-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QRRaNEyvo6DptkCd1iK5HQoeHSq3nFVSYqqf8cRktwdvIh+LTuuHwEr9HOnQok49 XnTkPNae2XdUkDQPWv3BGA== 0000902664-07-001742.txt : 20070515 0000902664-07-001742.hdr.sgml : 20070515 20070514191735 ACCESSION NUMBER: 0000902664-07-001742 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070331 FILED AS OF DATE: 20070515 DATE AS OF CHANGE: 20070514 EFFECTIVENESS DATE: 20070515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Polar Securities Inc. CENTRAL INDEX KEY: 0001326389 IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12489 FILM NUMBER: 07848663 BUSINESS ADDRESS: STREET 1: 372 BAY STREET STREET 2: 21ST FLOOR CITY: TORONTO STATE: A6 ZIP: M5H 2S6 BUSINESS PHONE: 416-367-4364 MAIL ADDRESS: STREET 1: 372 BAY STREET STREET 2: 21ST FLOOR CITY: TORONTO STATE: A6 ZIP: M5H 2S6 13F-HR 1 form13fhr.txt POLAR SECURITIES INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2007 ------------------------ Check here if Amendment [ ]; Amendment Number: ----- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Polar Securities Inc. -------------------------------------------------- Address: 372 Bay Street, 21st Floor -------------------------------------------------- Toronto, Ontario M5H 2N9 -------------------------------------------------- Canada -------------------------------------------------- Form 13F File Number: 028- ------------------ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Robyn Schultz -------------------------------------------------- Title: Chief Compliance Officer -------------------------------------------------- Phone: 416-369-4453 -------------------------------------------------- Signature, Place, and Date of Signing: /s/ Robyn Schultz Toronto, Ontario Canada 5/15/07 ------------------------ ------------------------------ ---------- Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) -2- Report Summary: Number of Other Included Managers: 0 ------------- Form 13F Information Table Entry Total: 122 ------------- Form 13F Information Table Value Total: $400,736 ------------- (thousands) List of Other Included Managers: NONE Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE -3-
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- -------------- -------- -------- ------- --- ---- ---------- -------- ---- ------ ---- AGCO NOTE 1.25%12/1 001084AM4 4,420 4,000,000 PRN SOLE 4,000,000 0 0 AMERICREDIT CORP 1.75% 15-Nov-23 NOTE 1.750%11/1 03060RAM3 11,769 9,000,000 PRN SOLE 9,000,000 0 0 AMR CORP NOTE 4.50% 9/2 001765BA3 7,350 4,000,000 PRN SOLE 4,000,000 0 0 ANIXER INTL INC NOTE 7/0 035290AG0 8,039 8,000,000 PRN SOLE 8,000,000 0 0 ARENA PHARMACEUTICALS INC COM 040047102 24 200 SH CALL SOLE 200 0 0 ARENA PHARMACEUTICALS INC COM 040047102 26 200 SH PUT SOLE 200 0 0 ARMSTRONG WORLD INDS INC NEW COM 04247X102 1,082 21,286 SH SOLE 21,286 0 0 ATHEROGENICS COM 047439104 22 8,288 SH CALL SOLE 8,288 0 0 ATHEROGENICS COM 047439104 3,003 7,375 SH SOLE 7,375 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 6,529 134,900 SH SOLE 134,900 0 0 AVIS BUDGET GROUP COM 53774105 4,699 172,000 SH SOLE 172,000 0 0 BANK OF MONTREAL QUE COM 063671101 10 20 SH PUT SOLE 20 0 0 BIRCH MTN RES LTD COM 09066X109 2 50 SH PUT SOLE 50 0 0 CACHE INC COM NEW 127150308 6,809 383,600 SH SOLE 383,600 0 0 CALGON CARBON CORP COM 129603106 1,704 205,100 SH SOLE 205,100 0 0 CAPITAL ONE FINL CORP COM 14040H105 166 2,200 SH SOLE 2,200 0 0 CAPITAL ONE FINL CORP COM 14040H105 163 1,000 SH PUT SOLE 1,000 0 0 CELADON GROUP INC COM 150838100 3,617 216,600 SH SOLE 216,600 0 0 CHECKFREE CORP NEW COM 162813109 9,465 255,200 SH SOLE 255,200 0 0 CHILDRENS PL RETAIL STORES I COM 168905107 4,611 82,700 SH SOLE 82,700 0 0 CIENA CORP COM NEW 171779309 2,376 85,000 SH SOLE 85,000 0 0 CLEARPOINT BUSINES RES INC COM 185061108 3,326 545,200 SH SOLE 545,200 0 0 COLD SPRING CAP INC COM 192865103 1,337 237,100 SH SOLE 237,100 0 0 COLD SPRING CAP INC *W EXP 11/11/2009 192865111 0 237,000 SH SOLE 237,000 0 0 COMCAST CORP NEW CL A SPL 20030N200 9,773 383,700 SH SOLE 383,700 0 0 COMMUNITY BANKERS ACQUISITN COM 20361R101 2,068 284,900 SH SOLE 284,900 0 0 COMMUNITY BANKERS ACQUISITN *W EXP 06/04/2011 20361R119 61 112,100 SH SOLE 112,100 0 0 COSTCO COMPANIES INC NOTE 22160QAC6 6,133 5,000,000 PRN SOLE 5,000,000 0 0 COURTSIDE ACQUISITION CORP COM 22274N102 857 154,900 SH SOLE 154,900 0 0 COURTSIDE ACQUISITION CORP *W EXP 06/29/2009 22274N110 57 158,400 SH SOLE 158,400 0 0 CRYSTALLEX INTL CORP COM 22942F101 2,113 570,961 SH SOLE 570,961 0 0 CUMBERLAND RES LTD COM 23077R100 188 24,900 SH SOLE 24,900 0 0 DELL INC COM 24702R101 5,888 253,700 SH SOLE 253,700 0 0 DISNEY WALT CO NOTE 2.125% 4/1 254687AU0 6,053 5,000,000 PRN SOLE 5,000,000 0 0 DRESS BARN INC NOTE 2.500%12/1 261570AB1 10,339 4,900,000 PRN SOLE 4,900,000 0 0 ENCANA CORP COM 292505104 2 300 SH CALL SOLE 300 0 0 ENERGY INFRASTRUCTURE ACQUI COM 29269P109 444 522,400 SH SOLE 522,400 0 0 ENERGY INFRASTRUCTURE ACQUI *W EXP 07/17/2010 29269P117 5,287 551,900 SH SOLE 551,900 0 0 ENERGY SERVICES ACQUISITION COM 29271Q103 1,252 225,200 SH SOLE 225,200 0 0 ENERPLUS RES FD UNIT TR G NEW 29274D604 1,081 22,200 SH SOLE 22,200 0 0 ENERSYS COM 29275Y102 1,960 114,100 SH SOLE 114,100 0 0 ENTERRA ENERGY TR COM 29381P102 551 100,000 SH SOLE 100,000 0 0 EQUIFAX INC COM 294429105 8,023 220,100 SH SOLE 220,100 0 0 FIRST DATA CORP COM 319963104 8,293 308,300 SH SOLE 308,300 0 0 FIRST ADVANTAGE CORP CL A 31845F100 6,923 288,800 SH SOLE 288,800 0 0 FREEDOM ACQUISITION HLDGS IN COM 35645F103 6 600 SH SOLE 600 0 0 FUNDTECH LTD COM M47095100 5,041 366,330 SH SOLE 366,330 0 0 GENERAL FINANCE CORP COM 369822101 3,857 508,900 SH SOLE 508,900 0 0 GENEVA ACQUISITION CORP UNIT 99/99/9999 37185Y203 1,206 198,600 SH SOLE 198,600 0 0 GLOBAL LOGISTICS ACQUISITION COM 379414105 1,280 166,200 SH SOLE 166,200 0 0 GOLDEN STAR RES LTD CDA COM 38119T104 440 100,000 SH SOLE 100,000 0 0 GRANAHAN MCCOURT ACQ CORP COM 385034103 1,390 184,100 SH SOLE 184,100 0 0 GREAT ATLANTIC & PAC TEA INC COM 390064103 2,489 75,000 SH SOLE 75,000 0 0 GRUBB&ELLIS RLTY ADVISORS IN *W EXP 02/27/2010 400096111 71 165,400 SH SOLE 165,400 0 0 GRUBB&ELLIS RLTY ADVISORS IN COM 400096103 2,431 427,300 SH SOLE 427,300 0 0 HALLIBURTON NOTE 3.125% 7/15/2023 406216AM3 8,566 5,000,000 PRN SOLE 5,000,000 0 0 HARBOR ACQUISITION CORPORATI COM 41145X107 3,906 714,100 SH SOLE 714,100 0 0 HARBOR ACQUISITION CORPORATI *W EXP 04/25/2010 41145X115 224 640,000 SH SOLE 640,000 0 0 HARVEST ENERGY TR TRUST UNIT 41752X101 1 200 SH CALL SOLE 200 0 0 HARVEST ENERGY TR TRUST UNIT 41752X101 19 1,000 SH PUT SOLE 1,000 0 0 HD PARTNERS ACQUISITION CORP COM 40415K100 3,771 502,800 SH SOLE 502,800 0 0 HD PARTNERS ACQUISITION CORP *W EXP 06/01/2010 40415K118 115 199,100 SH SOLE 199,100 0 0 HEALTHCARE ACQUISITION CP NE COM 42224H104 1,954 264,400 SH SOLE 264,400 0 0 HUNT J B TRANS SVCS INC COM 445658107 4,805 183,100 SH SOLE 183,100 0 0 IAMGOLDCORP COM 450913108 5 800 SH CALL SOLE 800 0 0 INDIA GLOBALIZATION CAP INC COM 45408X100 3,529 604,200 SH SOLE 604,200 0 0 INFORMATION SERVICES GROUP I *W EXP 1/31/2011 45675Y112 54 85,600 SH SOLE 85,600 0 0 INFORMATION SERVICES GROUP I COM 45675Y104 713 95,600 SH SOLE 95,600 0 0 INTERSIL CORP CL A 46069S109 4,895 184,800 SH SOLE 184,800 0 0 ISHARES TR MSCI EMERG MKT 464287234 61 500 SH SOLE 500 0 0 ISHARES TR RUSSELL 464287655 88 2,000 SH CALL SOLE 2,000 0 0 JK ACQUISITION CORP COM 47759H106 4,448 766,867 SH SOLE 766,867 0 0 JK ACQUISITION CORP *W EXP 4/10/2010 47759H114 370 685,864 SH SOLE 685,864 0 0 JOURNAL COMMUNICATIONS INC CL A 481130102 6,014 458,700 SH SOLE 458,700 0 0 LINCARE HLDGS INC DBCV 3.000% 6/1 532791AB6 2,466 2,500,000 PRN SOLE 2,500,000 0 0 LOCKHEED MARTIN CORP DBCV 8/1 539830AP4 10,359 7,500,000 PRN SOLE 7,500,000 0 0 MARATHON ACQUISITION CORP COM 565756103 107 14,000 SH SOLE 14,000 0 0 MILLENIUM INDIA ACQS COM IN *W EXP 7/19/2010 60039Q119 7 8,150 SH SOLE 8,150 0 0 MILLENIUM INDIA ACQS COM IN COM 60039Q101 1,223 162,250 SH SOLE 162,250 0 0 NEUROCHEM INC COM 64125K101 736 2,295 SH CALL SOLE 2,295 0 0 NEUROCHEM INC COM 64125K101 623 1,599 SH PUT SOLE 1,599 0 0 NORTH AMERN INS LEADERS INC *W EXP 3/21/2010 65687M112 46 90,500 SH SOLE 90,500 0 0 NORTH AMERN INS LEADERS INC COM 65687M104 3,760 498,637 SH SOLE 498,637 0 0 NTR ACQUISITION CO COM 629415100 2,125 233,300 SH SOLE 233,300 0 0 O2MICRO INTERNATIONAL LTD SPONS ADR 67107W100 7,283 921,900 SH SOLE 921,900 0 0 OCEANAUT INC UNIT 01/01/2011 675227201 2,117 269,700 SH SOLE 269,700 0 0 ORTHOFIX INTL N V COM N6748L102 9,664 189,300 SH SOLE 189,300 0 0 OSI PHARMACEUTICALS INC NOTE 2.000%12/1 671040AF0 6,375 5,000,000 PRN SOLE 5,000,000 0 0 PANERA BREAD CO CL A 69840W108 4,654 78,801 SH SOLE 78,801 0 0 PETRO-CDA COM 71644E102 903 20,000 SH SOLE 20,000 0 0 PRECISION DRILLING TR TR UNIT 740215108 16 200 SH SOLE 200 0 0 RED ROBIN GOURMET BURGERS IN COM 75689M101 5,971 153,800 SH SOLE 153,800 0 0 RENAISSANCE ACQUISITION CORP COM 75966C305 1,102 200,000 SH SOLE 200,000 0 0 SPDR TR UNIT SER 1 78462F103 241 1,500 SH CALL SOLE 1,500 0 0 SCHLUMBERGER LTD DBCV 1.500% 6/0 806857AC2 9,563 5,000,000 PRN SOLE 5,000,000 0 0 SCOPUS VIDEO NETWORKS LTD SHS M8260H106 3,072 557,600 SH SOLE 557,600 0 0 SELECTIVE INS GROUP INC NOTE 1.616% 9/2 816300AB3 4,680 7,000,000 PRN SOLE 7,000,000 0 0 SHANGHAI CENTURY ACQUISIT CO SHS G80637104 2,961 385,000 SH SOLE 385,000 0 0 SIRIUS SATELLITE RADIO INC NOTE 3.250%10/1 82966UAD5 1,885 2,000,000 PRN SOLE 2,000,000 0 0 SOHU COM INC COM 83408W103 3,502 163,400 SH SOLE 163,400 0 0 STAGE STORES COM NEW 85254C305 6,965 298,800 SH SOLE 298,800 0 0 STANDARD MICROSYSTEMS CORP COM 853626109 4,984 163,200 SH SOLE 163,200 0 0 STAR MARITIME ACQUISITION CO COM 85516E107 4,671 455,700 SH SOLE 455,700 0 0 STEIN MART INC COM 858375108 5,257 322,100 SH SOLE 322,100 0 0 MADDEN STEVEN LTD COM 556269108 3,606 123,500 SH SOLE 123,500 0 0 SUNPOWER CORP COM CL A 867652109 24 500 SH PUT SOLE 500 0 0 SYMANTEC CORP COM 871503108 8,991 519,700 SH SOLE 519,700 0 0 TESCO COM 88157K101 307 10,000 SH SOLE 10,000 0 0 TESORO CORP COM 881609101 502 5,000 SH SOLE 5,000 0 0 CHEESECAKE FACTORY INC COM 163072101 4,701 176,400 SH SOLE 176,400 0 0 TORONTO DOMINION BK ONT COM 891160509 7 20 SH PUT SOLE 20 0 0 TRANSCANADA CORP COM 89353D107 767 20,000 SH SOLE 20,000 0 0 TRANSCANADA CORP COM 89353D107 6 20 SH PUT SOLE 20 0 0 TRANSFORMA ACQUISITION GROUP COM 89366E100 113 15,000 SH SOLE 15,000 0 0 TRIUMPH GROUP INC NEW COM 896818101 4,488 81,100 SH SOLE 81,100 0 0 UNION STREET ACQ GROUP *W EXP 02/05/201 908536113 111 182,200 SH SOLE 182,200 0 0 UNION STREET ACQ GROUP COM 908536105 1,341 182,200 SH SOLE 182,200 0 0 UTI WORLDWIDE INC COM G87210103 2,458 100,000 SH SOLE 100,000 0 0 VERASUN ENERGY CORP COM 92336G106 3,410 171,600 SH SOLE 171,600 0 0 VIACOM INC NEW CL B 92553P201 9,977 242,700 SH SOLE 242,700 0 0 VISHAY INTERTECHNOLOGY NOTE 3.625% 8/0 928298AF5 11,091 11,000,000 PRN SOLE 11,000,000 0 0 GRAINGER W W INC COM 384802104 9,524 123,300 SH SOLE 123,300 0 0 YAHOO INC FRNT 4/0 984332AB2 12,350 8,000,000 PRN SOLE 8,000,000 0 0
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