0001144204-16-124460.txt : 20160919
0001144204-16-124460.hdr.sgml : 20160919
20160919180005
ACCESSION NUMBER: 0001144204-16-124460
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160915
FILED AS OF DATE: 20160919
DATE AS OF CHANGE: 20160919
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PHARMATHENE, INC
CENTRAL INDEX KEY: 0001326190
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 202726770
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE PARK PLACE, SUITE 450
CITY: ANNAPOLIS
STATE: MD
ZIP: 21401
BUSINESS PHONE: 410 269 2600
MAIL ADDRESS:
STREET 1: ONE PARK PLACE, SUITE 450
CITY: ANNAPOLIS
STATE: MD
ZIP: 21401
FORMER COMPANY:
FORMER CONFORMED NAME: HEALTHCARE ACQUISITION CORP
DATE OF NAME CHANGE: 20050505
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GILL JOHN
CENTRAL INDEX KEY: 0001409939
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32587
FILM NUMBER: 161892645
MAIL ADDRESS:
STREET 1: C/O PHARMATHENE, INC
STREET 2: ONE PARK PLACE, SUITE 450
CITY: ANNAPOLIS
STATE: MD
ZIP: 21401
4
1
v449040_4.xml
OWNERSHIP DOCUMENT
X0306
4
2016-09-15
0
0001326190
PHARMATHENE, INC
PIP
0001409939
GILL JOHN
C/O PHARMATHENE, INC.,
ONE PARK PLACE, SUITE 450
ANNAPOLIS
MD
21401
1
1
0
0
President and CEO
Common Stock, par value $0.0001 per share
2016-09-15
4
M
0
20000
1.60
A
632244
D
Common Stock, par value $0.0001 per share
2016-09-15
4
M
0
20000
1.45
A
652244
D
Common Stock, par value $0.0001 per share
2016-09-15
4
M
0
20000
1.64
A
672244
D
Common Stock, par value $0.0001 per share
2016-09-15
4
M
0
20000
1.51
A
692244
D
Common Stock, par value $0.0001 per share
2016-09-16
4
M
0
10000
2.59
A
702244
D
Common Stock, par value $0.0001 per share
2016-09-16
4
M
0
20000
2.47
A
722244
D
Employee Stock Option (right to buy)
1.60
2016-09-15
4
M
0
20000
0
D
2010-06-23
2020-06-23
Common Stock
20000
0
D
Employee Stock Option (right to buy)
1.45
2016-09-15
4
M
0
20000
0
D
2013-06-22
2022-06-22
Common Stock
20000
0
D
Employee Stock Option (right to buy)
1.64
2016-09-15
4
M
0
20000
0
D
2014-06-11
2023-06-11
Common Stock
20000
0
D
Employee Stock Option (right to buy)
1.51
2016-09-15
4
M
0
20000
0
D
2015-06-18
2024-06-17
Common Stock
20000
0
D
Employee Stock Option (right to buy)
2.59
2016-09-16
4
M
0
10000
0
D
2009-03-09
2018-06-13
Common Stock
10000
0
D
Employee Stock Option (right to buy)
2.47
2016-09-16
4
M
0
20000
0
D
2009-08-05
2019-08-05
Common Stock
20000
0
D
/s/ Jeffrey A. Baumel, attorney in fact
2016-09-19