0001209191-19-048906.txt : 20190909 0001209191-19-048906.hdr.sgml : 20190909 20190909164253 ACCESSION NUMBER: 0001209191-19-048906 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190905 FILED AS OF DATE: 20190909 DATE AS OF CHANGE: 20190909 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thomas John C CENTRAL INDEX KEY: 0001424620 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37507 FILM NUMBER: 191083492 MAIL ADDRESS: STREET 1: 8601 SIX FORKS ROAD, SUITE 160 CITY: RALEIGH STATE: NC ZIP: 27615 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NantKwest, Inc. CENTRAL INDEX KEY: 0001326110 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 431979754 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3530 JOHN HOPKINS COURT CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: (858) 633-0300 MAIL ADDRESS: STREET 1: 3530 JOHN HOPKINS COURT CITY: SAN DIEGO STATE: CA ZIP: 92121 FORMER COMPANY: FORMER CONFORMED NAME: Conkwest, Inc. DATE OF NAME CHANGE: 20140416 FORMER COMPANY: FORMER CONFORMED NAME: ZelleRx Corp DATE OF NAME CHANGE: 20050504 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-09-05 0 0001326110 NantKwest, Inc. NK 0001424620 Thomas John C C/O NANTKWEST, INC. 3530 JOHN HOPKINS COURT SAN DIEGO CA 92121 1 0 0 0 Common Stock 2019-09-05 4 S 0 2964 1.25 D 391105 D Common Stock 2019-09-06 4 S 0 7080 1.24 D 384025 D Common Stock 2019-09-09 4 S 0 13956 1.24 D 370069 D Common Stock 13886 I See footnote Reported shares held by the John C Thomas Jr. Trustee Susan T Thomas U/W DTD 5/10/96. /s/ Sonja Nelson, as Attorney-in-Fact 2019-09-09