0001172661-22-002298.txt : 20221107 0001172661-22-002298.hdr.sgml : 20221107 20221107085902 ACCESSION NUMBER: 0001172661-22-002298 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221107 DATE AS OF CHANGE: 20221107 EFFECTIVENESS DATE: 20221107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Allen Investment Management LLC CENTRAL INDEX KEY: 0001326234 IRS NUMBER: 341975156 STATE OF INCORPORATION: NY FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11378 FILM NUMBER: 221363950 BUSINESS ADDRESS: STREET 1: 711 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2128328000 MAIL ADDRESS: STREET 1: 711 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001326234 XXXXXXXX 09-30-2022 09-30-2022 false Allen Investment Management LLC

711 Fifth Avenue New York NY 10022

13F HOLDINGS REPORT 028-11378 N Isaac Keschner 212-832-8000 /s/ Isaac Keschner New York NY 11-07-2022 1 213 5790626 1 0001389544 028-12302 ALLEN OPERATIONS LLC INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 3889 35197 SH DFND 1 35197 0 0 ABBOTT LABS COM 002824100 1122 11600 SH DFND 1 11600 0 0 ABBVIE INC COM 00287Y109 1112 8282 SH DFND 1 8282 0 0 ACUITY BRANDS INC COM 00508Y102 1658 10530 SH DFND 1 10530 0 0 ACV AUCTIONS INC COM CL A 00091G104 92 12803 SH DFND 1 12803 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 6040 21948 SH DFND 1 21948 0 0 ADVANCE AUTO PARTS INC COM 00751Y106 86267 551789 SH DFND 1 551789 0 0 AFFIRM HLDGS INC COM CL A 00827B106 3041 162088 SH DFND 1 162088 0 0 AFLAC INC COM 001055102 337 6000 SH DFND 1 6000 0 0 AIRBNB INC COM CL A 009066101 615 5852 SH DFND 1 5852 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 6449 80621 SH DFND 1 80621 0 0 ALICO INC COM 016230104 1141 40391 SH DFND 1 40391 0 0 ALLBIRDS INC COM CL A 01675A109 224 73708 SH DFND 1 73708 0 0 ALPHABET INC CAP STK CL A 02079K305 16664 174216 SH DFND 1 174216 0 0 ALPHABET INC CAP STK CL C 02079K107 426788 4438769 SH DFND 1 4438769 0 0 ALPS ETF TR ALERIAN MLP 00162Q452 37785 1033517 SH DFND 1 1033517 0 0 AMAZON COM INC COM 023135106 343453 3039404 SH DFND 1 3039404 0 0 AMERICAN EXPRESS CO COM 025816109 262 1941 SH DFND 1 1941 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 666 5120 SH DFND 1 5120 0 0 AMGEN INC COM 031162100 1146 5083 SH DFND 1 5083 0 0 ANALOG DEVICES INC COM 032654105 237345 1703355 SH DFND 1 1703355 0 0 APOLLO GLOBAL MGMT INC COM 03769M106 209 4500 SH DFND 1 4500 0 0 APPLE INC COM 037833100 44881 324752 SH DFND 1 324752 0 0 APPLOVIN CORP COM CL A 03831W108 548 28110 SH DFND 1 28110 0 0 APTIV PLC SHS G6095L109 599 7660 SH DFND 1 7660 0 0 ARES CAPITAL CORP COM 04010L103 3887 230289 SH DFND 1 230289 0 0 ARGAN INC COM 04010E109 1933 60077 SH DFND 1 60077 0 0 ASML HOLDING N V N Y REGISTRY SHS N07059210 7485 18022 SH DFND 1 18022 0 0 ASSURANT INC COM 04621X108 229 1573 SH DFND 1 1573 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 782 14254 SH DFND 1 14254 0 0 BANDWIDTH INC COM CL A 05988J103 268 22500 SH DFND 1 22500 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 15825 59267 SH DFND 1 59267 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 4065 10 SH DFND 1 10 0 0 BK OF AMERICA CORP COM 060505104 278 9203 SH DFND 1 9203 0 0 BLACKROCK INC COM 09247X101 413 750 SH DFND 1 750 0 0 BLACKROCK TCP CAPITAL CORP COM 09259E108 383 35049 SH DFND 1 35049 0 0 BLACKSTONE INC COM 09260D107 2268 27093 SH DFND 1 27093 0 0 BLADE AIR MOBILITY INC CL A COM 092667104 403 100000 SH DFND 1 100000 0 0 BLOCK INC CL A 852234103 3739 68002 SH DFND 1 68002 0 0 BRAZE INC COM CL A 10576N102 597 17154 SH DFND 1 17154 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 719 10108 SH DFND 1 10108 0 0 BROADCOM INC COM 11135F101 1800 4054 SH DFND 1 4054 0 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 1923 47019 SH DFND 1 47019 0 0 CANADIAN NATL RY CO COM 136375102 2179 20178 SH DFND 1 20178 0 0 CANADIAN PAC RY LTD COM 13645T100 196272 2941731 SH DFND 1 2941731 0 0 CAPITAL ONE FINL CORP COM 14040H105 412 4474 SH DFND 1 4474 0 0 CARGURUS INC COM CL A 141788109 2810 198296 SH DFND 1 198296 0 0 CARMAX INC COM 143130102 937 14194 SH DFND 1 14194 0 0 CELANESE CORP DEL COM 150870103 241 2673 SH DFND 1 2673 0 0 CENTENE CORP DEL COM 15135B101 414 5322 SH DFND 1 5322 0 0 CHARTER COMMUNICATIONS INC N CL A 16119P108 195677 645055 SH DFND 1 645055 0 0 CISCO SYS INC COM 17275R102 630 15755 SH DFND 1 15755 0 0 CLOUDFLARE INC CL A COM 18915M107 10813 195490 SH DFND 1 195490 0 0 COCA COLA CO COM 191216100 6562 117136 SH DFND 1 117136 0 0 COINBASE GLOBAL INC COM CL A 19260Q107 22409 347487 SH DFND 1 347487 0 0 COMCAST CORP NEW CL A 20030N101 110451 3765789 SH DFND 1 3765789 0 0 CONOCOPHILLIPS COM 20825C104 781 7627 SH DFND 1 7627 0 0 CORNING INC COM 219350105 261 9000 SH DFND 1 9000 0 0 COSTCO WHSL CORP NEW COM 22160K105 329 696 SH DFND 1 696 0 0 COUPA SOFTWARE INC COM 22266L106 932 15853 SH DFND 1 15853 0 0 CREDIT ACCEP CORP MICH COM 225310101 350 800 SH DFND 1 800 0 0 CROWN CASTLE INC COM 22822V101 256 1770 SH DFND 1 1770 0 0 DANAHER CORPORATION COM 235851102 18547 71806 SH DFND 1 71806 0 0 DATADOG INC CL A COM 23804L103 675 7600 SH DFND 1 7600 0 0 DIAGEO PLC SPON ADR NEW 25243Q205 274 1615 SH DFND 1 1615 0 0 DISNEY WALT CO COM 254687106 3443 36500 SH DFND 1 36500 0 0 DONALDSON INC COM 257651109 784 16000 SH DFND 1 16000 0 0 DOVER CORP COM 260003108 903 7743 SH DFND 1 7743 0 0 DUOLINGO INC CL A COM 26603R106 9467 99412 SH DFND 1 99412 0 0 EMERSON ELEC CO COM 291011104 861 11755 SH DFND 1 11755 0 0 ENSTAR GROUP LIMITED SHS G3075P101 271 1600 SH DFND 1 1600 0 0 EPAM SYS INC COM 29414B104 583 1610 SH DFND 1 1610 0 0 ETSY INC COM 29786A106 3867 38618 SH DFND 1 38618 0 0 EXPEDIA GROUP INC COM NEW 30212P303 352 3753 SH DFND 1 3753 0 0 EXXON MOBIL CORP COM 30231G102 873 10000 SH DFND 1 10000 0 0 FIRST REP BK SAN FRANCISCO C COM 33616C100 212 1623 SH DFND 1 1623 0 0 FLEX LTD ORD Y2573F102 191 11464 SH DFND 1 11464 0 0 FRESHWORKS INC CLASS A COM 358054104 217 16742 SH DFND 1 16742 0 0 GENERAL DYNAMICS CORP COM 369550108 7204 33954 SH DFND 1 33954 0 0 GENERAL ELECTRIC CO COM NEW 369604301 232 3750 SH DFND 1 3750 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 1224 4178 SH DFND 1 4178 0 0 GOLUB CAP BDC INC COM 38173M102 2854 230375 SH DFND 1 230375 0 0 HCA HEALTHCARE INC COM 40412C101 523 2845 SH DFND 1 2845 0 0 HERSHEY CO COM 427866108 1437 6520 SH DFND 1 6520 0 0 HOME DEPOT INC COM 437076102 9385 34012 SH DFND 1 34012 0 0 HONEYWELL INTL INC COM 438516106 1160 6948 SH DFND 1 6948 0 0 HUMANA INC COM 444859102 636 1310 SH DFND 1 1310 0 0 IAC INC COM NEW 44891N208 1626 29357 SH DFND 1 29357 0 0 ILLUMINA INC COM 452327109 3273 17156 SH DFND 1 17156 0 0 INSULET CORP COM 45784P101 1239 5400 SH DFND 1 5400 0 0 INTEL CORP COM 458140100 271 10502 SH DFND 1 10502 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 1782 15000 SH DFND 1 15000 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 6622 24777 SH DFND 1 24777 0 0 ISHARES TR CORE HIGH DV ETF 46429B663 2665 29195 SH DFND 1 29195 0 0 ISHARES TR RUS MID CAP ETF 464287499 1926 31000 SH DFND 1 31000 0 0 ISHARES TR CORE S&P TTL STK 464287150 3152 39626 SH DFND 1 39626 0 0 ISHARES TR S&P SML 600 GWT 464287887 508 5000 SH DFND 1 5000 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 16763 79672 SH DFND 1 79672 0 0 ISHARES TR MSCI EAFE ETF 464287465 14981 267465 SH DFND 1 267465 0 0 ISHARES TR S&P 100 ETF 464287101 980 6028 SH DFND 1 6028 0 0 ISHARES TR CORE S&P SCP ETF 464287804 5457 62587 SH DFND 1 62587 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 9863 282780 SH DFND 1 282780 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 2065 15188 SH DFND 1 15188 0 0 ISHARES TR MSCI ACWI ETF 464288257 7766 99786 SH DFND 1 99786 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 1152 6985 SH DFND 1 6985 0 0 ISHARES TR CORE MSCI TOTAL 46432F834 30382 596657 SH DFND 1 596657 0 0 ISHARES TR CRE U S REIT ETF 464288521 3790 79789 SH DFND 1 79789 0 0 ISHARES TR SELECT DIVID ETF 464287168 2646 24681 SH DFND 1 24681 0 0 ISHARES TR RUS 1000 ETF 464287622 14781 74958 SH DFND 1 74958 0 0 ISHARES TR RUSSELL 3000 ETF 464287689 7326 35383 SH DFND 1 35383 0 0 ISHARES TR RUS MD CP GR ETF 464287481 432 5513 SH DFND 1 5513 0 0 ISHARES TR S&P MC 400GR ETF 464287606 476 7556 SH DFND 1 7556 0 0 ISHARES TR EUROPE ETF 464287861 281 7448 SH DFND 1 7448 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 389 4048 SH DFND 1 4048 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 263 2041 SH DFND 1 2041 0 0 ISHARES TR MSCI ACWI EX US 464288240 483 12071 SH DFND 1 12071 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 355 1720 SH DFND 1 1720 0 0 ISHARES TR U.S. TECH ETF 464287721 401 5464 SH DFND 1 5464 0 0 JD.COM INC SPON ADR CL A 47215P106 1873 37240 SH DFND 1 37240 0 0 JOHNSON & JOHNSON COM 478160104 28363 173624 SH DFND 1 173624 0 0 JPMORGAN CHASE & CO COM 46625H100 15884 152003 SH DFND 1 152003 0 0 KIMBERLY-CLARK CORP COM 494368103 589 5230 SH DFND 1 5230 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 276 1346 SH DFND 1 1346 0 0 LENDINGCLUB CORP COM NEW 52603A208 369 33428 SH DFND 1 33428 0 0 LIBERTY BROADBAND CORP COM SER A 530307107 16173 216797 SH DFND 1 216797 0 0 LIBERTY BROADBAND CORP COM SER C 530307305 10407 141010 SH DFND 1 141010 0 0 LILLY ELI & CO COM 532457108 2097 6485 SH DFND 1 6485 0 0 LOWES COS INC COM 548661107 267818 1426006 SH DFND 1 1426006 0 0 MARKEL CORP COM 570535104 284 262 SH DFND 1 262 0 0 MARQETA INC CLASS A COM 57142B104 755 105979 SH DFND 1 105979 0 0 MASTERCARD INCORPORATED CL A 57636Q104 100859 354711 SH DFND 1 354711 0 0 MATCH GROUP INC NEW COM 57667L107 1082 22654 SH DFND 1 22654 0 0 MCDONALDS CORP COM 580135101 4636 20092 SH DFND 1 20092 0 0 MERCADOLIBRE INC COM 58733R102 9336 11278 SH DFND 1 11278 0 0 MERCK & CO INC COM 58933Y105 3129 36338 SH DFND 1 36338 0 0 META PLATFORMS INC CL A 30303M102 30554 225190 SH DFND 1 225190 0 0 MICROSOFT CORP COM 594918104 407025 1747640 SH DFND 1 1747640 0 0 MONDELEZ INTL INC CL A 609207105 5177 94415 SH DFND 1 94415 0 0 MONGODB INC CL A 60937P106 24721 124503 SH DFND 1 124503 0 0 MOODYS CORP COM 615369105 126377 519833 SH DFND 1 519833 0 0 MORGAN STANLEY COM NEW 617446448 1289 16314 SH DFND 1 16314 0 0 NETFLIX INC COM 64110L106 2453 10418 SH DFND 1 10418 0 0 NEW MTN FIN CORP COM 647551100 223 19357 SH DFND 1 19357 0 0 NORFOLK SOUTHN CORP COM 655844108 333 1589 SH DFND 1 1589 0 0 NORTHROP GRUMMAN CORP COM 666807102 295045 627328 SH DFND 1 627328 0 0 NOVARTIS AG SPONSORED ADR 66987V109 380 5000 SH DFND 1 5000 0 0 NU HLDGS LTD ORD SHS CL A G6683N103 2890 656892 SH DFND 1 656892 0 0 NVIDIA CORPORATION COM 67066G104 6844 56384 SH DFND 1 56384 0 0 OREILLY AUTOMOTIVE INC COM 67103H107 205119 291632 SH DFND 1 291632 0 0 PALANTIR TECHNOLOGIES INC CL A 69608A108 2916 358687 SH DFND 1 358687 0 0 PALO ALTO NETWORKS INC COM 697435105 2528 15420 SH DFND 1 15420 0 0 PAYPAL HLDGS INC COM 70450Y103 2112 24541 SH DFND 1 24541 0 0 PEPSICO INC COM 713448108 532 3256 SH DFND 1 3256 0 0 PFIZER INC COM 717081103 743 16970 SH DFND 1 16970 0 0 PHILLIPS 66 COM 718546104 270 3342 SH DFND 1 3342 0 0 PROCORE TECHNOLOGIES INC COM 74275K108 659 13328 SH DFND 1 13328 0 0 PROCTER AND GAMBLE CO COM 742718109 8947 70864 SH DFND 1 70864 0 0 QUALCOMM INC COM 747525103 258 2282 SH DFND 1 2282 0 0 QUANTA SVCS INC COM 74762E102 280 2200 SH DFND 1 2200 0 0 ROPER TECHNOLOGIES INC COM 776696106 360 1000 SH DFND 1 1000 0 0 S&P GLOBAL INC COM 78409V104 164355 538251 SH DFND 1 538251 0 0 SALESFORCE INC COM 79466L302 5991 41651 SH DFND 1 41651 0 0 SAP SE SPON ADR 803054204 406 5000 SH DFND 1 5000 0 0 SCHLUMBERGER LTD COM STK 806857108 207559 5781588 SH DFND 1 5781588 0 0 SCHWAB CHARLES CORP COM 808513105 407349 5667857 SH DFND 1 5667857 0 0 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 844 27791 SH DFND 1 27791 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 10306 143106 SH DFND 1 143106 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 493 4073 SH DFND 1 4073 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 325 2278 SH DFND 1 2278 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 404 6048 SH DFND 1 6048 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 265 3202 SH DFND 1 3202 0 0 SERVICENOW INC COM 81762P102 44451 117717 SH DFND 1 117717 0 0 SHOPIFY INC CL A 82509L107 3462 128518 SH DFND 1 128518 0 0 SHUTTERSTOCK INC COM 825690100 276 5500 SH DFND 1 5500 0 0 SIGNIFY HEALTH INC CL A COM 82671G100 455 15615 SH DFND 1 15615 0 0 SIXTH STREET SPECIALTY LENDI COM 83012A109 539 33002 SH DFND 1 33002 0 0 SNOWFLAKE INC CL A 833445109 17679 104019 SH DFND 1 104019 0 0 SPDR GOLD TR GOLD SHS 78463V107 12068 78022 SH DFND 1 78022 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 31527 88266 SH DFND 1 88266 0 0 SPDR SER TR PORTFOLIO SHORT 78464A474 6765 231520 SH DFND 1 231520 0 0 SPRINKLR INC CL A 85208T107 94 10177 SH DFND 1 10177 0 0 SYSCO CORP COM 871829107 58248 823759 SH DFND 1 823759 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 572 8350 SH DFND 1 8350 0 0 TERAWULF INC COM 88080T104 17 13264 SH DFND 1 13264 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 320 630 SH DFND 1 630 0 0 TOAST INC CL A 888787108 1288 77034 SH DFND 1 77034 0 0 TRUIST FINL CORP COM 89832Q109 564 12950 SH DFND 1 12950 0 0 TWILIO INC CL A 90138F102 4045 58504 SH DFND 1 58504 0 0 TWITTER INC COM 90184L102 17534 399949 SH DFND 1 399949 0 0 UBER TECHNOLOGIES INC COM 90353T100 4549 171657 SH DFND 1 171657 0 0 UNIFI INC COM NEW 904677200 171 17930 SH DFND 1 17930 0 0 UNILEVER PLC SPON ADR NEW 904767704 410 9344 SH DFND 1 9344 0 0 UNION PAC CORP COM 907818108 90873 466447 SH DFND 1 466447 0 0 UNITEDHEALTH GROUP INC COM 91324P102 433025 857408 SH DFND 1 857408 0 0 VANGUARD BD INDEX FDS VANGUARD ULTRA 92203C303 904 18465 SH DFND 1 18465 0 0 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 4002 53494 SH DFND 1 53494 0 0 VANGUARD BD INDEX FDS INTERMED TERM 921937819 633 8611 SH DFND 1 8611 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 58671 326913 SH DFND 1 326913 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 4671 14229 SH DFND 1 14229 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 2637 12326 SH DFND 1 12326 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 524 11805 SH DFND 1 11805 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 19661 249250 SH DFND 1 249250 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 67072 1838079 SH DFND 1 1838079 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 11530 155218 SH DFND 1 155218 0 0 VANGUARD STAR FDS VG TL INTL STK F 921909768 22986 502211 SH DFND 1 502211 0 0 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 76978 2117102 SH DFND 1 2117102 0 0 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 5852 78609 SH DFND 1 78609 0 0 VIMEO INC COMMON STOCK 92719V100 161 40366 SH DFND 1 40366 0 0 VISA INC COM CL A 92826C839 319648 1799315 SH DFND 1 1799315 0 0 WALMART INC COM 931142103 8429 64990 SH DFND 1 64990 0 0 WATERS CORP COM 941848103 254 943 SH DFND 1 943 0 0 WAYFAIR INC CL A 94419L101 27115 833038 SH DFND 1 833038 0 0 WORKDAY INC CL A 98138H101 7387 48526 SH DFND 1 48526 0 0