE | 301,300 | 0 | 0 | ||
ENDEAVOUR SILVER CORP | COM | 29258Y103 | 5,112 | 1,188,800 | SH | SOLE | 1,188,800 | 0 | 0 | ||
ENERGY XXI (BERMUDA) LTD | USD UNRS SHS | G10082140 | 15,709 | 520,000 | SH | SOLE | 520,000 | 0 | 0 | ||
ENTEGRIS INC | COM | 29362U104 | 9,645 | 949,318 | SH | SOLE | 949,318 | 0 | 0 | ||
ETHAN ALLEN INTERIORS INC | COM | 297602104 | 7,971 | 286,000 | SH | SOLE | 286,000 | 0 | 0 | ||
EXFO INC | SUB VTG SHS | 302046107 | 11,296 | 2,046,427 | SH | SOLE | 2,046,427 | 0 | 0 | ||
FAMILY DLR STORES INC | COM | 307000109 | 7,937 | 110,200 | SH | Call | SOLE | 0 | 0 | 0 | |
FIDELITY NATIONAL FINANCIAL | CL A | 31620R105 | 532 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
FINISAR CORP | COM NEW | 31787A507 | 6,336 | 280,000 | SH | SOLE | 280,000 | 0 | 0 | ||
FIRST MAJESTIC SILVER CORP | COM | 32076V103 | 12,271 | 1,034,662 | SH | SOLE | 1,034,662 | 0 | 0 | ||
FLOW INTL CORP | COM | 343468104 | 1,995 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
FOOT LOCKER INC | COM | 344849104 | 12,748 | 375,600 | SH | SOLE | 375,600 | 0 | 0 | ||
GLOBAL PMTS INC | COM | 37940X102 | 14,190 | 277,800 | SH | SOLE | 277,800 | 0 | 0 | ||
GLOBECOMM SYSTEMS INC | COM | 37956X103 | 2,102 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
GLOBUS MED INC | CL A | 379577208 | 7,723 | 442,300 | SH | SOLE | 442,300 | 0 | 0 | ||
GRAN TIERRA ENERGY INC | COM | 38500T101 | 9,158 | 1,291,648 | SH | SOLE | 1,291,648 | 0 | 0 | ||
GROUPE CGI INC | CL A SUB VTG | 39945C109 | 27,002 | 769,283 | SH | SOLE | 769,283 | 0 | 0 | ||
GSI GROUP INC CDA NEW | COM NEW | 36191C205 | 19,547 | 2,048,924 | SH | SOLE | 2,048,924 | 0 | 0 | ||
HEALTH MGMT ASSOC INC NEW | CL A | 421933102 | 264 | 20,600 | SH | Put | SOLE | 0 | 0 | 0 | |
HEARTLAND PMT SYS INC | COM | 42235N108 | 14,085 | 354,596 | SH | SOLE | 354,596 | 0 | 0 | ||
HF2 FINL MGMT INC | CL A | 40421A104 | 13,413 | 1,325,357 | SH | SOLE | 1,325,357 | 0 | 0 | ||
HI-TECH PHARMACAL INC | COM | 42840B101 | 3,236 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
HUDSON GLOBAL INC | COM | 443787106 | 5,452 | 1,682,654 | SH | SOLE | 1,682,654 | 0 | 0 | ||
HYDE PK ACQUISITION CORP II | COM | 448640102 | 6,349 | 611,668 | SH | SOLE | 611,668 | 0 | 0 | ||
ICG GROUP INC | COM | 44928D108 | 13,674 | 963,604 | SH | SOLE | 963,604 | 0 | 0 | ||
INCONTACT INC | COM | 45336E109 | 9,081 | 1,100,727 | SH | SOLE | 1,100,727 | 0 | 0 | ||
INFINERA CORPORATION | COM | 45667G103 | 6,800 | 600,721 | SH | SOLE | 600,721 | 0 | 0 | ||
INFINITY CROSS BORDER ACQUIS | SHS | G4772R101 | 4,170 | 528,199 | SH | SOLE | 528,199 | 0 | 0 | ||
INTUIT | COM | 461202103 | 19,243 | 290,200 | SH | SOLE | 290,200 | 0 | 0 | ||
ISHARES | RUSSELL 2000 ETF | 464287655 | 21,322 | 200,000 | SH | Put | SOLE | 0 | 0 | 0 | |
KAR AUCTION SVCS INC | COM | 48238T109 | 17,377 | 616,000 | SH | SOLE | 616,000 | 0 | 0 | ||
KAYDON CORP | COM | 486587108 | 3,374 | 95,000 | SH | SOLE | 95,000 | 0 | 0 | ||
KINROSS GOLD CORP | COM NO PAR | 496902404 | 4,351 | 861,600 | SH | SOLE | 861,600 | 0 | 0 | ||
KIRKLANDS INC | COM | 497498105 | 11,935 | 647,209 | SH | SOLE | 647,209 | 0 | 0 | ||
LAS VEGAS SANDS CORP | COM | 517834107 | 5,314 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
LATTICE SEMICONDUCTOR CORP | COM | 518415104 | 7,575 | 1,698,400 | SH | SOLE | 1,698,400 | 0 | 0 | ||
LEAP WIRELESS INTL INC | COM NEW | 521863308 | 5,832 | 369,100 | SH | Put | SOLE | 0 | 0 | 0 | |
LEAP WIRELESS INTL INC | COM NEW | 521863308 | 2,133 | 135,000 | SH | SOLE | 135,000 | 0 | 0 | ||
LENDER PROCESSING SVCS INC | COM | 52602E102 | 1,996 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
LIFELOCK INC | COM | 53224V100 | 1,479 | 99,700 | SH | SOLE | 99,700 | 0 | 0 | ||
M/I HOMES INC | NOTE 3.250% 9/1 | 55292PAA3 | 4,612 | 4,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
MAKO SURGICAL CORP | COM | 560879108 | 2,213 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
MARATHON PETE CORP | COM | 56585A102 | 9,648 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
MCMORAN EXPLORATION CO | NOTE 5.250%10/0 | 582411AM6 | 2,031 | 2,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
MEDIFAST INC | COM | 58470H101 | 4,754 | 176,800 | SH | SOLE | 176,800 | 0 | 0 | ||
MEDWORTH ACQUISITION CORP | COM | 58508R105 | 6,479 | 803,846 | SH | SOLE | 803,846 | 0 | 0 | ||
MENTOR GRAPHICS CORP | SDCV 4.000% 4/0 | 587200AK2 | 4,631 | 3,500,000 | PRN | SOLE | 0 | 0 | 0 | ||
METLIFE INC | COM | 59156R108 | 13,226 | 281,700 | SH | SOLE | 281,700 | 0 | 0 | ||
MICRON TECHNOLOGY INC | NOTE 2.375% 5/0 | 595112AW3 | 47,828 | 25,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
MICRON TECHNOLOGY INC | NOTE 3.125% 5/0 | 595112AX1 | 15,152 | 8,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
MOLEX INC | CL A | 608554200 | 1,914 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
MOLEX INC | COM | 608554101 | 963 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
MOLYCORP INC DEL | NOTE 6.000% 9/0 | 608753AF6 | 6,014 | 7,500,000 | PRN | SOLE | 0 | 0 | 0 | ||
MOLYCORP INC DEL | NOTE 5.500% 2/0 | 608753AH2 | 5,692 | 5,500,000 | PRN | SOLE | 0 | 0 | 0 | ||
MOLYCORP INC DEL | COM | 608753109 | 732 | 111,634 | SH | SOLE | 111,634 | 0 | 0 | ||
MOTORCAR PTS AMER INC | COM | 620071100 | 3,484 | 275,000 | SH | SOLE | 275,000 | 0 | 0 | ||
MOVE INC | COM NEW | 62458M207 | 16,739 | 986,932 | SH | SOLE | 986,932 | 0 | 0 | ||
MYRIAD GENETICS INC | COM | 62855J104 | 8,225 | 350,000 | SH | Call | SOLE | 0 | 0 | 0 | |
NEONODE INC | COM NEW | 64051M402 | 1,284 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
NEW GOLD INC CDA | COM | 644535106 | 6,251 | 1,045,259 | SH | SOLE | 1,045,259 | 0 | 0 | ||
NEWMONT MINING CORP | COM | 651639106 | 3,934 | 140,000 | SH | SOLE | 140,000 | 0 | 0 | ||
NEWPORT CORP | COM | 651824104 | 21,779 | 1,393,422 | SH | SOLE | 1,393,422 | 0 | 0 | ||
NXP SEMICONDUCTORS N V | COM | N6596X109 | 11,022 | 296,200 | SH | SOLE | 296,200 | 0 | 0 | ||
ONYX PHARMACEUTICALS INC | NOTE 4.000% 8/1 | 683399AB5 | 24,061 | 7,500,000 | PRN | SOLE | 0 | 0 | 0 | ||
OPTIMER PHARMACEUTICALS INC | COM | 68401H104 | 1,446 | 114,846 | SH | SOLE | 114,846 | 0 | 0 | ||
ORGANOVO HLDGS INC | COM | 68620A104 | 2,423 | 420,000 | SH | SOLE | 420,000 | 0 | 0 | ||
OWENS CORNING NEW | COM | 690742101 | 15,222 | 400,800 | SH | SOLE | 400,800 | 0 | 0 | ||
PIXELWORKS INC | COM NEW | 72581M305 | 887 | 220,600 | SH | SOLE | 220,600 | 0 | 0 | ||
PRICELINE COM INC | NOTE 1.250% 3/1 | 741503AN6 | 95,724 | 28,703,000 | PRN | SOLE | 0 | 0 | 0 | ||
QUESTCOR PHARMACEUTICALS INC | COM | 74835Y101 | 2,900 | 50,000 | SH | Put | SOLE | 0 | 0 | 0 | |
QUINPARIO ACQUISITION CORP | UNIT 99/99/9999 | 74874R207 | 20,396 | 2,005,500 | SH | SOLE | 2,005,500 | 0 | 0 | ||
RANDGOLD RES LTD | ADR | 752344309 | 3,906 | 54,600 | SH | SOLE | 54,600 | 0 | 0 | ||
REGAL BELOIT CORP | COM | 758750103 | 6,413 | 94,400 | SH | SOLE | 94,400 | 0 | 0 | ||
REGIONAL MGMT CORP | COM | 75902K106 | 7,950 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
REXNORD CORP NEW | COM | 76169B102 | 18,601 | 894,288 | SH | SOLE | 894,288 | 0 | 0 | ||
ROADRUNNER TRNSN SVCS HLDG I | COM | 76973Q105 | 9,669 | 342,400 | SH | SOLE | 342,400 | 0 | 0 | ||
ROYAL GOLD INC | COM | 780287108 | 4,379 | 90,000 | SH | SOLE | 90,000 | 0 | 0 | ||
RTI INTL METALS INC | NOTE 1.625%10/1 | 74973WAB3 | 5,184 | 5,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
RYDER SYS INC | COM | 783549108 | 26,126 | 437,626 | SH | SOLE | 437,626 | 0 | 0 | ||
SAEXPLORATION HLDGS INC | COM | 78636X105 | 4,658 | 489,812 | SH | SOLE | 489,812 | 0 | 0 | ||
SAKS INC | COM | 79377W108 | 1,992 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
SELECT COMFORT CORP | COM | 81616X103 | 11,924 | 489,700 | SH | SOLE | 489,700 | 0 | 0 | ||
SENSIENT TECHNOLOGIES CORP | COM | 81725T100 | 8,984 | 187,606 | SH | SOLE | 187,606 | 0 | 0 | ||
SHFL ENTMT INC | COM | 78423R105 | 1,723 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
SHIP FINANCE INTERNATIONAL L | NOTE 3.250% 2/0 | G81075AE6 | 5,050 | 5,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
SHIP FINANCE INTERNATIONAL L | SHS | G81075106 | 460 | 30,100 | SH | SOLE | 30,100 | 0 | 0 | ||
SILVER BULL RES INC | COM | 827458100 | 112 | 312,500 | SH | SOLE | 312,500 | 0 | 0 | ||
SILVER STD RES INC | COM | 82823L106 | 852 | 138,552 | SH | SOLE | 138,552 | 0 | 0 | ||
SMITHFIELD FOODS INC | COM | 832248108 | 0 | 385,800 | SH | Call | SOLE | 0 | 0 | 0 | |
SODASTREAM INTERNATIONAL LTD | USD SHS | M9068E105 | 6,236 | 100,000 | SH | Call | SOLE | 0 | 0 | 0 | |
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 12,818 | 100,000 | SH | Put | SOLE | 0 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 243,614 | 1,450,000 | SH | Put | SOLE | 0 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 100,806 | 600,000 | SH | Call | SOLE | 0 | 0 | 0 | |
SPDR SERIES TRUST | S&P REGL BKG | 78464A698 | 19,390 | 543,900 | SH | SOLE | 543,900 | 0 | 0 | ||
SPEED COMM INC | COM | 84764T106 | 1,312 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
SPRINT CORP | COM SER 1 | 85207U105 | 945 | 152,000 | SH | Put | SOLE | 0 | 0 | 0 | |
SPRINT CORP | COM SER 1 | 85207U105 | 229 | 36,800 | SH | Call | SOLE | 0 | 0 | 0 | |
SPROTT PHYSICAL GOLD TRUST | UNIT | 85207H104 | 47,428 | 4,301,860 | SH | SOLE | 4,301,860 | 0 | 0 | ||
SPROTT PHYSICAL PLAT PALLAD | UNIT | 85207Q104 | 17,228 | 1,933,526 | SH | SOLE | 1,933,526 | 0 | 0 | ||
SPROTT PHYSICAL SILVER TR | TR UNIT | 85207K107 | 2,108 | 241,518 | SH | SOLE | 241,518 | 0 | 0 | ||
STANLEY BLACK & DECKER INC | COM | 854502101 | 9,600 | 106,000 | SH | SOLE | 106,000 | 0 | 0 | ||
STEWART ENTERPRISES INC | NOTE 3.375% 7/1 | 860370AK1 | 9,105 | 6,987,000 | PRN | SOLE | 0 | 0 | 0 | ||
STEWART ENTERPRISES INC | NOTE 3.125% 7/1 | 860370AH8 | 5,919 | 4,781,000 | PRN | SOLE | 0 | 0 | 0 | ||
STILLWATER MNG CO | NOTE 1.750%10/1 | 86074QAL6 | 10,494 | 10,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
SUPERCONDUCTOR TECHNOLOGIES | COM PAR $0.001 | 867931404 | 113 | 69,483 | SH | SOLE | 69,483 | 0 | 0 | ||
SUPERIOR ENERGY SVCS INC | COM | 868157108 | 11,751 | 469,300 | SH | SOLE | 469,300 | 0 | 0 | ||
SYNALLOY CP DEL | COM | 871565107 | 4,504 | 275,000 | SH | SOLE | 275,000 | 0 | 0 | ||
SYNOPSYS INC | COM | 871607107 | 14,017 | 371,800 | SH | SOLE | 371,800 | 0 | 0 | ||
TAHOE RES INC | COM | 873868103 | 18,508 | 1,032,787 | SH | SOLE | 1,032,787 | 0 | 0 | ||
TAKE-TWO INTERACTIVE SOFTWAR | COM | 874054109 | 3,361 | 185,000 | SH | SOLE | 185,000 | 0 | 0 | ||
TAKE-TWO INTERACTIVE SOFTWAR | NOTE 1.000% 7/0 | 874054AD1 | 2,766 | 2,500,000 | PRN | SOLE | 0 | 0 | 0 | ||
TECHNE CORP | COM | 878377100 | 5,861 | 73,202 | SH | SOLE | 73,202 | 0 | 0 | ||
TELEFLEX INC | NOTE 3.875% 8/0 | 879369AA4 | 14,113 | 10,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
TIPTREE FINL INC | CL A | 88822Q103 | 735 | 98,708 | SH | SOLE | 98,708 | 0 | 0 | ||
TRANSGLOBE ENERGY CORP | COM | 893662106 | 15,819 | 2,012,603 | SH | SOLE | 2,012,603 | 0 | 0 | ||
TRW AUTOMOTIVE INC | NOTE 3.500%12/0 | 87264MAH2 | 66,080 | 27,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
TUESDAY MORNING CORP | COM NEW | 899035505 | 18,293 | 1,197,189 | SH | SOLE | 1,197,189 | 0 | 0 | ||
TUMI HLDGS INC | COM | 89969Q104 | 6,128 | 304,100 | SH | SOLE | 304,100 | 0 | 0 | ||
TURQUOISE HILL RES LTD | COM | 900435108 | 1,713 | 387,544 | SH | SOLE | 387,544 | 0 | 0 | ||
TYSON FOODS INC | CL A | 902494103 | 17,208 | 608,500 | SH | SOLE | 608,500 | 0 | 0 | ||
UAL CORP | NOTE 6.000%10/1 | 902549AJ3 | 27,258 | 7,625,000 | PRN | SOLE | 0 | 0 | 0 | ||
UNITED CONTL HLDGS INC | COM | 910047109 | 4,299 | 140,000 | SH | SOLE | 140,000 | 0 | 0 | ||
UNITED THERAPEUTICS CORP DEL | NOTE 1.000% 9/1 | 91307CAF9 | 34,012 | 20,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
VALEANT PHARMACEUTICALS INTL | COM | 91911K102 | 34,377 | 329,498 | SH | SOLE | 329,498 | 0 | 0 | ||
VIROPHARMA INC | NOTE 2.000% 3/1 | 928241AH1 | 16,078 | 7,500,000 | PRN | SOLE | 0 | 0 | 0 | ||
VITRAN CORP INC | COM | 92850E107 | 124 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
WHIRLPOOL CORP | COM | 963320106 | 9,182 | 62,700 | SH | SOLE | 62,700 | 0 | 0 |