-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S3/vBHYHGgHf+887NKKLLx6KOJleLeyXMbJXEXhLQFvcLD+egA4RhXw36bk/wz/M +2hNU7dGJiCD8RYpgcgWDg== 0000902664-07-002594.txt : 20070814 0000902664-07-002594.hdr.sgml : 20070814 20070814131018 ACCESSION NUMBER: 0000902664-07-002594 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070630 FILED AS OF DATE: 20070814 DATE AS OF CHANGE: 20070814 EFFECTIVENESS DATE: 20070814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Polar Securities Inc. CENTRAL INDEX KEY: 0001326389 IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12489 FILM NUMBER: 071053139 BUSINESS ADDRESS: STREET 1: 372 BAY STREET STREET 2: 21ST FLOOR CITY: TORONTO STATE: A6 ZIP: M5H 2S6 BUSINESS PHONE: 416-367-4364 MAIL ADDRESS: STREET 1: 372 BAY STREET STREET 2: 21ST FLOOR CITY: TORONTO STATE: A6 ZIP: M5H 2S6 13F-HR 1 form13fhr.txt POLAR SECURITIES INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2007 ------------------------ Check here if Amendment [ ]; Amendment Number: ----- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Polar Securities Inc. -------------------------------------------------- Address: 372 Bay Street, 21st Floor -------------------------------------------------- Toronto, Ontario M5H 2N9 -------------------------------------------------- Canada -------------------------------------------------- Form 13F File Number: 028-12489 ------------------ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Robyn Schultz -------------------------------------------------- Title: Chief Compliance Officer -------------------------------------------------- Phone: 416-369-4453 -------------------------------------------------- Signature, Place, and Date of Signing: /s/ Robyn Schultz Toronto, Ontario Canada 8/14/07 ------------------------ ------------------------------ ---------- Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Report Summary: Number of Other Included Managers: 0 ------------- Form 13F Information Table Entry Total: 130 ------------- Form 13F Information Table Value Total: $495,748 ------------- (thousands) List of Other Included Managers: NONE Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------ ---------------- -------- --------- -------- -------- ---------- --------- ------------------ ABITIBI-CONSOLIDATED INC COM 003924107 814 277,000 SH PUT SOLE 277,000 AGCO CORP NOTE 1.250%12/1 001084AM4 4,865 4,000,000 PRN SOLE 4,000,000 ALPHA SEC GROUP CORP *W EXP 03/23/201 02078A118 323 100,000 SH SOLE 100,000 ALPHA SEC GROUP CORP COM 02078A100 1,870 200,000 SH SOLE 200,000 AMERICAN RAILCAR INDS INC COM 02916P103 780 20,000 SH CALL SOLE 20,000 AMERICREDIT CORP NOTE 1.750%11/1 03060RAM3 14,815 10,000,000 PRN SOLE 10,000,000 APPLERA CORP COM AP BIO GRP 038020103 7,769 254,400 SH SOLE 254,400 ARENA PHARMACEUTICALS INC COM 040047102 220 20,000 SH CALL SOLE 20,000 ARENA PHARMACEUTICALS INC COM 040047102 220 20,000 SH PUT SOLE 20,000 ARMSTRONG WORLD INDS INC NEW COM 04247X102 1,067 21,286 SH SOLE 21,286 ATHEROGENICS INC COM 047439104 186 86,700 SH SOLE 86,700 ATHEROGENICS INC COM 047439104 313 146,200 SH PUT SOLE 146,200 ATHEROGENICS INC COM 047439104 698 326,400 SH CALL SOLE 326,400 AUTOMATIC DATA PROCESSING IN COM 053015103 12,815 264,400 SH SOLE 264,400 AVON PRODS INC COM 054303102 6,115 166,400 SH SOLE 166,400 BCE INC COM NEW 05534B760 11,046 290,700 SH CALL SOLE 290,700 BCE INC COM NEW 05534B760 6,357 167,300 SH SOLE 167,300 BCE INC COM NEW 05534B760 2,527 66,500 SH PUT SOLE 66,500 BIRCH MTN RES LTD COM 09066X109 75 21,000 SH PUT SOLE 21,000 CACHE INC COM NEW 127150308 6,030 454,400 SH SOLE 454,400 CALGON CARBON CORP COM 129603106 3,509 302,500 SH SOLE 302,500 CAPITAL ONE FINL CORP COM 14040H105 7,844 100,000 SH PUT SOLE 100,000 CARMAX INC COM 143130102 2,550 100,000 SH PUT SOLE 100,000 CDN IMPERIAL BK OF COMMERCE COM 136069101 3,165 35,000 SH PUT SOLE 35,000 CELADON GROUP INC COM 150838100 5,983 376,300 SH SOLE 376,300 CHECKFREE CORP NEW COM 162813109 5,917 147,200 SH SOLE 147,200 CHEESECAKE FACTORY INC COM 163072101 5,272 215,000 SH SOLE 215,000 CHILDRENS PL RETAIL STORES I COM 168905107 5,758 111,500 SH SOLE 111,500 CHINA HEALTHCARE ACQ CORP *W EXP 04/18/201 16939Q112 368 640,000 SH SOLE 640,000 CHINA HEALTHCARE ACQ CORP COM 16939Q104 1,747 320,000 SH SOLE 320,000 CHURCHILL VENTURES LTD *W EXP 03/01/201 17157P117 81 83,300 SH SOLE 83,300 CHURCHILL VENTURES LTD COM 17157P109 1,402 183,300 SH SOLE 183,300 CLEARPOINT BUSINESS RES INC COM 185061108 3,768 756,600 SH SOLE 756,600 COCA COLA CO COM 191216100 7,852 150,100 SH PUT SOLE 150,100 COCA COLA CO COM 191216100 3,926 75,050 SH SOLE 75,050 COLUMBUS ACQUISITION CORP *W EXP 05/18/201 198851115 108 125,400 SH SOLE 125,400 COLUMBUS ACQUISITION CORP COM 198851107 2,411 325,400 SH SOLE 325,400 COMCAST CORP NEW CL A 20030N200 13,250 473,900 SH SOLE 473,900 COMMUNITY BANKERS ACQUISITN *W EXP 06/04/201 20361R119 82 112,100 SH SOLE 112,100 COMMUNITY BANKERS ACQUISITN COM 20361R101 2,108 284,900 SH SOLE 284,900 COURTSIDE ACQUISITION CORP *W EXP 06/29/200 22274N110 77 163,000 SH SOLE 163,000 COURTSIDE ACQUISITION CORP COM 22274N102 813 154,900 SH SOLE 154,900 DAKTRONICS INC COM 234264109 2,148 100,000 SH CALL SOLE 100,000 DELL INC COM 24702R101 6,384 223,600 SH SOLE 223,600 DRESS BARN INC NOTE 2.500%12/1 261570AB1 10,259 4,900,000 PRN SOLE 4,900,000 ENCORE CAP GROUP INC COM 292554102 875 70,092 SH SOLE 70,092 ENERGY INFRASTRUCTURE ACQUI *W EXP 07/17/201 29269P117 841 522,400 SH SOLE 522,400 ENERGY INFRASTRUCTURE ACQUI COM 29269P109 5,387 551,900 SH SOLE 551,900 ENERGY SVCS ACQUISITION CORP COM 29271Q103 1,268 225,200 SH SOLE 225,200 ENERSYS COM 29275Y102 9,584 523,700 SH SOLE 523,700 ENVIRONMENTAL PWR CORP COM NEW 29406L201 313 35,000 SH SOLE 35,000 EQUIFAX INC COM 294429105 12,078 271,900 SH SOLE 271,900 FIRST ADVANTAGE CORP CL A 31845F100 9,690 421,100 SH SOLE 421,100 FIRSTSERVICE CORP SUB VTG SH 33761N109 9,466 259,200 SH SOLE 259,200 GENERAL FINANCE CORP COM 369822101 4,005 508,900 SH SOLE 508,900 GENEVA ACQUISITION CORP *W EXP 02/12/201 37185Y112 193 397,200 SH SOLE 397,200 GENEVA ACQUISITION CORP COM 37185Y104 1,102 198,600 SH SOLE 198,600 GLOBAL LOGISTICS ACQUISITION COM 379414105 1,308 166,200 SH SOLE 166,200 GRAINGER W W INC COM 384802104 7,630 82,000 SH SOLE 82,000 GRANAHAN MCCOURT ACQ CORP COM 385034103 1,440 184,100 SH SOLE 184,100 GREAT ATLANTIC & PAC TEA INC COM 390064103 5,947 177,300 SH SOLE 177,300 GRUBB&ELLIS RLTY ADVISORS IN *W EXP 02/27/201 400096111 84 165,400 SH SOLE 165,400 GRUBB&ELLIS RLTY ADVISORS IN COM 400096103 2,461 427,300 SH SOLE 427,300 HARBOR ACQUISITION CORPORATI *W EXP 04/25/201 41145X115 282 640,000 SH SOLE 640,000 HARBOR ACQUISITION CORPORATI COM 41145X107 4,056 714,100 SH SOLE 714,100 HARLEY DAVIDSON INC COM 412822108 2,981 50,000 SH CALL SOLE 50,000 HARVEST ENERGY TR TRUST UNIT 41752X101 1,552 50,000 SH CALL SOLE 50,000 HARVEST ENERGY TR TRUST UNIT 41752X101 621 20,000 SH PUT SOLE 20,000 HD PARTNERS ACQUISITION CORP *W EXP 06/01/201 40415K118 213 199,100 SH SOLE 199,100 HD PARTNERS ACQUISITION CORP COM 40415K100 3,845 502,800 SH SOLE 502,800 HEALTHCARE ACQUISITION CP NE COM 42224H104 1,930 264,400 SH SOLE 264,400 HUNT J B TRANS SVCS INC COM 445658107 7,752 264,400 SH SOLE 264,400 IMPAC MTG HLDGS INC COM 45254P102 804 174,400 SH PUT SOLE 174,400 INDIA GLOBALIZATION CAP INC COM 45408X100 3,468 604,200 SH SOLE 604,200 INFORMATION SERVICES GROUP I *W EXP 01/31/201 45675Y112 89 85,600 SH SOLE 85,600 INFORMATION SERVICES GROUP I COM 45675Y104 778 101,738 SH SOLE 101,738 INTERPUBLIC GROUP COS INC COM 460690100 5,884 516,100 SH SOLE 516,100 ISHARES TR NYSE 100INX FD 464287135 16,592 200,000 SH PUT SOLE 200,000 ISHARES TR FTSE XNHUA IDX 464287184 13,165 100,000 SH PUT SOLE 100,000 JK ACQUISITION CORP *W EXP 04/10/201 47759H114 569 685,864 SH SOLE 685,864 JK ACQUISITION CORP COM 47759H106 4,448 766,867 SH SOLE 766,867 JOURNAL COMMUNICATIONS INC CL A 481130102 8,557 657,700 SH SOLE 657,700 MARATHON ACQUISITION CORP COM 565756103 110 14,000 SH SOLE 14,000 MAXWELL TECHNOLOGIES INC COM 577767106 284 20,000 SH SOLE 20,000 MBF HEALTHCARE ACQUISITION C UNIT 99/99/9999 552650202 2,307 278,000 SH SOLE 278,000 MERRILL LYNCH & CO INC COM 590188108 4,179 50,000 SH PUT SOLE 50,000 MILLENNIUM INDIA ACQS COM IN COM 60039Q101 1,215 162,250 SH SOLE 162,250 MINDSPEED TECHNOLOGIES INC COM 602682106 5,365 2,427,658 SH SOLE 2,427,658 NEUROCHEM INC COM 64125K951 432 64,900 SH PUT SOLE 64,900 NEUROCHEM INC COM 64125K101 1,504 226,100 SH CALL SOLE 226,100 NORTH AMERN INS LEADERS INC *W EXP 03/21/201 65687M112 56 90,500 SH SOLE 90,500 NORTH AMERN INS LEADERS INC COM 65687M104 3,825 498,637 SH SOLE 498,637 NORTHERN ORION RES INC COM 665575106 858 150,000 SH SOLE 150,000 NTR ACQUISITION CO COM 629415100 2,329 245,900 SH SOLE 245,900 O2MICRO INTERNATIONAL LTD SPONS ADR 67107W100 8,246 744,600 SH SOLE 744,600 OCEANAUT INC *W EXP 01/01/201 675227110 363 270,700 SH SOLE 270,700 OCEANAUT INC COM 675227102 2,057 270,700 SH SOLE 270,700 ORTHOFIX INTL N V COM N6748L102 12,439 276,600 SH SOLE 276,600 OSHKOSH TRUCK CORP COM 688239201 3,039 48,300 SH SOLE 48,300 PANERA BREAD CO CL A 69840W108 3,749 81,401 SH SOLE 81,401 PERU COPPER INC COM 715455101 3,061 500,000 SH SOLE 500,000 PHARMACEUTICAL PROD DEV INC COM 717124101 6,755 176,500 SH SOLE 176,500 PRECISION DRILLING TR TR UNIT 740215108 245 10,000 SH PUT SOLE 10,000 PRG-SCHULTZ INTERNATIONAL IN COM NEW 69357C503 3,151 198,200 SH SOLE 198,200 RAM ENERGY RESOURCES INC *W EXP 05/11/200 75130P117 566 690,000 SH SOLE 690,000 RED ROBIN GOURMET BURGERS IN COM 75689M101 7,493 185,600 SH SOLE 185,600 RENAISSANCE ACQUISITION CORP COM 75966C305 1,120 200,000 SH SOLE 200,000 ROBERT HALF INTL INC COM 770323103 9,410 257,800 SH SOLE 257,800 ROYAL BK CDA MONTREAL QUE COM 780087102 7,467 140,000 SH PUT SOLE 140,000 SANTA MONICA MEDIA CORP UNIT 99/99/9999 802501205 1,069 130,000 SH SOLE 130,000 SCOPUS VIDEO NETWORKS LTD SHS M8260H106 3,113 622,644 SH SOLE 622,644 SHANGHAI CENTURY ACQUISIT CO SHS G80637104 3,234 385,000 SH SOLE 385,000 SINA CORP ORD G81477104 6,283 150,100 SH SOLE 150,100 SIRIUS SATELLITE RADIO INC NOTE 3.250%10/1 82966UAD5 1,825 2,000,000 PRN SOLE 2,000,000 STANDARD MICROSYSTEMS CORP COM 853626109 4,790 139,493 SH SOLE 139,493 STONELEIGH PARTNERS ACQUS CO UNIT 99/99/9999 861923209 354 42,300 SH SOLE 42,300 SYMANTEC CORP COM 871503108 6,953 344,200 SH SOLE 344,200 TAILWIND FINL INC *W EXP 04/11/201 874023112 193 200,000 SH SOLE 200,000 TAILWIND FINL INC COM 874023104 2,667 350,000 SH SOLE 350,000 TESCO CORP COM 88157K101 638 20,000 SH SOLE 20,000 TORONTO DOMINION BK ONT COM NEW 891160509 4,804 70,000 SH PUT SOLE 70,000 TRANSFORMA ACQUISITION GROUP COM 89366E100 113 15,000 SH SOLE 15,000 TRUE RELIGION APPAREL INC COM 89784N104 4,645 228,500 SH SOLE 228,500 UNION STREET ACQ CORP *W EXP 02/05/201 908536113 155 182,200 SH SOLE 182,200 UNION STREET ACQ CORP COM 908536105 1,671 222,200 SH SOLE 222,200 UTI WORLDWIDE INC ORD G87210103 5,763 215,100 SH SOLE 215,100 VARIAN MED SYS INC COM 92220P105 6,385 150,200 SH SOLE 150,200 VIACOM INC NEW CL B 92553P201 12,081 290,200 SH SOLE 290,200 WRIGHT MED GROUP INC COM 98235T107 4,578 189,800 SH SOLE 189,800 YAHOO INC COM 984332106 5,863 216,100 SH SOLE 216,100
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