0000902664-14-004226.txt : 20141105
0000902664-14-004226.hdr.sgml : 20141105
20141105124025
ACCESSION NUMBER: 0000902664-14-004226
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141001
FILED AS OF DATE: 20141105
DATE AS OF CHANGE: 20141105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DT Asia Investments Ltd
CENTRAL INDEX KEY: 0001611852
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 000000000
STATE OF INCORPORATION: D8
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 PARK AVENUE SOUTH
STREET 2: SUITE 1600
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-880-2677
MAIL ADDRESS:
STREET 1: 100 PARK AVENUE SOUTH
STREET 2: SUITE 1600
CITY: NEW YORK
STATE: NY
ZIP: 10017
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: North Pole Capital Master Fund
CENTRAL INDEX KEY: 0001590457
STATE OF INCORPORATION: E9
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36664
FILM NUMBER: 141196043
BUSINESS ADDRESS:
STREET 1: C/O POLAR SECURITIES INC., 401 BAY ST.
STREET 2: SUITE 1900, PO BOX 19
CITY: TORONTO
STATE: A6
ZIP: M5H 2Y4
BUSINESS PHONE: (212) 751-8802
MAIL ADDRESS:
STREET 1: C/O POLAR SECURITIES INC., 401 BAY ST.
STREET 2: SUITE 1900, PO BOX 19
CITY: TORONTO
STATE: A6
ZIP: M5H 2Y4
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Polar Securities Inc.
CENTRAL INDEX KEY: 0001326389
STATE OF INCORPORATION: A6
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36664
FILM NUMBER: 141196044
BUSINESS ADDRESS:
STREET 1: 401 BAY STREET
STREET 2: SUITE 1900, P.O. BOX 19
CITY: TORONTO
STATE: A6
ZIP: M5H 2Y4
BUSINESS PHONE: 416-367-4364
MAIL ADDRESS:
STREET 1: 401 BAY STREET
STREET 2: SUITE 1900, P.O. BOX 19
CITY: TORONTO
STATE: A6
ZIP: M5H 2Y4
4
1
p14-2149form4.xml
DT ASIA INVESTMENTS LIMITED
X0306
4
2014-10-01
0
0001611852
DT Asia Investments Ltd
CADT
0001326389
Polar Securities Inc.
401 BAY STREET
SUITE 1900, P.O. BOX 19
TORONTO
A6
M5H 2Y4
ONTARIO, CANADA
0
0
1
0
0001590457
North Pole Capital Master Fund
C/O POLAR SECURITIES INC., 401 BAY ST.
SUITE 1900, PO BOX 19
TORONTO
A6
M5H 2Y4
ONTARIO, CANADA
0
0
1
0
Ordinary shares, no par value (the "Ordinary Shares")
2014-10-01
4
P
0
140000
10.00
A
990000
I
See footnote
Ordinary Shares
2014-10-22
4
P
0
152581
10.02
A
1142581
I
See footnote
Polar Securities Inc. ("PSI") serves as investment manager to North Pole Capital Master Fund, a Cayman Islands exempted company ("NPM", together with PSI, the "Reporting Persons") and has investment discretion with respect to the securities reported herein which are held by NPM. The Reporting Persons disclaim beneficial ownership of such securities, and this report shall not be deemed an admission that any Reporting Person is the beneficial owners of the securities for the purpose of Section 16 or for any other purpose, except to the extent of the Reporting Persons' pecuniary interest therein.
POLAR SECURITIES INC., for itself and as investment manager to NORTH POLE CAPITAL MASTER FUND /s/ Paul Sabourin, Chief Investment Officer
2014-11-05