0001144204-16-136389.txt : 20161123 0001144204-16-136389.hdr.sgml : 20161123 20161123164748 ACCESSION NUMBER: 0001144204-16-136389 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161122 FILED AS OF DATE: 20161123 DATE AS OF CHANGE: 20161123 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PHARMATHENE, INC CENTRAL INDEX KEY: 0001326190 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 202726770 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE PARK PLACE, SUITE 450 CITY: ANNAPOLIS STATE: MD ZIP: 21401 BUSINESS PHONE: 410 269 2600 MAIL ADDRESS: STREET 1: ONE PARK PLACE, SUITE 450 CITY: ANNAPOLIS STATE: MD ZIP: 21401 FORMER COMPANY: FORMER CONFORMED NAME: HEALTHCARE ACQUISITION CORP DATE OF NAME CHANGE: 20050505 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GILL JOHN CENTRAL INDEX KEY: 0001409939 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32587 FILM NUMBER: 162017118 MAIL ADDRESS: STREET 1: C/O PHARMATHENE, INC STREET 2: ONE PARK PLACE, SUITE 450 CITY: ANNAPOLIS STATE: MD ZIP: 21401 4 1 v453827_4.xml OWNERSHIP DOCUMENT X0306 4 2016-11-22 0 0001326190 PHARMATHENE, INC PIP 0001409939 GILL JOHN C/O PHARMATHENE, INC. ONE PARK PLACE, SUITE 450 ANNAPOLIS MD 21401 1 1 0 0 President and CEO Common Stock, $0.0001 par value per share 2016-11-22 4 M 0 100000 2.20 A 822244 D Employee Stock Option (right to buy) 2.20 2016-11-22 4 M 0 100000 0 D 2016-11-17 2026-05-31 Common Stock 100000 0 D /s/ Jeffrey A. Baumel, attorney in fact 2016-11-23