0001172661-20-000312.txt : 20200204 0001172661-20-000312.hdr.sgml : 20200204 20200204165824 ACCESSION NUMBER: 0001172661-20-000312 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200204 DATE AS OF CHANGE: 20200204 EFFECTIVENESS DATE: 20200204 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Allen Investment Management LLC CENTRAL INDEX KEY: 0001326234 IRS NUMBER: 341975156 STATE OF INCORPORATION: NY FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11378 FILM NUMBER: 20574648 BUSINESS ADDRESS: STREET 1: 711 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2128328000 MAIL ADDRESS: STREET 1: 711 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001326234 XXXXXXXX 12-31-2019 12-31-2019 false Allen Investment Management LLC

711 Fifth Avenue New York NY 10022

13F HOLDINGS REPORT 028-11378 N Howard M. Felson 212-832-8000 /s/ Howard M. Felson New York NY 02-04-2020 1 172 4196045 1 0001389544 028-12302 ALLEN OPERATIONS LLC INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 6163 34935 SH DFND 1 34935 0 0 ABBOTT LABS COM 002824100 1008 11600 SH DFND 1 11600 0 0 ABBVIE INC COM 00287Y109 708 8000 SH DFND 1 8000 0 0 ACTIVISION BLIZZARD INC COM 00507V109 6808 114571 SH DFND 1 114571 0 0 ADOBE INC COM 00724F101 6912 20957 SH DFND 1 20957 0 0 ADVANCE AUTO PARTS INC COM 00751Y106 195979 1223646 SH DFND 1 1223646 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 76327 359863 SH DFND 1 359863 0 0 ALICO INC COM 016230104 1519 42391 SH DFND 1 42391 0 0 ALPHABET INC CAP STK CL C 02079K107 238015 178019 SH DFND 1 178019 0 0 ALPHABET INC CAP STK CL A 02079K305 10846 8098 SH DFND 1 8098 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 17379 2044606 SH DFND 1 2044606 0 0 ALTERYX INC COM CL A 02156B103 547 5466 SH DFND 1 5466 0 0 ALTRIA GROUP INC COM 02209S103 480 9623 SH DFND 1 9623 0 0 AMAZON COM INC COM 023135106 186922 101157 SH DFND 1 101157 0 0 AMERICAN ELEC PWR CO INC COM 025537101 573 6066 SH DFND 1 6066 0 0 APOLLO GLOBAL MGMT INC COM CL A 03768E105 215 4500 SH DFND 1 4500 0 0 APPLE INC COM 037833100 9512 32392 SH DFND 1 32392 0 0 ARES CAP CORP COM 04010L103 4072 218336 SH DFND 1 218336 0 0 BAIDU INC SPON ADR REP A 056752108 876 6931 SH DFND 1 6931 0 0 BAXTER INTL INC COM 071813109 250 2990 SH DFND 1 2990 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 3396 10 SH DFND 1 10 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 9807 43296 SH DFND 1 43296 0 0 BLACKROCK INC COM 09247X101 684 1360 SH DFND 1 1360 0 0 BLACKROCK TCP CAP CORP COM 09259E108 464 33024 SH DFND 1 33024 0 0 BLACKSTONE GROUP INC COM CL A 09260D107 892 15950 SH DFND 1 15950 0 0 BOEING CO COM 097023105 70288 215767 SH DFND 1 215767 0 0 BOOKING HLDGS INC COM 09857L108 166510 81077 SH DFND 1 81077 0 0 BROADCOM INC COM 11135F101 245 775 SH DFND 1 775 0 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 2131 36863 SH DFND 1 36863 0 0 CABLE ONE INC COM 12685J105 2056 1381 SH DFND 1 1381 0 0 CARGURUS INC COM CL A 141788109 9198 261457 SH DFND 1 261457 0 0 CARMAX INC COM 143130102 1709 19494 SH DFND 1 19494 0 0 CHARTER COMMUNICATIONS INC N CL A 16119P108 253861 523339 SH DFND 1 523339 0 0 CINCINNATI FINL CORP COM 172062101 801 7622 SH DFND 1 7622 0 0 CLEARBRIDGE MLP AND MIDSTRM COM 184692101 10728 952737 SH DFND 1 952737 0 0 COCA COLA CO COM 191216100 4701 84930 SH DFND 1 84930 0 0 COLGATE PALMOLIVE CO COM 194162103 310 4506 SH DFND 1 4506 0 0 COMCAST CORP NEW CL A 20030N101 221891 4934206 SH DFND 1 4934206 0 0 CONOCOPHILLIPS COM 20825C104 456 7010 SH DFND 1 7010 0 0 CREDIT ACCEP CORP MICH COM 225310101 354 800 SH DFND 1 800 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 213 1500 SH DFND 1 1500 0 0 DANAHER CORPORATION COM 235851102 12333 80353 SH DFND 1 80353 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 3704 21991 SH DFND 1 21991 0 0 DONALDSON INC COM 257651109 922 16000 SH DFND 1 16000 0 0 DOVER CORP COM 260003108 921 7987 SH DFND 1 7987 0 0 DUPONT DE NEMOURS INC COM 26614N102 221 3436 SH DFND 1 3436 0 0 ELECTRONIC ARTS INC COM 285512109 262 2440 SH DFND 1 2440 0 0 EMERSON ELEC CO COM 291011104 471 6173 SH DFND 1 6173 0 0 ENSTAR GROUP LIMITED SHS G3075P101 331 1600 SH DFND 1 1600 0 0 EPAM SYS INC COM 29414B104 342 1610 SH DFND 1 1610 0 0 EQUINIX INC COM 29444U700 47458 81306 SH DFND 1 81306 0 0 ETSY INC COM 29786A106 1711 38618 SH DFND 1 38618 0 0 EXPEDIA GROUP INC COM NEW 30212P303 2457 22722 SH DFND 1 22722 0 0 FACEBOOK INC CL A 30303M102 151618 738699 SH DFND 1 738699 0 0 FISERV INC COM 337738108 42742 369642 SH DFND 1 369642 0 0 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 425 4500 SH DFND 1 4500 0 0 GENERAL DYNAMICS CORP COM 369550108 6156 34906 SH DFND 1 34906 0 0 GENERAL ELECTRIC CO COM 369604103 15077 1351020 SH DFND 1 1351020 0 0 GOLUB CAP BDC INC COM 38173M102 3328 180324 SH DFND 1 180324 0 0 HOME DEPOT INC COM 437076102 747 3421 SH DFND 1 3421 0 0 HUMANA INC COM 444859102 367 1000 SH DFND 1 1000 0 0 IAC INTERACTIVECORP COM 44919P508 258 1037 SH DFND 1 1037 0 0 IHS MARKIT LTD SHS G47567105 6410 85066 SH DFND 1 85066 0 0 ILLUMINA INC COM 452327109 4267 12862 SH DFND 1 12862 0 0 INTEL CORP COM 458140100 918 15338 SH DFND 1 15338 0 0 INVESCO EXCHANGE TRADED FD T S&P500 PUR VAL 46137V258 1044 15073 SH DFND 1 15073 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 23292 109555 SH DFND 1 109555 0 0 ISHARES INC CORE MSCI EMKT 46434G103 2728 50738 SH DFND 1 50738 0 0 ISHARES TR S&P 100 ETF 464287101 915 6353 SH DFND 1 6353 0 0 ISHARES TR CORE S&P TTL STK 464287150 2860 39340 SH DFND 1 39340 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 3892 86731 SH DFND 1 86731 0 0 ISHARES TR MSCI EAFE ETF 464287465 931 13414 SH DFND 1 13414 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 413 4356 SH DFND 1 4356 0 0 ISHARES TR RUS MD CP GR ETF 464287481 453 2969 SH DFND 1 2969 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 2818 20648 SH DFND 1 20648 0 0 ISHARES TR S&P MC 400GR ETF 464287606 450 1889 SH DFND 1 1889 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 470 2671 SH DFND 1 2671 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 425 3302 SH DFND 1 3302 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 368 1720 SH DFND 1 1720 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 1157 6985 SH DFND 1 6985 0 0 ISHARES TR RUSSELL 3000 ETF 464287689 906 4807 SH DFND 1 4807 0 0 ISHARES TR U.S. TECH ETF 464287721 318 1366 SH DFND 1 1366 0 0 ISHARES TR CORE S&P SCP ETF 464287804 303 3616 SH DFND 1 3616 0 0 ISHARES TR S&P SML 600 GWT 464287887 483 2500 SH DFND 1 2500 0 0 ISHARES TR SHRT NAT MUN ETF 464288158 4926 46136 SH DFND 1 46136 0 0 ISHARES TR MSCI ACWI EX US 464288240 6225 126728 SH DFND 1 126728 0 0 ISHARES TR MSCI ACWI ETF 464288257 7587 95729 SH DFND 1 95729 0 0 ISHARES TR CORE MSCI TOTAL 46432F834 27247 440175 SH DFND 1 440175 0 0 ISHARES TR CORE MSCI EAFE 46432F842 6566 100606 SH DFND 1 100606 0 0 JOHNSON & JOHNSON COM 478160104 24339 166854 SH DFND 1 166854 0 0 JPMORGAN CHASE & CO COM 46625H100 486 3486 SH DFND 1 3486 0 0 KAYNE ANDERSN MLP MIDS INVT COM 486606106 10720 769595 SH DFND 1 769595 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 194718 1151021 SH DFND 1 1151021 0 0 LENDINGCLUB CORP COM NEW 52603A208 422 33428 SH DFND 1 33428 0 0 LIBERTY BROADBAND CORP COM SER A 530307107 21736 174499 SH DFND 1 174499 0 0 LIBERTY BROADBAND CORP COM SER C 530307305 15554 123693 SH DFND 1 123693 0 0 LIBERTY GLOBAL PLC SHS CL A G5480U104 2381 104719 SH DFND 1 104719 0 0 LOWES COS INC COM 548661107 186564 1557817 SH DFND 1 1557817 0 0 MARKEL CORP COM 570535104 300 262 SH DFND 1 262 0 0 MARRIOTT INTL INC NEW CL A 571903202 314 2075 SH DFND 1 2075 0 0 MASTERCARD INC CL A 57636Q104 5004 16758 SH DFND 1 16758 0 0 MCDONALDS CORP COM 580135101 378 1915 SH DFND 1 1915 0 0 MERCADOLIBRE INC COM 58733R102 6220 10875 SH DFND 1 10875 0 0 MERCK & CO INC COM 58933Y105 875 9616 SH DFND 1 9616 0 0 MICROSOFT CORP COM 594918104 204601 1297404 SH DFND 1 1297404 0 0 MONDELEZ INTL INC CL A 609207105 4891 88792 SH DFND 1 88792 0 0 MONGODB INC CL A 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0 0 S&P GLOBAL INC COM 78409V104 49363 180785 SH DFND 1 180785 0 0 SALESFORCE COM INC COM 79466L302 8805 54137 SH DFND 1 54137 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 402 3943 SH DFND 1 3943 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 272 4313 SH DFND 1 4313 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 286 2278 SH DFND 1 2278 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 246 8004 SH DFND 1 8004 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 261 3202 SH DFND 1 3202 0 0 SERVICENOW INC COM 81762P102 57110 202288 SH DFND 1 202288 0 0 SHERWIN WILLIAMS CO COM 824348106 29783 51038 SH DFND 1 51038 0 0 SHOPIFY INC CL A 82509L107 4994 12560 SH DFND 1 12560 0 0 SHUTTERSTOCK INC COM 825690100 236 5500 SH DFND 1 5500 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 1662 11631 SH DFND 1 11631 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 19557 60762 SH DFND 1 60762 0 0 SPDR SERIES TRUST NUVEEN BLMBRG SR 78468R739 4553 92716 SH DFND 1 92716 0 0 SPOTIFY TECHNOLOGY S A SHS L8681T102 4245 28384 SH DFND 1 28384 0 0 SQUARE INC CL A 852234103 539 8612 SH DFND 1 8612 0 0 SYSCO CORP COM 871829107 135368 1582515 SH DFND 1 1582515 0 0 TEXAS INSTRS INC COM 882508104 427 3325 SH DFND 1 3325 0 0 THE CHARLES SCHWAB CORPORATI COM 808513105 83615 1758091 SH DFND 1 1758091 0 0 TJX COS INC NEW COM 872540109 464 7600 SH DFND 1 7600 0 0 TORTOISE ENERGY INFRA CORP COM 89147L100 9789 545972 SH DFND 1 545972 0 0 TORTOISE MIDSTRM ENERGY FD I COM 89148B101 9805 894632 SH DFND 1 894632 0 0 TPG SPECIALTY LENDING INC COM 87265K102 664 30935 SH DFND 1 30935 0 0 TRANSDIGM GROUP INC COM 893641100 195339 348819 SH DFND 1 348819 0 0 TWILIO INC CL A 90138F102 8197 83400 SH DFND 1 83400 0 0 TWITTER INC COM 90184L102 13352 416595 SH DFND 1 416595 0 0 UBER TECHNOLOGIES INC COM 90353T100 659 22160 SH DFND 1 22160 0 0 UNILEVER N V N Y SHS NEW 904784709 518 9020 SH DFND 1 9020 0 0 UNILEVER PLC SPON ADR NEW 904767704 3266 57134 SH DFND 1 57134 0 0 UNITED TECHNOLOGIES CORP COM 913017109 49008 327246 SH DFND 1 327246 0 0 UNITEDHEALTH GROUP INC COM 91324P102 201257 684595 SH DFND 1 684595 0 0 US FOODS HLDG CORP COM 912008109 156551 3737190 SH DFND 1 3737190 0 0 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 2249 25785 SH DFND 1 25785 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 6749 83725 SH DFND 1 83725 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 939 3176 SH DFND 1 3176 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 228 1250 SH DFND 1 1250 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 24830 151757 SH DFND 1 151757 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 9906 184302 SH DFND 1 184302 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 15714 353357 SH DFND 1 353357 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 6312 107720 SH DFND 1 107720 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 8137 100424 SH DFND 1 100424 0 0 VANGUARD STAR FD VG TL INTL STK F 921909768 92715 1664835 SH DFND 1 1664835 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 32182 730410 SH DFND 1 730410 0 0 VISA INC COM CL A 92826C839 5525 29405 SH DFND 1 29405 0 0 WABTEC CORP COM 929740108 316 4056 SH DFND 1 4056 0 0 WALMART INC COM 931142103 11735 98743 SH DFND 1 98743 0 0 WATERS CORP COM 941848103 220 943 SH DFND 1 943 0 0 WAYFAIR INC CL A 94419L101 99136 1097000 SH DFND 1 1097000 0 0 WORKDAY INC CL A 98138H101 5896 35854 SH DFND 1 35854 0 0