0001104659-21-034998.txt : 20210311 0001104659-21-034998.hdr.sgml : 20210311 20210311160556 ACCESSION NUMBER: 0001104659-21-034998 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20210309 FILED AS OF DATE: 20210311 DATE AS OF CHANGE: 20210311 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Apollo Management Holdings, L.P. CENTRAL INDEX KEY: 0001449434 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33393 FILM NUMBER: 21733284 BUSINESS ADDRESS: STREET 1: 9 W. 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-515-3200 MAIL ADDRESS: STREET 1: 9 W. 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Apollo SVF Management, L.P. CENTRAL INDEX KEY: 0001374205 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33393 FILM NUMBER: 21733279 BUSINESS ADDRESS: STREET 1: TWO MANHATTANVILLE ROAD CITY: PURCHASE STATE: NY ZIP: 10577 BUSINESS PHONE: 914-694-8000 MAIL ADDRESS: STREET 1: TWO MANHATTANVILLE ROAD CITY: PURCHASE STATE: NY ZIP: 10577 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: APOLLO SPECIAL OPPORTUNITIES MANAGED ACCOUNT LP CENTRAL INDEX KEY: 0001445269 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33393 FILM NUMBER: 21733278 BUSINESS ADDRESS: STREET 1: ONE MANHATTANVILLE ROAD STREET 2: SUITE 201 CITY: PURCHASE STATE: NY ZIP: 10577 BUSINESS PHONE: 212-515-3406 MAIL ADDRESS: STREET 1: ONE MANHATTANVILLE ROAD STREET 2: SUITE 201 CITY: PURCHASE STATE: NY ZIP: 10577 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Apollo Management Holdings GP, LLC CENTRAL INDEX KEY: 0001449433 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33393 FILM NUMBER: 21733285 BUSINESS ADDRESS: STREET 1: 9 W. 57TH STREET STREET 2: 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-515-3200 MAIL ADDRESS: STREET 1: 9 W. 57TH STREET STREET 2: 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Apollo Principal Holdings II GP, LLC CENTRAL INDEX KEY: 0001490269 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33393 FILM NUMBER: 21733281 BUSINESS ADDRESS: STREET 1: 9 W. 57TH ST. STREET 2: 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-515-3200 MAIL ADDRESS: STREET 1: 9 W. 57TH ST. STREET 2: 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Apollo Capital Management GP, LLC CENTRAL INDEX KEY: 0001456419 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33393 FILM NUMBER: 21733283 BUSINESS ADDRESS: STREET 1: 9 WEST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212 515 3200 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Apollo Capital Management, L.P. CENTRAL INDEX KEY: 0001456421 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33393 FILM NUMBER: 21733282 BUSINESS ADDRESS: STREET 1: 9 WEST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212 515 3200 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Apollo SVF Management GP, LLC CENTRAL INDEX KEY: 0001456422 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33393 FILM NUMBER: 21733280 BUSINESS ADDRESS: STREET 1: 9 WEST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212 515 3200 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENCO SHIPPING & TRADING LTD CENTRAL INDEX KEY: 0001326200 STANDARD INDUSTRIAL CLASSIFICATION: DEEP SEA FOREIGN TRANSPORTATION OF FREIGHT [4412] IRS NUMBER: 000000000 STATE OF INCORPORATION: 1T FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 299 PARK AVENUE STREET 2: 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10171 BUSINESS PHONE: (646) 443-8550 MAIL ADDRESS: STREET 1: 299 PARK AVENUE STREET 2: 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10171 4 1 tm219408-1_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-03-09 1 0001326200 GENCO SHIPPING & TRADING LTD GNK 0001449433 Apollo Management Holdings GP, LLC 9 W. 57TH STREET, 43RD FLOOR NEW YORK NY 10019 0 0 1 0 0001449434 Apollo Management Holdings, L.P. 9 W. 57TH STREET NEW YORK NY 10019 0 0 1 0 0001456419 Apollo Capital Management GP, LLC 9 WEST 57TH STREET NEW YORK NY 10019 0 0 1 0 0001456421 Apollo Capital Management, L.P. 9 WEST 57TH STREET NEW YORK NY 10019 0 0 1 0 0001490269 Apollo Principal Holdings II GP, LLC 9 W. 57TH ST. 43RD FLOOR NEW YORK NY 10019 0 0 1 0 0001456422 Apollo SVF Management GP, LLC 9 WEST 57TH STREET NEW YORK NY 10019 0 0 1 0 0001374205 Apollo SVF Management, L.P. TWO MANHATTANVILLE ROAD PURCHASE NY 10577 0 0 1 0 0001445269 APOLLO SPECIAL OPPORTUNITIES MANAGED ACCOUNT LP ONE MANHATTANVILLE ROAD SUITE 201 PURCHASE NY 10577 0 0 1 0 Common Stock 2021-03-09 4 S 0 232913 11.1451 D 4148015 I See Footnote Common Stock 2021-03-10 4 S 0 3748364 10.5563 D 399651 I See Footnote See Exhibit 99.1. see signatures attached as Exhibit 99.2 2021-03-11 EX-99.1 2 tm219408d1_ex99-1.htm EXHIBIT 99.1

 

Exhibit 99.1

 

The shares of the Issuer’s common stock reported as beneficially owned are held of record by Apollo Centre Street Partnership, L.P. (“Centre Street LP”). The dispositions reported in this Form 4 were made by Apollo Credit Opportunity Trading Fund III (“Opportunity III”) (2,297,345 shares), Apollo Special Opportunities Managed Account, L.P. (“SOMA Fund”) (1,262,956 shares), and Apollo Zeus Strategic Investments, L.P. (“Zeus LP”) (420,976 shares).

 

Apollo Centre Street Management, LLC (“Centre Street Management”) serves as the investment manager for Centre Street LP. Apollo Credit Opportunity Fund III LP (“Opportunity III LP”) and Apollo Credit Opportunity Fund (Offshore) III LP (“Offshore Opportunity III LP”) serve as the general partners of Opportunity III. Apollo Credit Opportunity Management III LLC (“Opportunity Management III”) serves as the investment manager for each of Opportunity III LP and Offshore Opportunity III LP.

 

Apollo SOMA Advisors, L.P. (“SOMA Advisors”) serves as the general partner of SOMA Fund, and Apollo SOMA Capital Management, LLC (“SOMA Capital Management”) serves as the general partner of SOMA Advisors.  APH Holdings (DC), L.P. (“APH”) serves as the sole member and manager of SOMA Capital Management, and Apollo Principal Holdings IV GP, Ltd. (“Principal IV GP”) serves as the general partner of APH.  Apollo SVF Management, L.P. (“SVF Management”) serves as the investment manager of SOMA Fund, and Apollo SVF Management GP, LLC (“SVF Management GP”) serves as the general partner of SVF Management.  Apollo Zeus Strategic Management, LLC (“Zeus Management”) serves as the investment manager for Zeus LP.

 

Apollo Capital Management, L.P. (“Capital Management”) is the sole member and manager of Centre Street Management, Opportunity Management III, SVF Management GP and Zeus Management.  Apollo Capital Management GP, LLC (“Capital Management GP”) is the general partner of Capital Management.  Apollo Management Holdings, L.P. (“Management Holdings”) serves as the sole member and manager of Capital Management GP.  Apollo Management Holdings GP, LLC (“Management Holdings GP”) is the general partner of Management Holdings.  Leon Black, Joshua Harris and Marc Rowan are the managers of Principal IV GP, and the managers, as well as executive officers, of Management Holdings GP.

 

Each of the Funds disclaims beneficial ownership of any shares of the Issuer’s common stock owned of record by the other Funds, and each of Centre Street Management, Opportunity III LP, Offshore Opportunity III LP, Opportunity Management III, SOMA Advisors, SOMA Capital Management, APH, Principal IV GP, SVF Management, SVF Management GP, Zeus Management, Capital Management, Capital Management GP, Management Holdings and Management Holdings GP, and Messrs. Black, Harris and Rowan, disclaims beneficial ownership of any shares of the Issuer’s common stock owned of record by the Funds, in each case except to the extent of any pecuniary interest therein, and this report shall not be deemed an admission that any such entity is the beneficial owner of or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

 

The address of each of Centre Street LP, Centre Street Management, Opportunity III, Opportunity III LP, Offshore Opportunity III LP, SOMA Fund, SOMA Advisors, SOMA Capital Management, APH and Principal IV GP is One Manhattanville Road, Suite 201, Purchase, New York 10577.  The address of Zeus LP is c/o Walkers Corporate Limited, Cayman Corporate Centre, 27 Hospital Road, George Town KY1- 9008, Cayman Islands.  The address of each of Opportunity Management III, SVF Management, SVF Management GP, Zeus Management, Capital Management, Capital Management GP, Management Holdings and Management Holdings GP, and Messrs. Black, Harris and Rowan, is 9 W. 57th Street, 43rd Floor, New York, New York 10019.

 

 

 

 EX-99.2 3 tm219408d1_ex99-2.htm EXHIBIT 99.2

 

Exhibit 99.2

 

This Statement on Form 4 is filed by: (i) Apollo Centre Street Partnership, L.P., (ii) Apollo Credit Opportunity Trading Fund III, (iii) Apollo Special Opportunities Managed Account, L.P., (iv) Apollo Zeus Strategic Investments, L.P., (v) Apollo Centre Street Management, LLC, (vi) Apollo Credit Opportunity Management III LLC, (vii) Apollo Credit Opportunity Fund III LP, (viii) Apollo Credit Opportunity Fund (Offshore) III LP, (ix) Apollo SOMA Advisors, L.P., (x) Apollo SOMA Capital Management, LLC, (xi) APH Holdings (DC), L.P., (xii) Apollo Principal Holdings IV GP, Ltd., (xiii) Apollo SVF Management, L.P., (xiv) Apollo SVF Management GP, LLC, (xv) Apollo Zeus Strategic Management, LLC, (xvi) Apollo Capital Management, L.P., (xvii) Apollo Capital Management GP, LLC, (xviii) Apollo Management Holdings, L.P., and (xix) Apollo Management Holdings GP, LLC.

 

Name of Designated Filer:  Apollo Management Holdings GP, LLC

Date of Event Requiring Statement:  March 9, 2021

Issuer Name and Ticker or Trading Symbol: Genco Shipping & Trading Limited

 

  APOLLO CENTRE STREET PARTNERSHIP, L.P.
   
  By: Apollo Centre Street Advisors (APO DC), L.P.,
    its general partner
     
  By: Apollo Centre Street Advisors (APO DC-GP), LLC,
      its general partner
       
    By: /s/ Joseph D. Glatt
        Joseph D. Glatt
        Vice President
   
  APOLLO CENTRE STREET MANAGEMENT, LLC
   
  By: /s/ Joseph D. Glatt
    Joseph D. Glatt
    Vice President

 

 

 

  

  APOLLO CREDIT OPPORTUNITY TRADING FUND III
   
  By: Apollo Credit Opportunity Fund III LP,
    its general partner
     
  By: Apollo Credit Opportunity Advisors III (APO FC) LP,
      its general partner
       
By: Apollo Credit Opportunity Advisors III (APO FC) GP LLC,
        its general partner
         
  By: /s/ Joseph D. Glatt
          Joseph D. Glatt
          Vice President
   
  By: Apollo Credit Opportunity Fund (Offshore) III LP,
    its general partner
     
  By: Apollo Credit Opportunity Advisors III (APO FC) LP,
      its general partner
       
  By: Apollo Credit Opportunity Advisors III (APO FC) GP LLC,
        its general partner
         
  By: /s/ Joseph D. Glatt
          Joseph D. Glatt
          Vice President
   
  APOLLO CREDIT OPPORTUNITY FUND III LP
   
  By: Apollo Credit Opportunity Advisors III (APO FC) LP,
    its general partner
   
  By: Apollo Credit Opportunity Advisors III (APO FC) GP LLC,
      its general partner
   
  By: /s/ Joseph D. Glatt
        Joseph D. Glatt
        Vice President

 

 

 

 

  

  APOLLO CREDIT OPPORTUNITY FUND (OFFSHORE) III LP
   
  By: Apollo Credit Opportunity Advisors III (APO FC) LP,
    its general partner
   
  By: Apollo Credit Opportunity Advisors III (APO FC) GP LLC,
      its general partner
   
  By: /s/ Joseph D. Glatt
        Joseph D. Glatt
        Vice President
   
  APOLLO CREDIT OPPORTUNITY MANAGEMENT III LLC
   
  By: /s/ Joseph D. Glatt
    Joseph D. Glatt
    Vice President
   
  APOLLO SPECIAL OPPORTUNITIES MANAGED ACCOUNT, L.P.
   
  By: Apollo SOMA Advisors, L.P.,
    its general partner
   
  By: Apollo SOMA Capital Management, LLC,
      its general partner
   
By: /s/ Joseph D. Glatt
        Joseph D. Glatt
        Vice President
   
  APOLLO SOMA ADVISORS, L.P.
   
  By: Apollo SOMA Capital Management, LLC,
    its general partner
   
  By: /s/ Joseph D. Glatt
      Joseph D. Glatt
      Vice President

 

 

 

  

  APOLLO SOMA CAPITAL MANAGEMENT, LLC
   
  By: /s/ Joseph D. Glatt
    Joseph D. Glatt
    Vice President
   
  APH HOLDINGS (DC), L.P.
   
  By: Apollo Principal Holdings IV GP, Ltd.,
    its general partner
   
  By: /s/ Joseph D. Glatt
      Joseph D. Glatt
      Vice President
   
  APOLLO PRINCIPAL HOLDINGS IV GP, LTD.
   
  By: /s/ Joseph D. Glatt
    Joseph D. Glatt
    Vice President
   
  APOLLO SVF MANAGEMENT, L.P.
   
  By: Apollo SVF Management GP, LLC,
    its general partner
   
  By: /s/ Joseph D. Glatt
      Joseph D. Glatt
      Vice President
   
  APOLLO SVF MANAGEMENT GP, LLC
   
  By: /s/ Joseph D. Glatt
    Joseph D. Glatt
    Vice President

 

 

 

  

  APOLLO ZEUS STRATEGIC INVESTMENTS, L.P.
   
  By: Apollo Zeus Strategic Advisors, L.P.,
    its general partner
   
    By: Apollo Zeus Strategic Advisors, LLC,
      its general partner
   
  By: /s/ Joseph D. Glatt
        Joseph D. Glatt
        Vice President
   
  APOLLO ZEUS STRATEGIC MANAGEMENT, LLC
   
  By: /s/ Joseph D. Glatt
    Joseph D. Glatt
    Vice President
   
  APOLLO CAPITAL MANAGEMENT, L.P.
   
  By: Apollo Capital Management GP, LLC,
    its general partner
   
  By: /s/ Joseph D. Glatt
      Joseph D. Glatt
      Vice President
   
  APOLLO CAPITAL MANAGEMENT GP, LLC
   
  By: /s/ Joseph D. Glatt
    Joseph D. Glatt
    Vice President
   
  APOLLO MANAGEMENT HOLDINGS, L.P.
   
  By: Apollo Management Holdings GP, LLC,
    its general partner
   
  By: /s/ Joseph D. Glatt
      Joseph D. Glatt
      Vice President

 

 

 

  

  APOLLO MANAGEMENT HOLDINGS GP, LLC
   
  By: /s/ Joseph D. Glatt
    Joseph D. Glatt
    Vice President