0001553350-23-000188.txt : 20230320 0001553350-23-000188.hdr.sgml : 20230320 20230320174123 ACCESSION NUMBER: 0001553350-23-000188 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230316 FILED AS OF DATE: 20230320 DATE AS OF CHANGE: 20230320 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lebby Michael Stephen CENTRAL INDEX KEY: 0001652013 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40766 FILM NUMBER: 23747312 MAIL ADDRESS: STREET 1: 680 MISSION STREET STREET 2: 24F CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Lightwave Logic, Inc. CENTRAL INDEX KEY: 0001325964 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PLASTIC PRODUCTS [3080] IRS NUMBER: 820497368 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 369 INVERNESS PARKWAY STREET 2: SUITE 350 CITY: ENGLEWOOD STATE: CO ZIP: 80112 BUSINESS PHONE: (720) 340-4949 MAIL ADDRESS: STREET 1: 369 INVERNESS PARKWAY STREET 2: SUITE 350 CITY: ENGLEWOOD STATE: CO ZIP: 80112 FORMER COMPANY: FORMER CONFORMED NAME: THIRD-ORDER NANOTECHNOLOGIES INC DATE OF NAME CHANGE: 20070320 FORMER COMPANY: FORMER CONFORMED NAME: THIRD-ORDER NANOTECHNOLOIES INC DATE OF NAME CHANGE: 20070222 FORMER COMPANY: FORMER CONFORMED NAME: PSI TEC HOLDINGS INC DATE OF NAME CHANGE: 20050503 4 1 lebby4.xml OWNERSHIP DOCUMENT X0407 4 2023-03-16 0 0001325964 Lightwave Logic, Inc. LWLG 0001652013 Lebby Michael Stephen 369 INVERNESS PARKWAY SUITE 350 ENGLEWOOD CO 80112 1 1 0 0 Chief Exec. Officer 0 Employee Stock Option (Right to Buy) 5.22 2023-03-16 4 A 0 200000 0 A 2033-03-15 Common Stock 200000 1300000 D Represents an option award pursuant to the Company's 2016 Equity Incentive Plan, 50,006 options vested on March 16, 2023, with the remaining options vesting in 9 equal monthly installments beginning on April 1, 2023, subject to continued service with the Company through the applicable vesting dates. This award is subject to forfeiture. /s/ James S.Marcelli, Attorney-in-fact for Michael S. Lebby 2023-03-20