0001209191-20-006100.txt : 20200203 0001209191-20-006100.hdr.sgml : 20200203 20200203172454 ACCESSION NUMBER: 0001209191-20-006100 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200131 FILED AS OF DATE: 20200203 DATE AS OF CHANGE: 20200203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Keenan James CENTRAL INDEX KEY: 0001406689 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00712 FILM NUMBER: 20569754 MAIL ADDRESS: STREET 1: 100 BELLEVUE PARKWAY CITY: WILMINGTON STATE: DE ZIP: 19809 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BlackRock Capital Investment Corp CENTRAL INDEX KEY: 0001326003 IRS NUMBER: 202725151 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 40 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-754-5300 MAIL ADDRESS: STREET 1: 40 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: BlackRock Kelso Capital CORP DATE OF NAME CHANGE: 20050503 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-01-31 0 0001326003 BlackRock Capital Investment Corp BKCC 0001406689 Keenan James 40 EAST 52ND STREET NEW YORK NY 10022 0 1 0 1 Interim CEO Chairman of the Board Common Stock 2020-01-31 4 M 0 110673.49 A 231952.49 D Common Stock 2020-01-31 4 D 0 110673.49 4.98 D 121279 D Phantom Shares 2020-01-31 4 A 0 80421.69 0.00 A Common Stock 80421.69 80421.69 D Phantom Shares 2020-01-31 4 M 0 28916.77 D Common Stock 28916.77 57833.54 D Phantom Shares 2020-01-31 4 M 0 34967.41 D Common Stock 34967.41 34967.41 D Phantom Shares 2020-01-31 4 M 0 46789.31 D Common Stock 46789.31 0 D A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. As previously reported on a Form 4 dated February 27, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. These phantom shares vest in equal installments on each of the first three anniversaries of the award. /s/ Laurence D. Paredes as Attorney-in-Fact 2020-02-03