0001172661-23-002789.txt : 20230807 0001172661-23-002789.hdr.sgml : 20230807 20230807162911 ACCESSION NUMBER: 0001172661-23-002789 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20230807 DATE AS OF CHANGE: 20230807 EFFECTIVENESS DATE: 20230807 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Allen Investment Management LLC CENTRAL INDEX KEY: 0001326234 IRS NUMBER: 341975156 STATE OF INCORPORATION: NY FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11378 FILM NUMBER: 231147984 BUSINESS ADDRESS: STREET 1: 711 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2128328000 MAIL ADDRESS: STREET 1: 711 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001326234 XXXXXXXX 06-30-2023 06-30-2023 false Allen Investment Management LLC

711 Fifth Avenue New York NY 10022

13F HOLDINGS REPORT 028-11378 000124454 801-61985 N Isaac Keschner 212-832-8000 /s/ Isaac Keschner New York NY 08-07-2023 1 215 6794956872 1 0001389544 028-12302 ALLEN OPERATIONS LLC INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 607146 6066 SH DFND 1 6066 0 0 ABBOTT LABS COM 002824100 1264632 11600 SH DFND 1 11600 0 0 ABBVIE INC COM 00287Y109 1082556 8035 SH DFND 1 8035 0 0 ACUITY BRANDS INC COM 00508Y102 1717232 10530 SH DFND 1 10530 0 0 ACV AUCTIONS INC COM CL A 00091G104 221108 12803 SH DFND 1 12803 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 11458014 23432 SH DFND 1 23432 0 0 ADVANCED MICRO DEVICES INC COM 007903107 208455 1830 SH DFND 1 1830 0 0 AFFIRM HLDGS INC COM CL A 00827B106 2484809 162088 SH DFND 1 162088 0 0 AFLAC INC COM 001055102 418800 6000 SH DFND 1 6000 0 0 AIR PRODS & CHEMS INC COM 009158106 256098 855 SH DFND 1 855 0 0 AIRBNB INC COM CL A 009066101 932236 7274 SH DFND 1 7274 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 5869007 70414 SH DFND 1 70414 0 0 ALICO INC COM 016230104 1028355 40391 SH DFND 1 40391 0 0 ALPHABET INC CAP STK CL C 02079K107 529535530 4377412 SH DFND 1 4377412 0 0 ALPHABET INC CAP STK CL A 02079K305 17830392 148959 SH DFND 1 148959 0 0 ALPS ETF TR ALERIAN MLP 00162Q452 41951485 1069918 SH DFND 1 1069918 0 0 AMAZON COM INC COM 023135106 334815972 2568395 SH DFND 1 2568395 0 0 AMERICAN EXPRESS CO COM 025816109 338122 1941 SH DFND 1 1941 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 713750 5000 SH DFND 1 5000 0 0 AMERIPRISE FINL INC COM 03076C106 258088 777 SH DFND 1 777 0 0 AMGEN INC COM 031162100 1128528 5083 SH DFND 1 5083 0 0 ANALOG DEVICES INC COM 032654105 308538909 1583794 SH DFND 1 1583794 0 0 APOLLO GLOBAL MGMT INC COM 03769M106 3068406 39948 SH DFND 1 39948 0 0 APPLE INC COM 037833100 63507387 327408 SH DFND 1 327408 0 0 APPLIED MATLS INC COM 038222105 214353 1483 SH DFND 1 1483 0 0 APPLOVIN CORP COM CL A 03831W108 571463 22210 SH DFND 1 22210 0 0 APTIV PLC SHS G6095L109 765675 7500 SH DFND 1 7500 0 0 ARES CAPITAL CORP COM 04010L103 9803288 521729 SH DFND 1 521729 0 0 ARGAN INC COM 04010E109 2367635 60077 SH DFND 1 60077 0 0 ASML HOLDING N V N Y REGISTRY SHS N07059210 13694876 18896 SH DFND 1 18896 0 0 ASSURANT INC COM 04621X108 229565 1826 SH DFND 1 1826 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 962760 13452 SH DFND 1 13452 0 0 ATLASSIAN CORPORATION CL A 049468101 6722972 40063 SH DFND 1 40063 0 0 BANDWIDTH INC COM CL A 05988J103 307800 22500 SH DFND 1 22500 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 5178100 10 SH DFND 1 10 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 77767437 228057 SH DFND 1 228057 0 0 BLACKROCK INC COM 09247X101 485180 702 SH DFND 1 702 0 0 BLACKROCK TCP CAPITAL CORP COM 09259E108 373646 34248 SH DFND 1 34248 0 0 BLACKSTONE INC COM 09260D107 2217985 23857 SH DFND 1 23857 0 0 BLADE AIR MOBILITY INC CL A COM 092667104 394000 100000 SH DFND 1 100000 0 0 BLOCK INC CL A 852234103 1088686 16354 SH DFND 1 16354 0 0 BRAZE INC COM CL A 10576N102 751174 17154 SH DFND 1 17154 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 639500 10000 SH DFND 1 10000 0 0 BROADCOM INC COM 11135F101 3415072 3937 SH DFND 1 3937 0 0 BROOKFIELD ASSET MANAGMT LTD CL A LMT VTG SHS 113004105 383696 11759 SH DFND 1 11759 0 0 BROOKFIELD CORP CL A LTD VT SH 11271J107 1572094 46719 SH DFND 1 46719 0 0 CANADIAN NATL RY CO COM 136375102 2421400 20000 SH DFND 1 20000 0 0 CANADIAN PACIFIC KANSAS CITY COM 13646K108 338724180 4193688 SH DFND 1 4193688 0 0 CAPITAL ONE FINL CORP COM 14040H105 483744 4423 SH DFND 1 4423 0 0 CARGURUS INC COM CL A 141788109 2182505 96443 SH DFND 1 96443 0 0 CARMAX INC COM 143130102 1188038 14194 SH DFND 1 14194 0 0 CELANESE CORP DEL COM 150870103 309533 2673 SH DFND 1 2673 0 0 CENTENE CORP DEL COM 15135B101 414818 6150 SH DFND 1 6150 0 0 CHARTER COMMUNICATIONS INC N CL A 16119P108 255869531 696490 SH DFND 1 696490 0 0 CISCO SYS INC COM 17275R102 776100 15000 SH DFND 1 15000 0 0 CLOUDFLARE INC CL A COM 18915M107 12779181 195490 SH DFND 1 195490 0 0 COCA COLA CO COM 191216100 7049671 117065 SH DFND 1 117065 0 0 COINBASE GLOBAL INC COM CL A 19260Q107 23183488 324018 SH DFND 1 324018 0 0 COMCAST CORP NEW CL A 20030N101 6396456 153946 SH DFND 1 153946 0 0 CONOCOPHILLIPS COM 20825C104 791580 7640 SH DFND 1 7640 0 0 COSTCO WHSL CORP NEW COM 22160K105 362868 674 SH DFND 1 674 0 0 CREDIT ACCEP CORP MICH COM 225310101 406344 800 SH DFND 1 800 0 0 CROWDSTRIKE HLDGS INC CL A 22788C105 7582751 51629 SH DFND 1 51629 0 0 CROWN CASTLE INC COM 22822V101 201674 1770 SH DFND 1 1770 0 0 CROWN HLDGS INC COM 228368106 201886 2324 SH DFND 1 2324 0 0 DANAHER CORPORATION COM 235851102 17141619 71423 SH DFND 1 71423 0 0 DATADOG INC CL A COM 23804L103 686004 6973 SH DFND 1 6973 0 0 DEERE & CO COM 244199105 270262 667 SH DFND 1 667 0 0 DISNEY WALT CO COM 254687106 3270684 36634 SH DFND 1 36634 0 0 DONALDSON INC COM 257651109 1000160 16000 SH DFND 1 16000 0 0 DOVER CORP COM 260003108 1143254 7743 SH DFND 1 7743 0 0 DUOLINGO INC CL A COM 26603R106 11221791 78507 SH DFND 1 78507 0 0 EMERSON ELEC CO COM 291011104 1039123 11496 SH DFND 1 11496 0 0 ENSTAR GROUP LIMITED SHS G3075P101 390784 1600 SH DFND 1 1600 0 0 EPAM SYS INC COM 29414B104 361848 1610 SH DFND 1 1610 0 0 ETSY INC COM 29786A106 3267469 38618 SH DFND 1 38618 0 0 EXXON MOBIL CORP COM 30231G102 1072500 10000 SH DFND 1 10000 0 0 FLEX LTD ORD Y2573F102 252685 9142 SH DFND 1 9142 0 0 FRESHWORKS INC CLASS A COM 358054104 294324 16742 SH DFND 1 16742 0 0 GENERAL DYNAMICS CORP COM 369550108 7305203 33954 SH DFND 1 33954 0 0 GENERAL ELECTRIC CO COM NEW 369604301 411938 3750 SH DFND 1 3750 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 1344024 4167 SH DFND 1 4167 0 0 GOLUB CAP BDC INC COM 38173M102 8627297 639059 SH DFND 1 639059 0 0 HCA HEALTHCARE INC COM 40412C101 958390 3158 SH DFND 1 3158 0 0 HERSHEY CO COM 427866108 1628044 6520 SH DFND 1 6520 0 0 HOME DEPOT INC COM 437076102 1348799 4342 SH DFND 1 4342 0 0 HONEYWELL INTL INC COM 438516106 1422270 6848 SH DFND 1 6848 0 0 HUMANA INC COM 444859102 768169 1718 SH DFND 1 1718 0 0 IAC INC COM NEW 44891N208 1843620 29357 SH DFND 1 29357 0 0 INSULET CORP COM 45784P101 1557036 5400 SH DFND 1 5400 0 0 INTEL CORP COM 458140100 231137 6912 SH DFND 1 6912 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 2007150 15000 SH DFND 1 15000 0 0 INTUIT COM 461202103 11440546 24969 SH DFND 1 24969 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 9106203 24650 SH DFND 1 24650 0 0 ISHARES INC CORE MSCI EMKT 46434G103 7885907 159990 SH DFND 1 159990 0 0 ISHARES TR RUS MID CAP ETF 464287499 2266410 31000 SH DFND 1 31000 0 0 ISHARES TR CORE S&P TTL STK 464287150 48210171 492745 SH DFND 1 492745 0 0 ISHARES TR MSCI ACWI EX US 464288240 1609789 32706 SH DFND 1 32706 0 0 ISHARES TR CORE S&P SCP ETF 464287804 6236795 62587 SH DFND 1 62587 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 6921878 25154 SH DFND 1 25154 0 0 ISHARES TR RUS 1000 ETF 464287622 18476515 75770 SH DFND 1 75770 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 12265103 310038 SH DFND 1 310038 0 0 ISHARES TR CORE MSCI EAFE 46432F842 19254865 285215 SH DFND 1 285215 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 2397122 15188 SH DFND 1 15188 0 0 ISHARES TR CORE HIGH DV ETF 46429B663 2942564 29195 SH DFND 1 29195 0 0 ISHARES TR MSCI ACWI ETF 464288257 10893124 113541 SH DFND 1 113541 0 0 ISHARES TR SELECT DIVID ETF 464287168 2796357 24681 SH DFND 1 24681 0 0 ISHARES TR CORE MSCI TOTAL 46432F834 36324672 580081 SH DFND 1 580081 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 1217255 6500 SH DFND 1 6500 0 0 ISHARES TR S&P 100 ETF 464287101 1203019 5810 SH DFND 1 5810 0 0 ISHARES TR RUSSELL 3000 ETF 464287689 9004266 35383 SH DFND 1 35383 0 0 ISHARES TR MSCI EAFE ETF 464287465 19391213 267465 SH DFND 1 267465 0 0 ISHARES TR S&P MC 400GR ETF 464287606 566700 7556 SH DFND 1 7556 0 0 ISHARES TR U.S. TECH ETF 464287721 594866 5464 SH DFND 1 5464 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 287373 2041 SH DFND 1 2041 0 0 ISHARES TR CRE U S REIT ETF 464288521 369844 7194 SH DFND 1 7194 0 0 ISHARES TR S&P SML 600 GWT 464287887 574650 5000 SH DFND 1 5000 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 417375 1720 SH DFND 1 1720 0 0 ISHARES TR EUROPE ETF 464287861 376385 7448 SH DFND 1 7448 0 0 ISHARES TR RUS MD CP GR ETF 464287481 525571 5439 SH DFND 1 5439 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 357310 3253 SH DFND 1 3253 0 0 JD.COM INC SPON ADR CL A 47215P106 1271001 37240 SH DFND 1 37240 0 0 JOHNSON & JOHNSON COM 478160104 28657306 173135 SH DFND 1 173135 0 0 JPMORGAN CHASE & CO COM 46625H100 21938751 150844 SH DFND 1 150844 0 0 KIMBERLY-CLARK CORP COM 494368103 722054 5230 SH DFND 1 5230 0 0 KRANESHARES TR CSI CHI INTERNET 500767306 2189948 81320 SH DFND 1 81320 0 0 LENNAR CORP CL A 526057104 326433 2605 SH DFND 1 2605 0 0 LIBERTY BROADBAND CORP COM SER C 530307305 21464433 267937 SH DFND 1 267937 0 0 LILLY ELI & CO COM 532457108 2991154 6378 SH DFND 1 6378 0 0 LOWES COS INC COM 548661107 267969329 1187281 SH DFND 1 1187281 0 0 MARKEL GROUP INC COM 570535104 362393 262 SH DFND 1 262 0 0 MARQETA INC CLASS A COM 57142B104 515080 105766 SH DFND 1 105766 0 0 MASTERCARD INCORPORATED CL A 57636Q104 114000365 289856 SH DFND 1 289856 0 0 MATCH GROUP INC NEW COM 57667L107 940746 22479 SH DFND 1 22479 0 0 MCDONALDS CORP COM 580135101 5973870 20019 SH DFND 1 20019 0 0 MERCADOLIBRE INC COM 58733R102 14530304 12266 SH DFND 1 12266 0 0 MERCK & CO INC COM 58933Y105 4193042 36338 SH DFND 1 36338 0 0 META PLATFORMS INC CL A 30303M102 53214988 185431 SH DFND 1 185431 0 0 MICROCHIP TECHNOLOGY INC. COM 595017104 241535 2696 SH DFND 1 2696 0 0 MICROSOFT CORP COM 594918104 583741140 1714163 SH DFND 1 1714163 0 0 MODERNA INC COM 60770K107 6296009 51819 SH DFND 1 51819 0 0 MONDELEZ INTL INC CL A 609207105 6852494 93947 SH DFND 1 93947 0 0 MONGODB INC CL A 60937P106 51100442 124335 SH DFND 1 124335 0 0 MOODYS CORP COM 615369105 192640618 554011 SH DFND 1 554011 0 0 MORGAN STANLEY COM NEW 617446448 1366827 16005 SH DFND 1 16005 0 0 NEW MTN FIN CORP COM 647551100 236484 19010 SH DFND 1 19010 0 0 NEW RELIC INC COM 64829B100 715325 10931 SH DFND 1 10931 0 0 NEW YORK TIMES CO CL A 650111107 414278 10520 SH DFND 1 10520 0 0 NORFOLK SOUTHN CORP COM 655844108 360322 1589 SH DFND 1 1589 0 0 NORTHROP GRUMMAN CORP COM 666807102 178459613 391531 SH DFND 1 391531 0 0 NOVARTIS AG SPONSORED ADR 66987V109 504550 5000 SH DFND 1 5000 0 0 NU HLDGS LTD ORD SHS CL A G6683N103 5182878 656892 SH DFND 1 656892 0 0 NVIDIA CORPORATION COM 67066G104 23916282 56537 SH DFND 1 56537 0 0 OREILLY AUTOMOTIVE INC COM 67103H107 65170566 68220 SH DFND 1 68220 0 0 PALANTIR TECHNOLOGIES INC CL A 69608A108 6035130 393681 SH DFND 1 393681 0 0 PALO ALTO NETWORKS INC COM 697435105 23336059 91317 SH DFND 1 91317 0 0 PEPSICO INC COM 713448108 540102 2916 SH DFND 1 2916 0 0 PFIZER INC COM 717081103 430220 11729 SH DFND 1 11729 0 0 PHILLIPS 66 COM 718546104 316471 3318 SH DFND 1 3318 0 0 PROCORE TECHNOLOGIES INC COM 74275K108 917877 14106 SH DFND 1 14106 0 0 PROCTER AND GAMBLE CO COM 742718109 10789169 71103 SH DFND 1 71103 0 0 QUALCOMM INC COM 747525103 223914 1881 SH DFND 1 1881 0 0 QUANTA SVCS INC COM 74762E102 432190 2200 SH DFND 1 2200 0 0 S&P GLOBAL INC COM 78409V104 301996818 753316 SH DFND 1 753316 0 0 SALESFORCE INC COM 79466L302 667582 3160 SH DFND 1 3160 0 0 SAP SE SPON ADR 803054204 684050 5000 SH DFND 1 5000 0 0 SCHLUMBERGER LTD COM STK 806857108 241999553 4926701 SH DFND 1 4926701 0 0 SCHWAB CHARLES CORP COM 808513105 484001161 8539187 SH DFND 1 8539187 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 12572097 154886 SH DFND 1 154886 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 386827 2278 SH DFND 1 2278 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 431150 5813 SH DFND 1 5813 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 523354 3943 SH DFND 1 3943 0 0 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 936557 27791 SH DFND 1 27791 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 343639 3202 SH DFND 1 3202 0 0 SERVICENOW INC COM 81762P102 67084045 119373 SH DFND 1 119373 0 0 SHOPIFY INC CL A 82509L107 10659646 165010 SH DFND 1 165010 0 0 SHUTTERSTOCK INC COM 825690100 267685 5500 SH DFND 1 5500 0 0 SIXTH STREET SPECIALTY LENDI COM 83012A109 603070 32267 SH DFND 1 32267 0 0 SNOWFLAKE INC CL A 833445109 18326029 104137 SH DFND 1 104137 0 0 SPDR GOLD TR GOLD SHS 78463V107 14403681 80797 SH DFND 1 80797 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 45088225 101715 SH DFND 1 101715 0 0 SPDR SER TR PORTFOLIO SHORT 78464A474 6022953 204584 SH DFND 1 204584 0 0 SPOTIFY TECHNOLOGY S A SHS L8681T102 365893 2279 SH DFND 1 2279 0 0 SYSCO CORP COM 871829107 6391811 86143 SH DFND 1 86143 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 713000 7065 SH DFND 1 7065 0 0 TERAWULF INC COM 88080T104 23212 13264 SH DFND 1 13264 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 393400 754 SH DFND 1 754 0 0 TOAST INC CL A 888787108 1738657 77034 SH DFND 1 77034 0 0 TRUIST FINL CORP COM 89832Q109 393033 12950 SH DFND 1 12950 0 0 TWILIO INC CL A 90138F102 1488708 23400 SH DFND 1 23400 0 0 UNILEVER PLC SPON ADR NEW 904767704 444356 8524 SH DFND 1 8524 0 0 UNION PAC CORP COM 907818108 9562302 46732 SH DFND 1 46732 0 0 UNITED RENTALS INC COM 911363109 322893 725 SH DFND 1 725 0 0 UNITEDHEALTH GROUP INC COM 91324P102 389945155 811304 SH DFND 1 811304 0 0 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 3629929 48034 SH DFND 1 48034 0 0 VANGUARD BD INDEX FDS INTERMED TERM 921937819 647806 8611 SH DFND 1 8611 0 0 VANGUARD BD INDEX FDS VANGUARD ULTRA 92203C303 201015 4089 SH DFND 1 4089 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 98116196 240906 SH DFND 1 240906 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 122229407 554882 SH DFND 1 554882 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 353700 1250 SH DFND 1 1250 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 82143497 2019260 SH DFND 1 2019260 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 18907706 194965 SH DFND 1 194965 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 642310 11805 SH DFND 1 11805 0 0 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 15906231 275528 SH DFND 1 275528 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 10637720 140599 SH DFND 1 140599 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 6358322 39145 SH DFND 1 39145 0 0 VANGUARD STAR FDS VG TL INTL STK F 921909768 33782424 602397 SH DFND 1 602397 0 0 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 117215692 2538235 SH DFND 1 2538235 0 0 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 5179700 63758 SH DFND 1 63758 0 0 VEEVA SYS INC CL A COM 922475108 8052554 40725 SH DFND 1 40725 0 0 VIMEO INC COMMON STOCK 92719V100 62076 15067 SH DFND 1 15067 0 0 VISA INC COM CL A 92826C839 437650705 1842895 SH DFND 1 1842895 0 0 WALMART INC COM 931142103 10136224 64488 SH DFND 1 64488 0 0 WAYFAIR INC CL A 94419L101 47977380 738000 SH DFND 1 738000 0 0 WORKDAY INC CL A 98138H101 29616890 131112 SH DFND 1 131112 0 0