0001553350-15-000695.txt : 20150702 0001553350-15-000695.hdr.sgml : 20150702 20150702160033 ACCESSION NUMBER: 0001553350-15-000695 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150701 FILED AS OF DATE: 20150702 DATE AS OF CHANGE: 20150702 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Lightwave Logic, Inc. CENTRAL INDEX KEY: 0001325964 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PLASTIC PRODUCTS [3080] IRS NUMBER: 820497368 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1831 LEFTHAND CIRCLE STREET 2: SUITE C CITY: LONGMONT STATE: CO ZIP: 80501 BUSINESS PHONE: (720) 340-4949 MAIL ADDRESS: STREET 1: 1831 LEFTHAND CIRCLE STREET 2: SUITE C CITY: LONGMONT STATE: CO ZIP: 80501 FORMER COMPANY: FORMER CONFORMED NAME: THIRD-ORDER NANOTECHNOLOGIES INC DATE OF NAME CHANGE: 20070320 FORMER COMPANY: FORMER CONFORMED NAME: THIRD-ORDER NANOTECHNOLOIES INC DATE OF NAME CHANGE: 20070222 FORMER COMPANY: FORMER CONFORMED NAME: PSI TEC HOLDINGS INC DATE OF NAME CHANGE: 20050503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Marcelli James S. CENTRAL INDEX KEY: 0001442479 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52567 FILM NUMBER: 15969567 MAIL ADDRESS: STREET 1: 2601 ANNAND DRIVE STREET 2: SUITE 16 CITY: WILMINGTON STATE: DE ZIP: 19808 4 1 marcelli4.xml OWNERSHIP DOCUMENT X0306 4 2015-07-01 0 0001325964 Lightwave Logic, Inc. LWLG 0001442479 Marcelli James S. 1831 LEFTHAND CIRCLE SUITE C LONGMONT CO 80501 1 1 0 0 President, COO Employee Stock Option (Right to Buy) 1.75 2008-08-01 4 J 0 1050000 0 D 2015-07-31 Common Stock 1050000 200000 D Employee Stock Option (Right to Buy) 1.50 2010-06-18 4 J 0 100000 0 D 2015-07-31 Common Stock 100000 100000 D Employee Stock Option (Right to Buy) 0.70 2015-07-01 4 A 0 1150000 0 A 2015-07-01 2025-06-30 Common Stock 1150000 1250000 D These options were cancelled. The cancellation transaction was exempt under Section 16(b) pursuant to Rule 16b-3(e). The option vested pursuant to the following schedule: The options vested quarterly over three years in equal installments of 87,500 shares per quarter beginning November 1, 2008. The option vested pursuant to the following schedule: The options vested quarterly over two years in equal installments of 12,500 shares per quarter beginning August 1, 2010. /s/ James S. Marcelli 2015-07-02