0001553350-19-000351.txt : 20190409 0001553350-19-000351.hdr.sgml : 20190409 20190409171526 ACCESSION NUMBER: 0001553350-19-000351 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190114 FILED AS OF DATE: 20190409 DATE AS OF CHANGE: 20190409 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bucchi Ronald A CENTRAL INDEX KEY: 0001523014 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52567 FILM NUMBER: 19740084 MAIL ADDRESS: STREET 1: C/O FIRST CONNECTICUT BANCORP, INC. STREET 2: ONE FARM GLEN BOULEVARD CITY: FARMINGTON STATE: CT ZIP: 06032 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Lightwave Logic, Inc. CENTRAL INDEX KEY: 0001325964 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PLASTIC PRODUCTS [3080] IRS NUMBER: 820497368 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 369 INVERNESS PARKWAY STREET 2: SUITE 350 CITY: ENGLEWOOD STATE: CO ZIP: 80112 BUSINESS PHONE: (720) 340-4949 MAIL ADDRESS: STREET 1: 369 INVERNESS PARKWAY STREET 2: SUITE 350 CITY: ENGLEWOOD STATE: CO ZIP: 80112 FORMER COMPANY: FORMER CONFORMED NAME: THIRD-ORDER NANOTECHNOLOGIES INC DATE OF NAME CHANGE: 20070320 FORMER COMPANY: FORMER CONFORMED NAME: THIRD-ORDER NANOTECHNOLOIES INC DATE OF NAME CHANGE: 20070222 FORMER COMPANY: FORMER CONFORMED NAME: PSI TEC HOLDINGS INC DATE OF NAME CHANGE: 20050503 4 1 bucchi4.xml OWNERSHIP DOCUMENT X0306 4 2019-01-14 0 0001325964 Lightwave Logic, Inc. LWLG 0001523014 Bucchi Ronald A 369 INVERNESS PARKWAY SUITE 350 ENGLEWOOD CO 80112 1 0 0 0 Employee Stock Option (Right to Buy) 0.84 2019-01-14 4 A 0 80000 0 A 2029-01-13 Common Stock 80000 693400 D The registrant granted the reporting person an option to purchase up to 80,000 shares of company stock that vest pursuant to the following schedule: 25% of the options vest immediately, and the remaining options vest in three equal quarterly installments of 25% of the options granted commencing on April 1, 2019. Includes employee stock options to purchase up to 680,000 shares of common stock and warrants to purchase up to 13,400 shares of common stock. /s/ James S. Marcelli, Attorney-in-fact for Ronald A. Bucchi 2019-04-09