0001079973-23-000887.txt : 20230614 0001079973-23-000887.hdr.sgml : 20230614 20230614160601 ACCESSION NUMBER: 0001079973-23-000887 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230612 FILED AS OF DATE: 20230614 DATE AS OF CHANGE: 20230614 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: El-Ahmadi Siraj Nour CENTRAL INDEX KEY: 0001589104 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40766 FILM NUMBER: 231014141 MAIL ADDRESS: STREET 1: 4331 WOODCREST LANE CITY: DALLAS STATE: TX ZIP: 75206 FORMER NAME: FORMER CONFORMED NAME: ElAhmadi Siraj Nour DATE OF NAME CHANGE: 20131011 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Lightwave Logic, Inc. CENTRAL INDEX KEY: 0001325964 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PLASTIC PRODUCTS [3080] IRS NUMBER: 820497368 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 369 INVERNESS PARKWAY STREET 2: SUITE 350 CITY: ENGLEWOOD STATE: CO ZIP: 80112 BUSINESS PHONE: (720) 340-4949 MAIL ADDRESS: STREET 1: 369 INVERNESS PARKWAY STREET 2: SUITE 350 CITY: ENGLEWOOD STATE: CO ZIP: 80112 FORMER COMPANY: FORMER CONFORMED NAME: THIRD-ORDER NANOTECHNOLOGIES INC DATE OF NAME CHANGE: 20070320 FORMER COMPANY: FORMER CONFORMED NAME: THIRD-ORDER NANOTECHNOLOIES INC DATE OF NAME CHANGE: 20070222 FORMER COMPANY: FORMER CONFORMED NAME: PSI TEC HOLDINGS INC DATE OF NAME CHANGE: 20050503 4 1 ownership.xml X0407 4 2023-06-12 0 0001325964 Lightwave Logic, Inc. LWLG 0001589104 El-Ahmadi Siraj Nour 369 INVERNESS PARKWAY SUITE 350 ENGLEOOWD CO 80112 1 0 0 0 0 Common Stock 2023-06-12 4 M 0 50000 0.93 A 79128 D Common Stock 2023-06-12 4 M 0 50000 0.72 A 129128 D Common Stock 2023-06-12 4 S 0 100000 7.77 D 29128 D Employee Stock Option (Right to Buy) 0.93 2023-06-12 4 M 0 50000 0.00 D 2023-10-01 Common Stock 50000 605000 D Employee Stock Option (Right to Buy) 0.72 2023-06-12 4 M 0 50000 0.00 D 2023-12-31 Common Stock 50000 555000 D The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $7.39 to $8.03, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 1 to this Form 4. The registrant granted the reporting person an option to purchase up to 200,000 shares of company stock that vest pursuant to the following schedule: 50,000 options vest on November 1, 2013, and the remaining options vest in three equal annual installments of 50,000 options per year commencing on October 2, 2014. The registrant granted the reporting person an option to purchase up to 50,000 shares of company stock that vest pursuant to the following schedule: 20,000 options vest on January 1, 2014, and the remaining options vest in three equal quarterly installments of 10,000 options per quarter commencing on April 1, 2014. /s/ James S. Marcelli, Attorney-in-fact for Siraj Nour El-Ahmadi 2023-06-14