0001144204-15-063926.txt : 20151110 0001144204-15-063926.hdr.sgml : 20151110 20151109184139 ACCESSION NUMBER: 0001144204-15-063926 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151105 FILED AS OF DATE: 20151109 DATE AS OF CHANGE: 20151109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PHARMATHENE, INC CENTRAL INDEX KEY: 0001326190 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 202726770 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE PARK PLACE, SUITE 450 CITY: ANNAPOLIS STATE: MD ZIP: 21401 BUSINESS PHONE: 410 269 2600 MAIL ADDRESS: STREET 1: ONE PARK PLACE, SUITE 450 CITY: ANNAPOLIS STATE: MD ZIP: 21401 FORMER COMPANY: FORMER CONFORMED NAME: HEALTHCARE ACQUISITION CORP DATE OF NAME CHANGE: 20050505 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GILL JOHN CENTRAL INDEX KEY: 0001409939 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32587 FILM NUMBER: 151217085 MAIL ADDRESS: STREET 1: C/O PHARMATHENE, INC STREET 2: ONE PARK PLACE, SUITE 450 CITY: ANNAPOLIS STATE: MD ZIP: 21401 4 1 v424034_form4.xml OWNERSHIP DOCUMENT X0306 4 2015-11-05 0 0001326190 PHARMATHENE, INC PIP 0001409939 GILL JOHN C/O PHARMATHENE, INC., ONE PARK PLACE, SUITE 450 ANNAPOLIS MD 21401 1 1 0 0 President and CEO Common Stock, par value $0.0001 per share 2015-11-05 4 A 0 612244 0 A 612244 D Represents a grant of shares of restricted stock vesting upon the earliest to occur of (a) a change in control of the Issuer, (b) each of three predetermined milestones, or (c) the termination of Mr. Gill's employment for any reason other than (1) a termination for cause or (2) a voluntary resignation. On November 5, 2015, the date of grant, the closing price of the Issuer's common stock on the NYSE MKT was $1.80 per share. /s/ Jeffrey A. Baumel, attorney in fact 2015-11-09