0001140361-18-011311.txt : 20180301
0001140361-18-011311.hdr.sgml : 20180301
20180301171551
ACCESSION NUMBER: 0001140361-18-011311
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180227
FILED AS OF DATE: 20180301
DATE AS OF CHANGE: 20180301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Zafolias Apostolos
CENTRAL INDEX KEY: 0001626935
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33393
FILM NUMBER: 18658907
MAIL ADDRESS:
STREET 1: GENCO SHIPPING & TRADING
STREET 2: 299 PARK AVENUE, 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10171
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GENCO SHIPPING & TRADING LTD
CENTRAL INDEX KEY: 0001326200
STANDARD INDUSTRIAL CLASSIFICATION: DEEP SEA FOREIGN TRANSPORTATION OF FREIGHT [4412]
IRS NUMBER: 000000000
STATE OF INCORPORATION: 1T
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 299 PARK AVENUE
STREET 2: 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10171
BUSINESS PHONE: (646) 443-8550
MAIL ADDRESS:
STREET 1: 299 PARK AVENUE
STREET 2: 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10171
4
1
form4.xml
FORM 4
X0306
4
2018-02-27
0001326200
GENCO SHIPPING & TRADING LTD
GNK
0001626935
Zafolias Apostolos
C/O GENCO SHIPPING & TRADING LIMITED
299 PARK AVENUE, 12TH FLOOR
NEW YORK
NY
10171
true
Chief Financial Officer
Common Stock
15953
D
Restricted Stock Units
2018-02-27
4
A
0
3652
0
A
Common Stock
3652
3652
D
Option
13.69
2018-02-27
4
A
0
11962
0
A
2019-02-27
2024-02-27
Common Stock
11962
11962
D
Warrant
259.1
2015-08-07
2020-08-07
Common Stock
4070
40709
D
Warrant
287.3
2015-08-07
2020-08-07
Common Stock
4218
42186
D
Warrant
341.9
2015-08-07
2020-08-07
Common Stock
6343
63437
D
Warrant
209.9
2014-07-09
2021-07-09
Common Stock
1902
190
D
Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.
These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 27, 2018.
These options generally become exercisable in equal installments on each of the first three anniversaries of February 27, 2018.
On July 7, 2016, the issuer effected a 1-for-10 reverse stock split. The amount of securities beneficially owned and the exercise price of warrants have been adjusted to reflect the reverse stock split.
These warrants became exercisable in equal installments on each of the first three anniversaries of August 7, 2014.
/s/ Apostolos Zafolias
2018-03-01