0000950172-24-000073.txt : 20240320 0000950172-24-000073.hdr.sgml : 20240320 20240320142359 ACCESSION NUMBER: 0000950172-24-000073 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240319 FILED AS OF DATE: 20240320 DATE AS OF CHANGE: 20240320 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Harris Jerrold B CENTRAL INDEX KEY: 0001333739 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-23238 FILM NUMBER: 24767390 MAIL ADDRESS: STREET 1: 100 BELLEVUE PARKWAY CITY: WILMINGTON STATE: DE ZIP: 19809 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BlackRock Capital Investment Corp CENTRAL INDEX KEY: 0001326003 ORGANIZATION NAME: IRS NUMBER: 202725151 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 HUDSON YARDS CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 212-810-5800 MAIL ADDRESS: STREET 1: 50 HUDSON YARDS CITY: NEW YORK STATE: NY ZIP: 10001 FORMER COMPANY: FORMER CONFORMED NAME: BlackRock Kelso Capital CORP DATE OF NAME CHANGE: 20050503 4 1 form4.xml X0508 4 2024-03-19 true 0001326003 BlackRock Capital Investment Corp BKCC 0001333739 Harris Jerrold B 50 HUDSON YARDS NEW YORK NY 10001 true false Common Stock 2024-03-18 4 D 0 150061 D 0 D Common Stock 2024-03-18 4 D 0 43868 D 0 I By Jerrold B. Harris Trust, U/A 4/30/2001 Common Stock 2024-03-18 4 D 0 4358 D 0 I By Jerrold B. Harris IRA Common Stock 2024-03-18 4 D 0 22857 D 0 I By Jerrold Harris 2012 Trust Common Stock 2024-03-18 4 D 0 50469 D 0 I By Bobette J. Harris Trust, U/A 4/30/2001 Common Stock 2024-03-18 4 D 0 16365 D 0 I By Bobette Harris 2012 Trust Common Stock 2024-03-18 4 D 0 12166 D 0 I By 1999 Harris Intervivos Trust, U/A 4/30/2001 On March 18, 2024, Blackrock TCP Capital Corp. ("TCPC") acquired BlackRock Capital Investment Corporation (the "Issuer") pursuant to an Amended and Restated Agreement and Plan of Merger, dated as of January 10, 2024, entered into by and among the TCPC, the Issuer, BCIC Merger Sub, LLC an indirect wholly-owned subsidiary of TCPC ("Merger Sub"), and, solely for limited purposes, BlackRock Capital Investment Advisors, LLC ("BCIA") and Tennenbaum Capital Partners, LLC, a wholly owned subsidiary of BCIA. In accordance with the Merger Agreement, Issuer merged with and into Merger Sub, with Merger Sub surviving such merger as an indirect wholly-owned subsidiary of TCPC (the "Merger"). At the effective time of the Merger, each outstanding share of the Issuer common stock (other than certain excluded shares) automatically converted into the right to receive 115,075 validly issued, fully-paid and nonassessable shares of TCPC common stock. The Reporting Person has a pecuniary interest in Jerrold B. Harris Trust, U/A 4/30/2001. The Reporting Person has a pecuniary interest in Jerrold B. Harris IRA. The Reporting Person has a pecuniary interest in Jerrold Harris 2012 Trust. The Reporting Person has a pecuniary interest in Bobette J. Harris Trust, U/A 4/30/2001. The Reporting Person has a pecuniary interest in Bobette Harris 2012 Trust. The Reporting Person has a pecuniary interest in 1999 Harris Intervivos Trust, U/A 8/12/1999. /s/ Laurence D. Paredes as Attorney-in-Fact 2024-03-20