0001209191-19-048906.txt : 20190909
0001209191-19-048906.hdr.sgml : 20190909
20190909164253
ACCESSION NUMBER: 0001209191-19-048906
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190905
FILED AS OF DATE: 20190909
DATE AS OF CHANGE: 20190909
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Thomas John C
CENTRAL INDEX KEY: 0001424620
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37507
FILM NUMBER: 191083492
MAIL ADDRESS:
STREET 1: 8601 SIX FORKS ROAD, SUITE 160
CITY: RALEIGH
STATE: NC
ZIP: 27615
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NantKwest, Inc.
CENTRAL INDEX KEY: 0001326110
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 431979754
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3530 JOHN HOPKINS COURT
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
BUSINESS PHONE: (858) 633-0300
MAIL ADDRESS:
STREET 1: 3530 JOHN HOPKINS COURT
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
FORMER COMPANY:
FORMER CONFORMED NAME: Conkwest, Inc.
DATE OF NAME CHANGE: 20140416
FORMER COMPANY:
FORMER CONFORMED NAME: ZelleRx Corp
DATE OF NAME CHANGE: 20050504
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-09-05
0
0001326110
NantKwest, Inc.
NK
0001424620
Thomas John C
C/O NANTKWEST, INC.
3530 JOHN HOPKINS COURT
SAN DIEGO
CA
92121
1
0
0
0
Common Stock
2019-09-05
4
S
0
2964
1.25
D
391105
D
Common Stock
2019-09-06
4
S
0
7080
1.24
D
384025
D
Common Stock
2019-09-09
4
S
0
13956
1.24
D
370069
D
Common Stock
13886
I
See footnote
Reported shares held by the John C Thomas Jr. Trustee Susan T Thomas U/W DTD 5/10/96.
/s/ Sonja Nelson, as Attorney-in-Fact
2019-09-09