0000950172-24-000073.txt : 20240320
0000950172-24-000073.hdr.sgml : 20240320
20240320142359
ACCESSION NUMBER: 0000950172-24-000073
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240319
FILED AS OF DATE: 20240320
DATE AS OF CHANGE: 20240320
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Harris Jerrold B
CENTRAL INDEX KEY: 0001333739
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-23238
FILM NUMBER: 24767390
MAIL ADDRESS:
STREET 1: 100 BELLEVUE PARKWAY
CITY: WILMINGTON
STATE: DE
ZIP: 19809
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BlackRock Capital Investment Corp
CENTRAL INDEX KEY: 0001326003
ORGANIZATION NAME:
IRS NUMBER: 202725151
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 50 HUDSON YARDS
CITY: NEW YORK
STATE: NY
ZIP: 10001
BUSINESS PHONE: 212-810-5800
MAIL ADDRESS:
STREET 1: 50 HUDSON YARDS
CITY: NEW YORK
STATE: NY
ZIP: 10001
FORMER COMPANY:
FORMER CONFORMED NAME: BlackRock Kelso Capital CORP
DATE OF NAME CHANGE: 20050503
4
1
form4.xml
X0508
4
2024-03-19
true
0001326003
BlackRock Capital Investment Corp
BKCC
0001333739
Harris Jerrold B
50 HUDSON YARDS
NEW YORK
NY
10001
true
false
Common Stock
2024-03-18
4
D
0
150061
D
0
D
Common Stock
2024-03-18
4
D
0
43868
D
0
I
By Jerrold B. Harris Trust, U/A 4/30/2001
Common Stock
2024-03-18
4
D
0
4358
D
0
I
By Jerrold B. Harris IRA
Common Stock
2024-03-18
4
D
0
22857
D
0
I
By Jerrold Harris 2012 Trust
Common Stock
2024-03-18
4
D
0
50469
D
0
I
By Bobette J. Harris Trust, U/A 4/30/2001
Common Stock
2024-03-18
4
D
0
16365
D
0
I
By Bobette Harris 2012 Trust
Common Stock
2024-03-18
4
D
0
12166
D
0
I
By 1999 Harris Intervivos Trust, U/A 4/30/2001
On March 18, 2024, Blackrock TCP Capital Corp. ("TCPC") acquired BlackRock Capital Investment Corporation (the "Issuer") pursuant to an Amended and Restated Agreement and Plan of Merger, dated as of January 10, 2024, entered into by and among the TCPC, the Issuer, BCIC Merger Sub, LLC an indirect wholly-owned subsidiary of TCPC ("Merger Sub"), and, solely for limited purposes, BlackRock Capital Investment Advisors, LLC ("BCIA") and Tennenbaum Capital Partners, LLC, a wholly owned subsidiary of BCIA. In accordance with the Merger Agreement, Issuer merged with and into Merger Sub, with Merger Sub surviving such merger as an indirect wholly-owned subsidiary of TCPC (the "Merger").
At the effective time of the Merger, each outstanding share of the Issuer common stock (other than certain excluded shares) automatically converted into the right to receive 115,075 validly issued, fully-paid and nonassessable shares of TCPC common stock.
The Reporting Person has a pecuniary interest in Jerrold B. Harris Trust, U/A 4/30/2001.
The Reporting Person has a pecuniary interest in Jerrold B. Harris IRA.
The Reporting Person has a pecuniary interest in Jerrold Harris 2012 Trust.
The Reporting Person has a pecuniary interest in Bobette J. Harris Trust, U/A 4/30/2001.
The Reporting Person has a pecuniary interest in Bobette Harris 2012 Trust.
The Reporting Person has a pecuniary interest in 1999 Harris Intervivos Trust, U/A 8/12/1999.
/s/ Laurence D. Paredes as Attorney-in-Fact
2024-03-20