0001209191-23-006439.txt : 20230202 0001209191-23-006439.hdr.sgml : 20230202 20230202191348 ACCESSION NUMBER: 0001209191-23-006439 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230131 FILED AS OF DATE: 20230202 DATE AS OF CHANGE: 20230202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Keenan James CENTRAL INDEX KEY: 0001406689 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00712 FILM NUMBER: 23583067 MAIL ADDRESS: STREET 1: 100 BELLEVUE PARKWAY CITY: WILMINGTON STATE: DE ZIP: 19809 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BlackRock Capital Investment Corp CENTRAL INDEX KEY: 0001326003 IRS NUMBER: 202725151 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 40 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-754-5300 MAIL ADDRESS: STREET 1: 40 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: BlackRock Kelso Capital CORP DATE OF NAME CHANGE: 20050503 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-01-31 0 0001326003 BlackRock Capital Investment Corp BKCC 0001406689 Keenan James 40 EAST 52ND STREET NEW YORK NY 10022 0 1 0 1 Interim CEO Chairman of the Board Common Stock 2023-01-31 4 M 0 128416.5877 A 618419.5877 D Common Stock 2023-01-31 4 D 0 128416.5877 3.76 D 490003 D Phantom Shares 2023-01-31 4 A 0 68039.7128 0.00 A Common Stock 68039.7128 68039.7128 D Phantom Shares 2023-01-31 4 M 0 36834.657 D Common Stock 36834.657 73669.3141 D Phantom Shares 2023-01-31 4 M 0 55051.4725 D Common Stock 55051.4725 55051.4725 D Phantom Shares 2023-01-31 4 M 0 36530.4582 D Common Stock 36530.4582 0 D A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. As previously reported on a Form 4 dated February 2, 2022, the Reporting Person was granted phantom shares on January 31, 2022 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. As previously reported on a Form 4 dated February 2, 2021, the Reporting Person was granted phantom shares on January 31, 2021 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. As previously reported on a Form 4 dated February 3, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. These phantom shares vest in equal installments on each of the first three anniversaries of the award. /s/ Laurence D. Paredes as Attorney-in-Fact 2023-02-02