0001410578-19-000740.txt : 20190809 0001410578-19-000740.hdr.sgml : 20190809 20190809092758 ACCESSION NUMBER: 0001410578-19-000740 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 14 CONFORMED PERIOD OF REPORT: 20190809 ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers FILED AS OF DATE: 20190809 DATE AS OF CHANGE: 20190809 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Duke Energy CORP CENTRAL INDEX KEY: 0001326160 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 202777218 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-32853 FILM NUMBER: 191011527 BUSINESS ADDRESS: STREET 1: 550 SOUTH TRYON STREET STREET 2: DEC45A CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 980-373-9093 MAIL ADDRESS: STREET 1: 550 SOUTH TRYON STREET STREET 2: DEC45A CITY: CHARLOTTE STATE: NC ZIP: 28202 FORMER COMPANY: FORMER CONFORMED NAME: Duke Energy Holding Corp. DATE OF NAME CHANGE: 20050628 FORMER COMPANY: FORMER CONFORMED NAME: Deer Holding Corp. DATE OF NAME CHANGE: 20050504 8-K 1 tv527229_8k.htm FORM 8-K
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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

 

 

 

Date of Report (Date of earliest event reported): August 9, 2019

 

Commission file
number
Registrant, State of Incorporation or Organization,
Address of Principal Executive Offices, and Telephone Number
IRS Employer
Identification No.
1-32853

DUKE ENERGY CORPORATION

(a Delaware corporation)

550 South Tryon Street

Charlotte, North Carolina 28202-1803

704-382-6200

20-2777218

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨            Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨            Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨            Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨            Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240. 13e-4(c))

 

SECURITIES REGISTERED PURSUANT TO SECTION 12(b) OF THE ACT:

 

Title of each class Trading
Symbol(s)
Name of each exchange on which registered
Common stock, $0.001 par value DUK New York Stock Exchange LLC
5.125% Junior Subordinated Debentures due January 15, 2073 DUKH New York Stock Exchange LLC
5.625% Junior Subordinated Debentures due September 15, 2078 DUKB New York Stock Exchange LLC
Depositary Shares, each representing a 1/1,000th interest in a share of 5.75% Series A Cumulative Redeemable Perpetual Preferred Stock, par value $0.001 per share DUK PR A New York Stock Exchange LLC

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company ¨

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

 

 

 

 

 

 

Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

 

(b)       On August 9, 2019, Duke Energy Corporation (”Duke Energy”) announced Mr. Lloyd M. Yates, Executive Vice President, Customer and Delivery Operations and President, Carolinas Region, will be leaving his position at Duke Energy effective September 30, 2019.  Mr. Yates will be eligible to receive severance benefits under the terms of the previously-disclosed Duke Energy Executive Severance Plan, along with earned compensation and benefits under applicable Duke Energy retirement and benefit plans. 

 

Effective October 1, 2019, Ms. Julie S. Janson, currently Executive Vice President, External Affairs and Chief Legal Officer, will become Executive Vice President, External Affairs and President, Carolinas Region. In addition to the external affairs organization, Ms. Janson will be responsible for the strategic direction and performance of Duke Energy’s regulated utilities in North Carolina and South Carolina.

 

Other organizational changes and restructurings of the roles and responsibilities of Duke Energy’s leadership team will be announced shortly to assist with a smooth transition.

 

 

 

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  DUKE ENERGY CORPORATION
   
Date:  August 9, 2019 By:   /s/ David S. Maltz
    David S. Maltz
    Vice President, Legal and Assistant Corporate Secretary

 

 

 

 

 

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Cover
Aug. 09, 2019
Document Information [Line Items]  
Document Type 8-K
Amendment Flag false
Document Period End Date Aug. 09, 2019
Entity File Number 1-32853
Entity Registrant Name DUKE ENERGY CORPORATION
Entity Central Index Key 0001326160
Entity Tax Identification Number 20-2777218
Entity Incorporation, State or Country Code DE
Entity Address, Address Line One 550 South Tryon Street
Entity Address, City or Town Charlotte
Entity Address, State or Province NC
Entity Address, Postal Zip Code 28202-1803
City Area Code 704
Local Phone Number 382-6200
Written Communications false
Soliciting Material false
Pre-commencement Tender Offer false
Pre-commencement Issuer Tender Offer false
Entity Emerging Growth Company false
Common Stock [Member]  
Document Information [Line Items]  
Title of 12(b) Security Common stock, $0.001 par value
Trading Symbol DUK
Security Exchange Name NYSE
Junior Subordinated Debentures 5.125% Coupon Due January 2073 [Member]  
Document Information [Line Items]  
Title of 12(b) Security 5.125% Junior Subordinated Debentures due January 15, 2073
Trading Symbol DUKH
Security Exchange Name NYSE
Junior Subordinated Debentures 5.625% Coupon Due September 2078 [Member]  
Document Information [Line Items]  
Title of 12(b) Security 5.625% Junior Subordinated Debentures due September 15, 2078
Trading Symbol DUKB
Security Exchange Name NYSE
Depository Share [Member]  
Document Information [Line Items]  
Title of 12(b) Security Depositary Shares
Trading Symbol DUK PR A
Security Exchange Name NYSE
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