0001104659-23-080407.txt : 20230712 0001104659-23-080407.hdr.sgml : 20230712 20230712171840 ACCESSION NUMBER: 0001104659-23-080407 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230710 FILED AS OF DATE: 20230712 DATE AS OF CHANGE: 20230712 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Graves Adrienne L CENTRAL INDEX KEY: 0001326192 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36554 FILM NUMBER: 231085320 MAIL ADDRESS: STREET 1: 125 STONE MOUNTAIN CIRCLE CITY: NAPA STATE: CA ZIP: 94558 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OCULAR THERAPEUTIX, INC CENTRAL INDEX KEY: 0001393434 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 24 CROSBY DRIVE CITY: BEDFORD STATE: MA ZIP: 01730 BUSINESS PHONE: 781-895-3235 MAIL ADDRESS: STREET 1: 24 CROSBY DRIVE CITY: BEDFORD STATE: MA ZIP: 01730 FORMER COMPANY: FORMER CONFORMED NAME: I-THERAPEUTIX INC DATE OF NAME CHANGE: 20070315 4 1 tm2321019-3_4seq1.xml OWNERSHIP DOCUMENT X0407 4 2023-07-10 0 0001393434 OCULAR THERAPEUTIX, INC OCUL 0001326192 Graves Adrienne L C/O OCULAR THERAPEUTIX, INC. 24 CROSBY DRIVE BEDFORD MA 01730 1 0 0 0 0 Common Stock 2023-07-10 4 A 0 24000 0 A 24000 D Stock Option (Right to Buy) 5.04 2023-07-10 4 A 0 72000 0 A 2033-07-09 Common Stock 72000 72000 D On July 10, 2023, the reporting person was granted restricted stock units ("RSUs") under the 2021 Stock Incentive Plan, as amended, of Ocular Therapeutix, Inc. (the "Company"). Each RSU represents a right to receive one share of the Company's common stock. Subject to the reporting person's continued service on the Company's board of directors, the RSUs will vest over three years, vesting 1/3 on each yearly anniversary of the date of grant. Subject to the reporting person's continued service on the Company's board of directors, the options will vest over three years, vesting 1/3 on each yearly anniversary of the date of grant. /s/Donald Notman, Attorney-in-Fact for Adrienne L. Graves 2023-07-12