0001172661-13-001056.txt : 20130802 0001172661-13-001056.hdr.sgml : 20130802 20130802110528 ACCESSION NUMBER: 0001172661-13-001056 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130630 FILED AS OF DATE: 20130802 DATE AS OF CHANGE: 20130802 EFFECTIVENESS DATE: 20130802 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Allen Investment Management LLC CENTRAL INDEX KEY: 0001326234 IRS NUMBER: 341975156 STATE OF INCORPORATION: NY FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11378 FILM NUMBER: 131005222 BUSINESS ADDRESS: STREET 1: 711 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2128328000 MAIL ADDRESS: STREET 1: 711 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001326234 XXXXXXXX 06-30-2013 06-30-2013 false Allen Investment Management LLC

711 Fifth Avenue New York NY 10022

13F HOLDINGS REPORT 028-11378 N Howard M. Felson 212-832-8000 /s/ Howard M. Felson New York NY 08-02-2013 1 58 258985 1 0001389544 028-12302 ALLEN OPERATIONS LLC INFORMATION TABLE 2 infotable.xml ABERDEEN ASIA PACIFIC INCOM COM 003009107 120 19386 SH DFND 1 19386 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 36238 810697 SH DFND 1 810697 0 0 ANADARKO PETE CORP COM 032511107 18475 215000 SH DFND 1 215000 0 0 AVENUE INCOME CR STRATEGIES COM 05358E106 380 22179 SH DFND 1 22179 0 0 BOEING CO COM 097023105 2064 20148 SH DFND 1 20148 0 0 BP PLC SPONSORED ADR 055622104 33392 800000 SH DFND 1 800000 0 0 CAMPBELL SOUP CO COM 134429109 228 5080 SH DFND 1 5080 0 0 CENTRAL GOLDTRUST TR UNIT 153546106 1120 25342 SH DFND 1 25342 0 0 CHENIERE ENERGY INC COM NEW 16411R208 8328 300000 SH DFND 1 300000 0 0 CLEAR CHANNEL OUTDOOR HLDGS CL A 18451C109 1295 173537 SH DFND 1 173537 0 0 CLEARWIRE CORP NEW CL A 18538Q105 13981 2799105 SH DFND 1 2799105 0 0 CVS CAREMARK CORPORATION COM 126650100 1809 31641 SH DFND 1 31641 0 0 DANAHER CORP DEL COM 235851102 601 9493 SH DFND 1 9493 0 0 DELL INC COM 24702R101 26650 2000000 SH DFND 1 2000000 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 222 11859 SH DFND 1 11859 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 1473 28058 SH DFND 1 28058 0 0 EATON VANCE TAX MNGD GBL DV COM 27829F108 113 12155 SH DFND 1 12155 0 0 EATON VANCE TXMGD GL BUYWR O COM 27829C105 112 10109 SH DFND 1 10109 0 0 EMERSON ELEC CO COM 291011104 1689 30963 SH DFND 1 30963 0 0 GENERAL DYNAMICS CORP COM 369550108 1555 19854 SH DFND 1 19854 0 0 GENERAL ELECTRIC CO COM 369604103 1214 52370 SH DFND 1 52370 0 0 GENERAL MLS INC COM 370334104 958 19746 SH DFND 1 19746 0 0 GLADSTONE CAPITAL CORP COM 376535100 463 56703 SH DFND 1 56703 0 0 GOOGLE INC CL A 38259P508 269 306 SH DFND 1 306 0 0 GROUPON INC COM CL A 399473107 112 13056 SH DFND 1 13056 0 0 HORIZON TECHNOLOGY FIN CORP COM 44045A102 163 11893 SH DFND 1 11893 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 1098 5743 SH DFND 1 5743 0 0 ISHARES TR MSCI ACWI INDX 464288257 6684 133686 SH DFND 1 133686 0 0 JOHNSON & JOHNSON COM 478160104 1964 22869 SH DFND 1 22869 0 0 KINDER MORGAN INC DEL *W EXP 05/25/201 49456B119 2556 499279 SH DFND 1 499279 0 0 KIRBY CORP COM 497266106 272 3414 SH DFND 1 3414 0 0 LYON WILLIAM HOMES CL A NEW 552074700 5571 220988 SH DFND 1 220988 0 0 MCG CAPITAL CORP COM 58047P107 403 77364 SH DFND 1 77364 0 0 MCGRAW HILL FINL INC COM 580645109 1616 30389 SH DFND 1 30389 0 0 MOLSON COORS BREWING CO CL B 60871R209 1466 30623 SH DFND 1 30623 0 0 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 14468 385000 SH DFND 1 385000 0 0 NUANCE COMMUNICATIONS INC COM 67020Y100 6440 350000 SH DFND 1 350000 0 0 OPTIMER PHARMACEUTICALS INC COM 68401H104 7235 500000 SH DFND 1 500000 0 0 PIMCO ETF TR 1-5 US TIP IDX 72201R205 7851 148981 SH DFND 1 148981 0 0 PIMCO ETF TR BROAD US TIPS 72201R403 921 16423 SH DFND 1 16423 0 0 PIMCO ETF TR GB ADV INF BD 72201R791 623 12884 SH DFND 1 12884 0 0 PIMCO ETF TR TOTL RETN ETF 72201R775 2724 25829 SH DFND 1 25829 0 0 PROSPECT CAPITAL CORPORATION COM 74348T102 348 32250 SH DFND 1 32250 0 0 RADIO ONE INC CL D NON VTG 75040P405 1347 580424 SH DFND 1 580424 0 0 SCHWAB CHARLES CORP NEW COM 808513105 1882 88635 SH DFND 1 88635 0 0 SIEMENS A G SPONSORED ADR 826197501 1483 14637 SH DFND 1 14637 0 0 SOLAR SR CAP LTD COM 83416M105 1799 97717 SH DFND 1 97717 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 429 3600 SH DFND 1 3600 0 0 SPDR SERIES TRUST DB INT GVT ETF 78464A490 2790 48455 SH DFND 1 48455 0 0 TICC CAPITAL CORP COM 87244T109 191 19813 SH DFND 1 19813 0 0 TJX COS INC NEW COM 872540109 1575 31469 SH DFND 1 31469 0 0 TYCO INTERNATIONAL LTD SHS H89128104 13802 418900 SH DFND 1 418900 0 0 UNITED PARCEL SERVICE INC CL B 911312106 1454 16812 SH DFND 1 16812 0 0 VANGUARD HEALTH SYS INC COM 922036207 8815 425000 SH DFND 1 425000 0 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 5520 97919 SH DFND 1 97919 0 0 WALGREEN CO COM 931422109 1551 35081 SH DFND 1 35081 0 0 WAL-MART STORES INC COM 931142103 281 3771 SH DFND 1 3771 0 0 YRC WORLDWIDE INC NOTE 10.000% 3/3 984249AB8 802 794919 PRN DFND 1 794919 0 0