0001209191-18-007276.txt : 20180202
0001209191-18-007276.hdr.sgml : 20180202
20180202204226
ACCESSION NUMBER: 0001209191-18-007276
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180131
FILED AS OF DATE: 20180202
DATE AS OF CHANGE: 20180202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Zugay Michael J.
CENTRAL INDEX KEY: 0001696892
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00712
FILM NUMBER: 18572613
MAIL ADDRESS:
STREET 1: 55 E 52ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10055
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BlackRock Capital Investment Corp
CENTRAL INDEX KEY: 0001326003
IRS NUMBER: 202725151
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 40 EAST 52ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-754-5300
MAIL ADDRESS:
STREET 1: 40 EAST 52ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: BlackRock Kelso Capital CORP
DATE OF NAME CHANGE: 20050503
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-01-31
0
0001326003
BlackRock Capital Investment Corp
BKCC
0001696892
Zugay Michael J.
40 EAST 52ND STREET
NEW YORK
NY
10022
0
1
0
0
Chief Executive Officer
Common Stock
2018-01-31
4
M
0
53950.85
A
76450.85
D
Common Stock
2018-01-31
4
D
0
53950.85
5.96
D
22500
D
Phantom Shares
2018-01-31
4
A
0
123951.34
5.96
A
Common Stock
123951.34
123951.34
D
Phantom Shares
2018-01-31
4
M
0
32293.3
D
Common Stock
32293.3
64586.6
D
Phantom Shares
2018-01-31
4
M
0
21657.55
D
Common Stock
21657.55
21657.55
D
A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.
The Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.
The Reporting Person was granted phantom shares on January 31, 2016 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.
These phantom shares vest in equal installments on each of the first three anniversaries of the award.
/s/ Laurence D. Paredes as Attorney-in-Fact
2018-02-02