0001209191-18-007276.txt : 20180202 0001209191-18-007276.hdr.sgml : 20180202 20180202204226 ACCESSION NUMBER: 0001209191-18-007276 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180131 FILED AS OF DATE: 20180202 DATE AS OF CHANGE: 20180202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zugay Michael J. CENTRAL INDEX KEY: 0001696892 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00712 FILM NUMBER: 18572613 MAIL ADDRESS: STREET 1: 55 E 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10055 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BlackRock Capital Investment Corp CENTRAL INDEX KEY: 0001326003 IRS NUMBER: 202725151 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 40 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-754-5300 MAIL ADDRESS: STREET 1: 40 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: BlackRock Kelso Capital CORP DATE OF NAME CHANGE: 20050503 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-01-31 0 0001326003 BlackRock Capital Investment Corp BKCC 0001696892 Zugay Michael J. 40 EAST 52ND STREET NEW YORK NY 10022 0 1 0 0 Chief Executive Officer Common Stock 2018-01-31 4 M 0 53950.85 A 76450.85 D Common Stock 2018-01-31 4 D 0 53950.85 5.96 D 22500 D Phantom Shares 2018-01-31 4 A 0 123951.34 5.96 A Common Stock 123951.34 123951.34 D Phantom Shares 2018-01-31 4 M 0 32293.3 D Common Stock 32293.3 64586.6 D Phantom Shares 2018-01-31 4 M 0 21657.55 D Common Stock 21657.55 21657.55 D A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. The Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. The Reporting Person was granted phantom shares on January 31, 2016 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. These phantom shares vest in equal installments on each of the first three anniversaries of the award. /s/ Laurence D. Paredes as Attorney-in-Fact 2018-02-02