0001144204-15-063926.txt : 20151110
0001144204-15-063926.hdr.sgml : 20151110
20151109184139
ACCESSION NUMBER: 0001144204-15-063926
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151105
FILED AS OF DATE: 20151109
DATE AS OF CHANGE: 20151109
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PHARMATHENE, INC
CENTRAL INDEX KEY: 0001326190
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 202726770
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE PARK PLACE, SUITE 450
CITY: ANNAPOLIS
STATE: MD
ZIP: 21401
BUSINESS PHONE: 410 269 2600
MAIL ADDRESS:
STREET 1: ONE PARK PLACE, SUITE 450
CITY: ANNAPOLIS
STATE: MD
ZIP: 21401
FORMER COMPANY:
FORMER CONFORMED NAME: HEALTHCARE ACQUISITION CORP
DATE OF NAME CHANGE: 20050505
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GILL JOHN
CENTRAL INDEX KEY: 0001409939
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32587
FILM NUMBER: 151217085
MAIL ADDRESS:
STREET 1: C/O PHARMATHENE, INC
STREET 2: ONE PARK PLACE, SUITE 450
CITY: ANNAPOLIS
STATE: MD
ZIP: 21401
4
1
v424034_form4.xml
OWNERSHIP DOCUMENT
X0306
4
2015-11-05
0
0001326190
PHARMATHENE, INC
PIP
0001409939
GILL JOHN
C/O PHARMATHENE, INC.,
ONE PARK PLACE, SUITE 450
ANNAPOLIS
MD
21401
1
1
0
0
President and CEO
Common Stock, par value $0.0001 per share
2015-11-05
4
A
0
612244
0
A
612244
D
Represents a grant of shares of restricted stock vesting upon the earliest to occur of (a) a change in control of the Issuer, (b) each of three predetermined milestones, or (c) the termination of Mr. Gill's employment for any reason other than (1) a termination for cause or (2) a voluntary resignation.
On November 5, 2015, the date of grant, the closing price of the Issuer's common stock on the NYSE MKT was $1.80 per share.
/s/ Jeffrey A. Baumel, attorney in fact
2015-11-09