0001140361-13-006873.txt : 20130214
0001140361-13-006873.hdr.sgml : 20130214
20130214123136
ACCESSION NUMBER: 0001140361-13-006873
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130214
DATE AS OF CHANGE: 20130214
EFFECTIVENESS DATE: 20130214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ATHERTON LANE ADVISERS, LLC
CENTRAL INDEX KEY: 0001326196
IRS NUMBER: 061729782
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11768
FILM NUMBER: 13609356
BUSINESS ADDRESS:
STREET 1: 3000 SAND HILL ROAD
STREET 2: BUILDING 1, SUITE 170
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-233-1200
MAIL ADDRESS:
STREET 1: 3000 SAND HILL ROAD
STREET 2: BUILDING 1, SUITE 170
CITY: MENLO PARK
STATE: CA
ZIP: 94025
FORMER COMPANY:
FORMER CONFORMED NAME: Atherton Lane Advisers LLC
DATE OF NAME CHANGE: 20050505
13F-HR
1
form13fhr.txt
NONE
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 12/31/2012
Check here if Amendment []; Amendment Number:
-------
This Amendment (Check only one.): [] is a restatement.
[] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Atherton Lane Advisers, LLC
Address: 3000 Sand Hill Road
Building 1, Suite 170
Menlo Park, CA 94025
Form 13F File Number: 28-11768
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this submission.
Persons Signing this Report on Behalf of Reporting Manager:
Name: William E. McDonnell, Jr.
Title: Chief Compliance Officer
Phone: 650-233-1200
Signature, Place, and Date of Signing:
/s/ William E. McDonnell, Jr. Menlo Park, CA 2/12/2013
--------------------------------- --------------------------------- ----------
[Signature] [City, State] [Date]
Report Type (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 129
Form 13F Information Table Value Total: $ 1,133,217
--------------
(In Thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
------------------------------ -------------- --------- -------- ------------------ ---------- -------- ---------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------------------------------ -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----
AT&T INC COM 00206R102 357 10,581 SH SOLE 10,581 0 0
ABBOTT LABORATORIES COM 002824100 815 12,439 SH SOLE 12,439 0 0
ALTRIA GROUP INC COM 02209S103 440 13,981 SH SOLE 13,981 0 0
AMAZON COM INC COM 023135106 451 1,796 SH SOLE 1,796 0 0
AMERICAN EXPRESS CO COM 025816109 833 14,485 SH SOLE 14,485 0 0
ANADARKO PETROLEUM CORP COM 032511107 15,074 202,850 SH SOLE 202,850 0 0
ANALOG DEVICES INC COM 032654105 269 6,400 SH SOLE 6,400 0 0
APPLE INC COM 037833100 2,506 4,708 SH SOLE 4,708 0 0
AUTOMATIC DATA PROCESSING INC COM 053015103 278 4,878 SH SOLE 4,878 0 0
B C E INC COM NEW 05534B760 254 5,908 SH SOLE 5,908 0 0
BP PLC SPNSRD ADR 055622104 417 10,026 SH SOLE 10,026 0 0
BRE PROPERTIES INC COM CLASS A 05564E106 17,088 336,180 SH SOLE 336,180 0 0
BAIDU INC SPNSRD ADR 056752108 9,898 98,694 SH SOLE 98,694 0 0
BAKER HUGHES INC COM 057224107 9,746 238,584 SH SOLE 238,584 0 0
BANK AMER CORP COM 060505104 21,939 1,889,650 SH SOLE 1,889,650 0 0
BARRICK GOLD CORP COM 067901108 21,328 609,191 SH SOLE 609,191 0 0
BERKSHIRE HATHAWAY INC COM CLASS A 084670108 402 3 SH SOLE 3 0 0
BERKSHIRE HATHAWAY INC COM CLASS B 084670702 420 4,684 SH SOLE 4,684 0 0
BOEING COMPANY COM 097023105 17,963 238,362 SH SOLE 238,362 0 0
BOSTON PROPERTIES INC COM 101121101 10,907 103,081 SH SOLE 103,081 0 0
BRISTOL MYERS SQUIBB CO COM 110122108 19,793 607,331 SH SOLE 607,331 0 0
CNOOC LTD SPNSRD ADR 126132109 10,106 45,937 SH SOLE 45,937 0 0
CAMDEN PROPERTY TRUST SH BEN INT 133131102 3,119 45,720 SH SOLE 45,720 0 0
CATERPILLAR INC DEL COM 149123101 816 9,107 SH SOLE 9,107 0 0
CHEVRON CORP COM NEW 166764100 4,167 38,534 SH SOLE 38,534 0 0
CHINA MOBILE LTD SPNSRD ADR 16941M109 17,542 298,743 SH SOLE 298,743 0 0
CISCO SYSTEMS INC COM 17275R102 1,797 91,434 SH SOLE 91,434 0 0
CITIGROUP INC COM 172967424 324 8,200 SH SOLE 8,200 0 0
COACH INC COM 189754104 17,544 316,047 SH SOLE 316,047 0 0
COCA-COLA COMPANY COM 191216100 15,807 436,050 SH SOLE 436,050 0 0
COVIDIEN PLC COM G2554F113 289 5,000 SH SOLE 5,000 0 0
CONOCOPHILLIPS COM 20825C104 324 5,589 SH SOLE 5,589 0 0
COSTCO WHSL CORP COM NEW 22160K105 17,422 176,460 SH SOLE 176,460 0 0
DELL INC COM 24702R101 1,131 111,500 SH SOLE 111,500 0 0
DENISON MINES CORP COM 248356107 13 10,000 SH SOLE 10,000 0 0
DEVON ENERGY CORP COM NEW 25179M103 13,127 252,245 SH SOLE 252,245 0 0
DIGITAL REALTY TRUST INC COM 253868103 20,102 296,102 SH SOLE 296,102 0 0
DISCOVER FINL SVCS COM 254709108 630 16,345 SH SOLE 16,345 0 0
DUKE ENERGY CORP COM 26441C204 230 3,599 SH SOLE 3,599 0 0
EMC CORPORATION MASS COM 268648102 7,321 289,367 SH SOLE 289,367 0 0
EBAY INC COM 278642103 237 4,656 SH SOLE 4,656 0 0
EQUITY RESIDENTIAL SH BEN INT 29476L107 14,890 262,746 SH SOLE 262,746 0 0
EXXON MOBIL CORP COM 30231G102 20,155 232,872 SH SOLE 232,872 0 0
FEDERAL REALTY INVESTMENT TR SH BEN INT 313747206 12,571 120,847 SH SOLE 120,847 0 0
FREEPORT MCMORAN COPPER&GOLD COM 35671D857 22,751 665,224 SH SOLE 665,224 0 0
GENERAL ELEC CO COM 369604103 20,863 993,927 SH SOLE 993,927 0 0
GILEAD SCIENCES INC COM 375558103 296 4,025 SH SOLE 4,025 0 0
GOLDCORP INC COM 380956409 19,557 532,884 SH SOLE 532,884 0 0
GOOGLE INC COM CLASS A 38259P508 22,589 31,934 SH SOLE 31,934 0 0
HEALTH CARE REIT INC COM 42217K106 251 4,100 SH SOLE 4,100 0 0
HEWLETT PACKARD CORP COM 428236103 155 10,850 SH SOLE 10,850 0 0
HIGHWOODS PROPERTIES INC COM 431284108 10,483 313,406 SH SOLE 313,406 0 0
HOME DEPOT INC COM 437076102 17,671 285,712 SH SOLE 285,712 0 0
HONEYWELL INTERNATIONAL INC COM 438516106 21,091 332,302 SH SOLE 332,302 0 0
INTEL CORP COM 458140100 22,008 1,067,308 SH SOLE 1,067,308 0 0
INTERNATIONAL BUSINESS MACHS COM 459200101 1,963 10,250 SH SOLE 10,250 0 0
INTUIT INC COM 461202103 12,302 206,833 SH SOLE 206,833 0 0
ISHARES GOLD TRUST iSHARES 464285105 306 18,808 SH SOLE 18,808 0 0
ISHARES INC MSCI SINGAPO 464286673 42,492 3,103,860 SH SOLE 3,103,860 0 0
ISHARES INC MSCI S KOREA 464286772 269 4,240 SH SOLE 4,240 0 0
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
------------------------------ -------------- --------- -------- ------------------ ---------- -------- ---------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------------------------------ -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----
ISHARES INC MSCI HONG KO 464286871 35,480 1,826,957 SH SOLE 1,826,957 0 0
ISHARES TRUST DJ SEL DIV IDX 464287168 321 5,610 SH SOLE 5,610 0 0
ISHARES TRUST FTSE/XIN CH 25 FTSE/XIN CH 25 464287184 612 15,118 SH SOLE 15,118 0 0
ISHARES TRUST RUSSELL 1000 RUSS 1000 GRW 464287614 240 3,662 SH SOLE 3,662 0 0
ISHARES TRUST MSCI ASIA X-JA 464288182 3,086 50,991 SH SOLE 50,991 0 0
ISHARES TRUST S&P US PFD STK 464288687 213 5,379 SH SOLE 5,379 0 0
JPMORGAN CHASE & CO COM 46625H100 21,427 487,313 SH SOLE 487,313 0 0
JOHNSON & JOHNSON COM 478160104 949 13,532 SH SOLE 13,532 0 0
JOY GLOBAL INC COM 481165108 19,426 304,575 SH SOLE 304,575 0 0
KLA TENCOR CORP COM 482480100 289 6,060 SH SOLE 6,060 0 0
KKR & CO LP COM UNITS 48248M102 36,588 2,402,337 SH SOLE 2,402,337 0 0
LPL FINANCIAL HOLDINGS INC COM 50212V100 693 24,594 SH SOLE 24,594 0 0
LIBERTY PROPERTY TRUST COM 531172104 11,708 327,118 SH SOLE 327,118 0 0
LILLY ELI & COMPANY COM 532457108 19,971 404,937 SH SOLE 404,937 0 0
MACK-CALI REALTY CORP COM 554489104 7,998 306,310 SH SOLE 306,310 0 0
MCDONALDS CORP COM 580135101 12,913 146,385 SH SOLE 146,385 0 0
MERCK & CO. INC. COM NEW 58933Y105 390 9,526 SH SOLE 9,526 0 0
MICROSOFT CORP COM 594918104 1,289 48,270 SH SOLE 48,270 0 0
MONSANTO COMPANY COM 61166W101 433 4,571 SH SOLE 4,571 0 0
MORGAN STANLEY COM 617446448 772 40,354 SH SOLE 40,354 0 0
MOSAIC CO COM 61945C103 7,540 133,152 SH SOLE 133,152 0 0
NASDAQ OMX GROUP INC 2.5% 8-15-2013 NOT 631103AA6 1,102 1,097,000 SH SOLE 1,097,000 0 0
NETAPP INC COM 64110D104 302 8,999 SH SOLE 8,999 0 0
NEWMONT MINING CORP COM 651639106 490 10,549 SH SOLE 10,549 0 0
NIKE INC COM CLASS B 654106103 16,381 317,461 SH SOLE 317,461 0 0
NOKIA CORP SPNSRD ADR 654902204 174 44,000 SH SOLE 44,000 0 0
ONEOK PARTNERS LP UNIT LTD PART 68268N103 227 4,200 SH SOLE 4,200 0 0
ORACLE CORP COM 68389X105 371 11,148 SH SOLE 11,148 0 0
PEPSICO INC COM 713448108 576 8,415 SH SOLE 8,415 0 0
PETROCHINA CO LTD COM 71646E100 18,693 130,014 SH SOLE 130,014 0 0
PFIZER INC COM 717081103 8,665 345,492 SH SOLE 345,492 0 0
PHILIP MORRIS INTL INC COM 718172109 1,301 15,552 SH SOLE 15,552 0 0
PIEDMONT OFFICE REALTY TRUST COM CLASS A 720190206 14,032 777,398 SH SOLE 777,398 0 0
PIMCO HIGH INCOME FUND COM 722014107 15,920 1,519,067 SH SOLE 1,519,067 0 0
PIMCO CORPORATE OPPTY FUND COM 72201B101 26,963 1,389,142 SH SOLE 1,389,142 0 0
PLAINS ALL AMERICAN PIPELINE COM 726503105 317 7,004 SH SOLE 7,004 0 0
POWERSHARES QQQ TRUST UNIT SER-1 73935A104 792 12,161 SH SOLE 12,161 0 0
POWERSHARES ETF TR II S&P500 LO VOL 73937B779 209 7,560 SH SOLE 7,560 0 0
PRECISION CASTPARTS CORP COM 740189105 217 1,143 SH SOLE 1,143 0 0
PROCTER & GAMBLE CO COM 742718109 1,830 26,954 SH SOLE 26,954 0 0
PROSHARES TR II ULTRASHT EUR 74347W882 282 14,850 SH SOLE 14,850 0 0
PUBLIC STORAGE COM 74460D109 227 1,564 SH SOLE 1,564 0 0
QUALCOMM INC COM 747525103 14,020 226,636 SH SOLE 226,636 0 0
REALTY INCOME CORP COM 756109104 362 9,000 SH SOLE 9,000 0 0
ROYAL DUTCH SHELL PLC CL A ADR 780259206 1,608 23,326 SH SOLE 23,326 0 0
S&P DEPOSITORY RECEIPTS TRUST TR UNIT 78462F103 1,355 9,512 SH SOLE 9,512 0 0
SPDR GOLD TRUST GOLD SHS 78463V107 93,773 578,770 SH SOLE 578,770 0 0
SPDR S&P MIDCAP 400 ETF TRUST UNIT-SER-1 78467Y107 477 2,570 SH SOLE 2,570 0 0
SCHLUMBERGER LIMITED COM 806857108 18,727 270,231 SH SOLE 270,231 0 0
SEMPRA ENERGY COM 816851109 261 3,677 SH SOLE 3,677 0 0
SOUTHERN COPPER CORP COM 84265V105 295 7,782 SH SOLE 7,782 0 0
STANLEY BLACK & DECKER INC COM 854502101 18,387 248,580 SH SOLE 248,580 0 0
SUNOCO LOGISTICS PARTNERS LP COM 86764L108 462 9,300 SH SOLE 9,300 0 0
3M CO COM 88579Y101 392 4,225 SH SOLE 4,225 0 0
UDR INC COM 902653104 12,410 521,849 SH SOLE 521,849 0 0
UNITED PARCEL SERVICE INC COM 911312106 9,635 130,676 SH SOLE 130,676 0 0
UNITED TECHNOLOGIES CORP COM 913017109 380 4,631 SH SOLE 4,631 0 0
VANGUARD SPECIALIZED PORTFOLIO DIV APP ETF 921908844 219 3,678 SH SOLE 3,678 0 0
VANGUARD WORLD FUND ETF MEGA GRW IDX 921910816 222 4,000 SH SOLE 4,000 0 0
VANGUARD SCOTTSDALE FUND SHT-TER CORP 92206C409 23,624 294,122 SH SOLE 294,122 0 0
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
------------------------------ -------------- --------- -------- ------------------ ---------- -------- ---------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------------------------------ -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----
VANGUARD SCOTTSDALE FUND INT-TER CORP 92206C870 18,507 211,126 SH SOLE 211,126 0 0
VANGUARD INDEX FUND REIT-ETF 922908553 1,884 28,630 SH SOLE 28,630 0 0
VERIZON COMMUNICATIONS COM 92343V104 442 10,212 SH SOLE 10,212 0 0
VISA INC COM CLASS A 92826C839 599 3,949 SH SOLE 3,949 0 0
WAL MART STORES INC COM 931142103 210 3,082 SH SOLE 3,082 0 0
WELLS FARGO & CO (NEW) COM 949746101 26,479 774,683 SH SOLE 774,683 0 0
WEYERHAEUSER COMPANY COM 962166104 17,540 630,465 SH SOLE 630,465 0 0
YAMANA GOLD INC COM 98462Y100 15,961 927,411 SH SOLE 927,411 0 0
YUM! BRANDS INC COM 988498101 17,688 266,390 SH SOLE 266,390 0 0