0001104659-23-080407.txt : 20230712
0001104659-23-080407.hdr.sgml : 20230712
20230712171840
ACCESSION NUMBER: 0001104659-23-080407
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230710
FILED AS OF DATE: 20230712
DATE AS OF CHANGE: 20230712
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Graves Adrienne L
CENTRAL INDEX KEY: 0001326192
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36554
FILM NUMBER: 231085320
MAIL ADDRESS:
STREET 1: 125 STONE MOUNTAIN CIRCLE
CITY: NAPA
STATE: CA
ZIP: 94558
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: OCULAR THERAPEUTIX, INC
CENTRAL INDEX KEY: 0001393434
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 24 CROSBY DRIVE
CITY: BEDFORD
STATE: MA
ZIP: 01730
BUSINESS PHONE: 781-895-3235
MAIL ADDRESS:
STREET 1: 24 CROSBY DRIVE
CITY: BEDFORD
STATE: MA
ZIP: 01730
FORMER COMPANY:
FORMER CONFORMED NAME: I-THERAPEUTIX INC
DATE OF NAME CHANGE: 20070315
4
1
tm2321019-3_4seq1.xml
OWNERSHIP DOCUMENT
X0407
4
2023-07-10
0
0001393434
OCULAR THERAPEUTIX, INC
OCUL
0001326192
Graves Adrienne L
C/O OCULAR THERAPEUTIX, INC.
24 CROSBY DRIVE
BEDFORD
MA
01730
1
0
0
0
0
Common Stock
2023-07-10
4
A
0
24000
0
A
24000
D
Stock Option (Right to Buy)
5.04
2023-07-10
4
A
0
72000
0
A
2033-07-09
Common Stock
72000
72000
D
On July 10, 2023, the reporting person was granted restricted stock units ("RSUs") under the 2021 Stock Incentive Plan, as amended, of Ocular Therapeutix, Inc. (the "Company"). Each RSU represents a right to receive one share of the Company's common stock. Subject to the reporting person's continued service on the Company's board of directors, the RSUs will vest over three years, vesting 1/3 on each yearly anniversary of the date of grant.
Subject to the reporting person's continued service on the Company's board of directors, the options will vest over three years, vesting 1/3 on each yearly anniversary of the date of grant.
/s/Donald Notman, Attorney-in-Fact for Adrienne L. Graves
2023-07-12