0001144204-16-124460.txt : 20160919 0001144204-16-124460.hdr.sgml : 20160919 20160919180005 ACCESSION NUMBER: 0001144204-16-124460 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160915 FILED AS OF DATE: 20160919 DATE AS OF CHANGE: 20160919 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PHARMATHENE, INC CENTRAL INDEX KEY: 0001326190 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 202726770 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE PARK PLACE, SUITE 450 CITY: ANNAPOLIS STATE: MD ZIP: 21401 BUSINESS PHONE: 410 269 2600 MAIL ADDRESS: STREET 1: ONE PARK PLACE, SUITE 450 CITY: ANNAPOLIS STATE: MD ZIP: 21401 FORMER COMPANY: FORMER CONFORMED NAME: HEALTHCARE ACQUISITION CORP DATE OF NAME CHANGE: 20050505 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GILL JOHN CENTRAL INDEX KEY: 0001409939 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32587 FILM NUMBER: 161892645 MAIL ADDRESS: STREET 1: C/O PHARMATHENE, INC STREET 2: ONE PARK PLACE, SUITE 450 CITY: ANNAPOLIS STATE: MD ZIP: 21401 4 1 v449040_4.xml OWNERSHIP DOCUMENT X0306 4 2016-09-15 0 0001326190 PHARMATHENE, INC PIP 0001409939 GILL JOHN C/O PHARMATHENE, INC., ONE PARK PLACE, SUITE 450 ANNAPOLIS MD 21401 1 1 0 0 President and CEO Common Stock, par value $0.0001 per share 2016-09-15 4 M 0 20000 1.60 A 632244 D Common Stock, par value $0.0001 per share 2016-09-15 4 M 0 20000 1.45 A 652244 D Common Stock, par value $0.0001 per share 2016-09-15 4 M 0 20000 1.64 A 672244 D Common Stock, par value $0.0001 per share 2016-09-15 4 M 0 20000 1.51 A 692244 D Common Stock, par value $0.0001 per share 2016-09-16 4 M 0 10000 2.59 A 702244 D Common Stock, par value $0.0001 per share 2016-09-16 4 M 0 20000 2.47 A 722244 D Employee Stock Option (right to buy) 1.60 2016-09-15 4 M 0 20000 0 D 2010-06-23 2020-06-23 Common Stock 20000 0 D Employee Stock Option (right to buy) 1.45 2016-09-15 4 M 0 20000 0 D 2013-06-22 2022-06-22 Common Stock 20000 0 D Employee Stock Option (right to buy) 1.64 2016-09-15 4 M 0 20000 0 D 2014-06-11 2023-06-11 Common Stock 20000 0 D Employee Stock Option (right to buy) 1.51 2016-09-15 4 M 0 20000 0 D 2015-06-18 2024-06-17 Common Stock 20000 0 D Employee Stock Option (right to buy) 2.59 2016-09-16 4 M 0 10000 0 D 2009-03-09 2018-06-13 Common Stock 10000 0 D Employee Stock Option (right to buy) 2.47 2016-09-16 4 M 0 20000 0 D 2009-08-05 2019-08-05 Common Stock 20000 0 D /s/ Jeffrey A. Baumel, attorney in fact 2016-09-19