0001326160-24-000073.txt : 20240226 0001326160-24-000073.hdr.sgml : 20240226 20240226175241 ACCESSION NUMBER: 0001326160-24-000073 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240222 FILED AS OF DATE: 20240226 DATE AS OF CHANGE: 20240226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lee Cynthia S. CENTRAL INDEX KEY: 0001861025 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32853 FILM NUMBER: 24680714 MAIL ADDRESS: STREET 1: 550 S. TRYON STREET CITY: CHARLOTTE STATE: NC ZIP: 28202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Duke Energy CORP CENTRAL INDEX KEY: 0001326160 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] ORGANIZATION NAME: 01 Energy & Transportation IRS NUMBER: 202777218 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 525 SOUTH TRYON STREET CITY: CHARLOTTE STATE: NC ZIP: 28202-1803 BUSINESS PHONE: 800-488-3853 MAIL ADDRESS: STREET 1: 525 SOUTH TRYON STREET CITY: CHARLOTTE STATE: NC ZIP: 28202-1803 FORMER COMPANY: FORMER CONFORMED NAME: Duke Energy Holding Corp. DATE OF NAME CHANGE: 20050628 FORMER COMPANY: FORMER CONFORMED NAME: Deer Holding Corp. DATE OF NAME CHANGE: 20050504 4 1 wk-form4_1708987941.xml FORM 4 X0508 4 2024-02-22 0 0001326160 Duke Energy CORP DUK 0001861025 Lee Cynthia S. 525 S. TRYON STREET CHARLOTTE NC 28202 0 1 0 0 VP, Chf Acct Off & Controller 0 Common Stock 2024-02-22 4 A 0 1017 92.13 A 5416 D Common Stock 2024-02-22 4 F 0 107 92.13 D 5309 D Common Stock 2024-02-23 4 F 0 85 92.73 D 5224 D Common Stock 2024-02-24 4 F 0 76 92.73 D 5148 D Common Stock 432 I 401(k) The reporting person received restricted stock units ("RSUs") granted under the Duke Energy Corporation 2023 Long-Term Incentive Plan, which RSUs are settled in common stock on a one-for-one-basis upon vesting. 1/3rd of the RSUs vest each year over a 3-year period beginning on the first anniversary of the February 22, 2024, grant date. Represents the number of shares withheld to pay taxes due upon vesting of 311 RSUs related to a RSU award granted February 22, 2023, under the Duke Energy Corporation 2015 Long-Term Incentive Plan. Such RSUs convert into common stock on a one-for-one basis. Represents the number of shares withheld to pay taxes due upon vesting of 246 RSUs related to a RSU award granted February 23, 2022, under the Duke Energy Corporation 2015 Long-Term Incentive Plan. Such RSUs convert into common stock on a one-for-one basis. Represents the number of shares withheld to pay taxes due upon vesting of 220 RSUs related to a RSU award granted February 24, 2021, under the Duke Energy Corporation 2015 Long-Term Incentive Plan. Such RSUs convert into common stock on a one-for-one basis. Represents interests in an issuer stock fund. David S. Maltz, attorney-in-fact for Cynthia S. Lee 2024-02-26