0001209191-20-006100.txt : 20200203
0001209191-20-006100.hdr.sgml : 20200203
20200203172454
ACCESSION NUMBER: 0001209191-20-006100
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200131
FILED AS OF DATE: 20200203
DATE AS OF CHANGE: 20200203
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Keenan James
CENTRAL INDEX KEY: 0001406689
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00712
FILM NUMBER: 20569754
MAIL ADDRESS:
STREET 1: 100 BELLEVUE PARKWAY
CITY: WILMINGTON
STATE: DE
ZIP: 19809
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BlackRock Capital Investment Corp
CENTRAL INDEX KEY: 0001326003
IRS NUMBER: 202725151
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 40 EAST 52ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-754-5300
MAIL ADDRESS:
STREET 1: 40 EAST 52ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: BlackRock Kelso Capital CORP
DATE OF NAME CHANGE: 20050503
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-01-31
0
0001326003
BlackRock Capital Investment Corp
BKCC
0001406689
Keenan James
40 EAST 52ND STREET
NEW YORK
NY
10022
0
1
0
1
Interim CEO
Chairman of the Board
Common Stock
2020-01-31
4
M
0
110673.49
A
231952.49
D
Common Stock
2020-01-31
4
D
0
110673.49
4.98
D
121279
D
Phantom Shares
2020-01-31
4
A
0
80421.69
0.00
A
Common Stock
80421.69
80421.69
D
Phantom Shares
2020-01-31
4
M
0
28916.77
D
Common Stock
28916.77
57833.54
D
Phantom Shares
2020-01-31
4
M
0
34967.41
D
Common Stock
34967.41
34967.41
D
Phantom Shares
2020-01-31
4
M
0
46789.31
D
Common Stock
46789.31
0
D
A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.
As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.
As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.
As previously reported on a Form 4 dated February 27, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.
These phantom shares vest in equal installments on each of the first three anniversaries of the award.
/s/ Laurence D. Paredes as Attorney-in-Fact
2020-02-03