-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RoPGk+tUioJHXdzqSxuz4SR6nslbkyib55OgWtZZO4sslzmDrp5EYMCYCOfLdhEE KwUK0nufMtiHuO71cPrGSQ== 0000902664-09-004023.txt : 20091125 0000902664-09-004023.hdr.sgml : 20091125 20091125144431 ACCESSION NUMBER: 0000902664-09-004023 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20091106 FILED AS OF DATE: 20091125 DATE AS OF CHANGE: 20091125 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sabourin John Paul CENTRAL INDEX KEY: 0001435354 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 333-160870 FILM NUMBER: 091208038 MAIL ADDRESS: STREET 1: 2170 PINEEDLE ROW CITY: MISSISSAUGA STATE: A6 ZIP: L5C 1V3 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Armour Residential REIT, Inc. CENTRAL INDEX KEY: 0001428205 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6800 BROKEN SOUND PARKWAY STREET 2: SUITE 200 CITY: BOCA RATON STATE: FL ZIP: 33487 BUSINESS PHONE: (772) 388-4758 MAIL ADDRESS: STREET 1: 6800 BROKEN SOUND PARKWAY STREET 2: SUITE 200 CITY: BOCA RATON STATE: FL ZIP: 33487 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Polar Securities Inc. CENTRAL INDEX KEY: 0001326389 STATE OF INCORPORATION: A6 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 333-160870 FILM NUMBER: 091208039 BUSINESS ADDRESS: STREET 1: 372 BAY STREET STREET 2: 21ST FLOOR CITY: TORONTO STATE: A6 ZIP: M5H 2S6 BUSINESS PHONE: 416-367-4364 MAIL ADDRESS: STREET 1: 372 BAY STREET STREET 2: 21ST FLOOR CITY: TORONTO STATE: A6 ZIP: M5H 2S6 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Polar Capital CORP CENTRAL INDEX KEY: 0001435352 STATE OF INCORPORATION: A6 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 333-160870 FILM NUMBER: 091208040 BUSINESS ADDRESS: STREET 1: 372 BAY STREET STREET 2: 21ST FLOOR CITY: TORONTO STATE: A6 ZIP: M5H 2W9 BUSINESS PHONE: 416-367-0564 MAIL ADDRESS: STREET 1: 372 BAY STREET STREET 2: 21ST FLOOR CITY: TORONTO STATE: A6 ZIP: M5H 2W9 3 1 p09-2016form3_ex.xml X0203 3 2009-11-06 0 0001428205 Armour Residential REIT, Inc. ARR 0001326389 Polar Securities Inc. 372 BAY STREET 21ST FLOOR TORONTO A6 M5H 2W9 ONTARIO, CANADA 0 0 1 0 0001435354 Sabourin John Paul 372 BAY STREET 21ST FLOOR TORONTO A6 M5H 2W9 ONTARIO, CANADA 0 0 1 0 0001435352 Polar Capital CORP 372 BAY STREET 21ST FLOOR TORONTO A6 M5H 2W9 ONTARIO, CANADA 0 0 1 0 Common Stock 440000 I See Footnote Polar Securities Inc. ("PSI") serves as investment manager to North Pole Capital Master Fund, a Cayman Islands exempted company ("NPM") as well as a separately managed account (together with NPM, the "Funds") and has investment discretion with respect to securities held by the Funds. NPM directly holds 305,800 shares of Common Stock of the Company. PSI is a wholly owned subsidiary of Polar Financial Corporation which is controlled by Polar Capital Corporation ("PCC"). John Paul Sabourin ("Mr. Sabourin" , and together with NPM, PSI and PCC, the "Reporting Persons") is the chairman of PSI. The Reporting Persons disclaim beneficial ownership of such securities, and this report shall not be deemed an admission that any of the Reporting Persons are the beneficial owners of the securities for the purpose of Section 16 or for any other purpose, except to the extent of the Reporting Persons' pecuniary interest therein. By: /s/ John Paul Sabourin, Chief Investment Officer 2009-11-25 EX-99 2 p09-2016jointfiler_info.txt JOINT FILER INFORMATION EXHIBIT 99 FORM 3 JOINT FILER INFORMATION Name: Polar Capital Corporation Address: 372 Bay Street, 21st Floor, Toronto, Ontario, Canada M5H 2W9 Designated Filer: Polar Securities Inc. Issuer and Ticker Symbol: Armour Residential REIT, Inc. [ARR] Date of Event requiring statement: November 6, 2009 /s/ Tom Sabourin - ----------------------- Tom Sabourin Vice President FORM 3 JOINT FILER INFORMATION Name: Mr. John Paul Sabourin Address: 372 Bay Street, 21st Floor, Toronto, Ontario, Canada M5H 2W9 Designated Filer: Polar Securities Inc. Issuer and Ticker Symbol: Armour Residential REIT, Inc. [ARR] Date of Event requiring statement: November 6, 2009 /s/ John Paul Sabourin - ------------------------------ John Paul Sabourin -----END PRIVACY-ENHANCED MESSAGE-----