0001104659-24-010780.txt : 20240205 0001104659-24-010780.hdr.sgml : 20240205 20240205180217 ACCESSION NUMBER: 0001104659-24-010780 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240201 FILED AS OF DATE: 20240205 DATE AS OF CHANGE: 20240205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Roberts M Scot CENTRAL INDEX KEY: 0001705905 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32587 FILM NUMBER: 24597209 MAIL ADDRESS: STREET 1: 910 CLOPPER ROAD, SUITE 201S CITY: GAITHERSBURG STATE: MD ZIP: 20878 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Altimmune, Inc. CENTRAL INDEX KEY: 0001326190 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] ORGANIZATION NAME: 03 Life Sciences IRS NUMBER: 202726770 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 910 CLOPPER ROAD STREET 2: SUITE 201S CITY: GAITHERSBURG STATE: MD ZIP: 20878 BUSINESS PHONE: 2406541450 MAIL ADDRESS: STREET 1: 910 CLOPPER ROAD STREET 2: SUITE 201S CITY: GAITHERSBURG STATE: MD ZIP: 20878 FORMER COMPANY: FORMER CONFORMED NAME: PHARMATHENE, INC DATE OF NAME CHANGE: 20071016 FORMER COMPANY: FORMER CONFORMED NAME: HEALTHCARE ACQUISITION CORP DATE OF NAME CHANGE: 20050505 4 1 tm245213-3_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2024-02-01 0 0001326190 Altimmune, Inc. ALT 0001705905 Roberts M Scot C/O ALTIMMUNE, INC., 910 CLOPPER ROAD, SUITE 201S GAITHERSBURG MD 20878 0 1 0 0 Chief Scientific Officer 0 Common Stock, par value $0.0001 2024-02-01 4 M 0 6166 0 A 39016 D Common Stock, par value $0.0001 2024-02-01 4 F 0 1801 9.88 D 37215 D Common Stock, par value $0.0001 2024-02-02 4 M 0 7775 0 A 44990 D Common Stock, par value $0.0001 2024-02-02 4 F 0 2330 9.32 D 42660 D Common Stock, par value $0.0001 15 I Shares held by spouse of Reporting Person Restricted Stock Units 2024-02-01 4 M 0 6166 0.00 D Common Stock, par value $0.0001 6166 6166 D Restricted Stock Units 2024-02-02 4 M 0 7775 0.00 D Common Stock, par value $0.0001 7775 15550 D Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Common Stock, par value $0.0001, when vested. Vesting transaction: Shares surrendered to the Issuer solely to cover taxes associated with vesting of RSUs. The RSUs become vested in substantially equal annual installments over the 4 years following February 1, 2021, subject to the reporting person's continued service through the applicable vesting date, and have no expiration date. The RSUs become vested in substantially equal annual installments over the 4 years following February 2, 2022, subject to the reporting person's continued service through the applicable vesting date, and have no expiration date. /s/ Richard I. Eisenstadt, as Attorney-in-Fact 2024-02-05