0001209191-16-124170.txt : 20160527
0001209191-16-124170.hdr.sgml : 20160527
20160527192249
ACCESSION NUMBER: 0001209191-16-124170
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160526
FILED AS OF DATE: 20160527
DATE AS OF CHANGE: 20160527
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NantKwest, Inc.
CENTRAL INDEX KEY: 0001326110
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 431979754
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3530 JOHN HOPKINS COURT
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
BUSINESS PHONE: (858) 633-0300
MAIL ADDRESS:
STREET 1: 3530 JOHN HOPKINS COURT
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
FORMER COMPANY:
FORMER CONFORMED NAME: Conkwest, Inc.
DATE OF NAME CHANGE: 20140416
FORMER COMPANY:
FORMER CONFORMED NAME: ZelleRx Corp
DATE OF NAME CHANGE: 20050504
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Thomas John C
CENTRAL INDEX KEY: 0001424620
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37507
FILM NUMBER: 161683635
MAIL ADDRESS:
STREET 1: 8601 SIX FORKS ROAD, SUITE 160
CITY: RALEIGH
STATE: NC
ZIP: 27615
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-05-26
0
0001326110
NantKwest, Inc.
NK
0001424620
Thomas John C
C/O NANTKWEST, INC.
3530 JOHN HOPKINS COURT
SAN DIEGO
CA
92121
1
0
0
0
Common Stock
2016-05-26
4
M
0
277725
0.2161
A
335789
D
Stock Option (right to buy)
0.2161
2016-05-26
4
M
0
277725
0.00
D
2024-03-17
Common Stock
277725
0
D
Subject to the reporting person's continuing service, one twenty-fourth (1/24th) of the shares subject to the option shall vest each month on the same day as the vesting commencement date, such that the shares subject to the option shall become fully vested and exercisable on the second (2nd) anniversary of the vesting commencement date. The vesting commencement date for this option is March 17, 2014. The option originally covered 200,000 pre 1.8515 for 1 forward split shares.
/s/ Daniel Horwood, as Attorney-in-Fact
2016-05-27