0001172661-13-001400.txt : 20131108 0001172661-13-001400.hdr.sgml : 20131108 20131108094642 ACCESSION NUMBER: 0001172661-13-001400 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131108 DATE AS OF CHANGE: 20131108 EFFECTIVENESS DATE: 20131108 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Allen Investment Management LLC CENTRAL INDEX KEY: 0001326234 IRS NUMBER: 341975156 STATE OF INCORPORATION: NY FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11378 FILM NUMBER: 131202792 BUSINESS ADDRESS: STREET 1: 711 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2128328000 MAIL ADDRESS: STREET 1: 711 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001326234 XXXXXXXX 09-30-2013 09-30-2013 false Allen Investment Management LLC

711 Fifth Avenue New York NY 10022

13F HOLDINGS REPORT 028-11378 N Howard M. Felson 212-832-8000 /s/ Howard M. Felson New York NY 11-08-2013 1 63 365027 1 0001389544 028-12302 ALLEN OPERATIONS LLC INFORMATION TABLE 2 infotable.xml ABERDEEN ASIA PACIFIC INCOM COM 003009107 117 19386 SH DFND 1 19386 0 0 AGRIUM INC COM 008916108 13025 155000 SH DFND 1 155000 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 32778 674025 SH DFND 1 674025 0 0 ANADARKO PETE CORP COM 032511107 19993 215000 SH DFND 1 215000 0 0 AVENUE INCOME CR STRATEGIES COM 05358E106 375 22179 SH DFND 1 22179 0 0 BELO CORP COM SER A 080555105 18050 1317500 SH DFND 1 1317500 0 0 BOEING CO COM 097023105 2179 18542 SH DFND 1 18542 0 0 BP PLC SPONSORED ADR 055622104 34064 810461 SH DFND 1 810461 0 0 CAMPBELL SOUP CO COM 134429109 236 5794 SH DFND 1 5794 0 0 CAPITAL ONE FINL CORP COM 14040H105 844 12273 SH DFND 1 12273 0 0 CENTRAL GOLDTRUST TR UNIT 153546106 1170 25342 SH DFND 1 25342 0 0 CHENIERE ENERGY INC COM NEW 16411R208 7682 225000 SH DFND 1 225000 0 0 CLEAR CHANNEL OUTDOOR HLDGS CL A 18451C109 2050 250000 SH DFND 1 250000 0 0 COVIDIEN PLC SHS G2554F113 13712 225000 SH DFND 1 225000 0 0 CVS CAREMARK CORPORATION COM 126650100 1804 31780 SH DFND 1 31780 0 0 DANAHER CORP DEL COM 235851102 688 9922 SH DFND 1 9922 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 1478 62665 SH DFND 1 62665 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 1650 28178 SH DFND 1 28178 0 0 EATON VANCE TAX MNGD GBL DV COM 27829F108 114 12155 SH DFND 1 12155 0 0 EATON VANCE TXMGD GL BUYWR O COM 27829C105 115 10109 SH DFND 1 10109 0 0 EMERSON ELEC CO COM 291011104 2082 32183 SH DFND 1 32183 0 0 FLEXTRONICS INTL LTD ORD Y2573F102 169 18599 SH DFND 1 18599 0 0 GENERAL DYNAMICS CORP COM 369550108 1815 20742 SH DFND 1 20742 0 0 GENERAL ELECTRIC CO COM 369604103 1251 52370 SH DFND 1 52370 0 0 GENERAL MLS INC COM 370334104 1025 21386 SH DFND 1 21386 0 0 GLADSTONE CAPITAL CORP COM 376535100 581 66606 SH DFND 1 66606 0 0 HORIZON TECHNOLOGY FIN CORP COM 44045A102 162 12192 SH DFND 1 12192 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 1138 6143 SH DFND 1 6143 0 0 ISHARES TIPS BD ETF 464287176 225 2000 SH DFND 1 2000 0 0 ISHARES MSCI ACWI ETF 464288257 7878 146098 SH DFND 1 146098 0 0 JOHNSON & JOHNSON COM 478160104 1983 22869 SH DFND 1 22869 0 0 KIRBY CORP COM 497266106 972 11225 SH DFND 1 11225 0 0 LAMAR ADVERTISING CO CL A 512815101 14579 310000 SH DFND 1 310000 0 0 MALLINCKRODT PUB LTD CO SHS G5785G107 11023 250000 SH DFND 1 250000 0 0 MCG CAPITAL CORP COM 58047P107 311 61704 SH DFND 1 61704 0 0 MCGRAW HILL FINL INC COM 580645109 2074 31619 SH DFND 1 31619 0 0 MICROSOFT CORP COM 594918104 23317 700000 SH DFND 1 700000 0 0 MOLSON COORS BREWING CO CL B 60871R209 1616 32243 SH DFND 1 32243 0 0 NOVAGOLD RES INC COM NEW 66987E206 31 13185 SH DFND 1 13185 0 0 NUANCE COMMUNICATIONS INC COM 67020Y100 10274 550000 SH DFND 1 550000 0 0 ONYX PHARMACEUTICALS INC COM 683399109 37650 302000 SH DFND 1 302000 0 0 PIMCO ETF TR 1-5 US TIP IDX 72201R205 8432 158981 SH DFND 1 158981 0 0 PIMCO ETF TR BROAD US TIPS 72201R403 928 16423 SH DFND 1 16423 0 0 PIMCO ETF TR TOTL RETN ETF 72201R775 2735 25829 SH DFND 1 25829 0 0 PIMCO ETF TR GB ADV INF BD 72201R791 633 12884 SH DFND 1 12884 0 0 PROSPECT CAPITAL CORPORATION COM 74348T102 424 37949 SH DFND 1 37949 0 0 RADIO ONE INC CL D NON VTG 75040P405 2689 999735 SH DFND 1 999735 0 0 SCHWAB CHARLES CORP NEW COM 808513105 1903 90035 SH DFND 1 90035 0 0 SIEMENS A G SPONSORED ADR 826197501 1764 14637 SH DFND 1 14637 0 0 SOLAR SR CAP LTD COM 83416M105 1581 87447 SH DFND 1 87447 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 461 3600 SH DFND 1 3600 0 0 SPDR SERIES TRUST DB INT GVT ETF 78464A490 2887 48455 SH DFND 1 48455 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 1293 14027 SH DFND 1 14027 0 0 TIBCO SOFTWARE INC COM 88632Q103 3839 150000 SH DFND 1 150000 0 0 TICC CAPITAL CORP COM 87244T109 254 26049 SH DFND 1 26049 0 0 TJX COS INC NEW COM 872540109 1784 31634 SH DFND 1 31634 0 0 TYCO INTERNATIONAL LTD SHS H89128104 14653 418900 SH DFND 1 418900 0 0 UNITED PARCEL SERVICE INC CL B 911312106 1624 17775 SH DFND 1 17775 0 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 3336 58028 SH DFND 1 58028 0 0 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 37643 1070000 SH DFND 1 1070000 0 0 WALGREEN CO COM 931422109 1887 35081 SH DFND 1 35081 0 0 WAL-MART STORES INC COM 931142103 279 3771 SH DFND 1 3771 0 0 WEBMD HEALTH CORP COM 94770V102 1718 60159 SH DFND 1 60159 0 0