0001553350-22-000034.txt : 20220120 0001553350-22-000034.hdr.sgml : 20220120 20220120170655 ACCESSION NUMBER: 0001553350-22-000034 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220118 FILED AS OF DATE: 20220120 DATE AS OF CHANGE: 20220120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bucchi Ronald A CENTRAL INDEX KEY: 0001523014 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40766 FILM NUMBER: 22543054 MAIL ADDRESS: STREET 1: C/O FIRST CONNECTICUT BANCORP, INC. STREET 2: ONE FARM GLEN BOULEVARD CITY: FARMINGTON STATE: CT ZIP: 06032 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Lightwave Logic, Inc. CENTRAL INDEX KEY: 0001325964 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PLASTIC PRODUCTS [3080] IRS NUMBER: 820497368 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 369 INVERNESS PARKWAY STREET 2: SUITE 350 CITY: ENGLEWOOD STATE: CO ZIP: 80112 BUSINESS PHONE: (720) 340-4949 MAIL ADDRESS: STREET 1: 369 INVERNESS PARKWAY STREET 2: SUITE 350 CITY: ENGLEWOOD STATE: CO ZIP: 80112 FORMER COMPANY: FORMER CONFORMED NAME: THIRD-ORDER NANOTECHNOLOGIES INC DATE OF NAME CHANGE: 20070320 FORMER COMPANY: FORMER CONFORMED NAME: THIRD-ORDER NANOTECHNOLOIES INC DATE OF NAME CHANGE: 20070222 FORMER COMPANY: FORMER CONFORMED NAME: PSI TEC HOLDINGS INC DATE OF NAME CHANGE: 20050503 4 1 bucchi4.xml OWNERSHIP DOCUMENT X0306 4 2022-01-18 0 0001325964 Lightwave Logic, Inc. LWLG 0001523014 Bucchi Ronald A 369 INVERNESS PARKWAY SUITE 350 ENGLEWOOD CO 80112 1 0 0 0 Common Stock 2022-01-18 4 A 0 5182 0 A 26182 D Common Stock 3000 I By Spouse Employee Stock Option (Right to Buy) 9.65 2022-01-18 4 A 0 50000 0 A 2032-01-17 Common Stock 50000 890000 D Represents a restricted stock award pursuant to the Company's 2016 Equity Incentive Plan, which vests in 3 equal annual installments over 3 years, with first installment vesting December 31, 2022, subject to continued service with the Company through the applicable vesting dates. This award is subject to forfeiture. Represents an option award pursuant to the Company's 2016 Equity Incentive Plan, which vests in 12 equal monthly installments over a period of 12 months, with first installment vesting January 31, 2022, subject to continued service with the Company through the applicable vesting dates. This award is subject to forfeiture. /s/ James S. Marcelli, Attorney-in-fact for Ronald A. Bucchi 2022-01-20